Sterlite Industries (india) Limited
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934
July 16,
2009
Commission File Number 00133175
Sterlite Industries (India) Limited
(Exact name of registrant as specified in the charter)
Not Applicable
(Translation of Registrants name into English)
Republic of India
(Jurisdiction of incorporation or organization)
Vedanta, 75 Nehru Road
Vile Parle (East)
Mumbai, Maharashtra 400-099, India
+91-22-6646-1000
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F or Form 40-F.
Form 20-F þ Form 40-F o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(7): o
Indicate by check mark whether the Registrant by furnishing the information contained in this Form
is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes o No þ
If Yes is marked, indicate below the file number assigned to registrant in connection with Rule
12g3-2(b): Not applicable.
TABLE OF CONTENTS
This Report on Form 6-K shall be incorporated by reference in the automatic shelf registration
statement on Form F-3 (File No. 333-160580) (the Automatic Shelf Registration Statement) of
Sterlite Industries (India) Limited (the Company) and to be part thereof, including the
preliminary prospectus supplement to the prospectus dated July 15, 2009 (the Prospectus
Supplement and, together with the Automatic Shelf Registration Statement, the Registration
Statement), each filed on July 15, 2009 with the US Securities and Exchange Commission (the
SEC).
Other Events
On July 15, 2009, the Company filed the Automatic Shelf Registration Statement and subsequently
filed the Prospectus Supplement with the SEC in connection
with its proposed offering (the Offering) of
American Depositary Shares (the ADSs), each ADS
representing one equity share, par value Rs. 2 per share.
In connection with the Offering, the Company entered into an underwriting agreement dated July 16,
2009 (the Underwriting Agreement) with J.P. Morgan Securities Inc. and Morgan Stanley & Co.
International plc (the Underwriters). A copy of the Underwriting Agreement dated July 16, 2009 is
attached hereto and is being filed herewith on this Form 6-K as Exhibit 1.1, and which is hereby
incorporated by reference as Exhibit 1.1 to the Automatic Shelf Registration Statement.
On July 16, 2009, the Company issued a press release to announce the Offering to issue and sell new
equity shares in the form of ADSs that is expected to result in gross
proceeds of approximately $1.5 billion. In addition, the Company announced that it has granted the
Underwriters an over-allotment option equivalent to 15% of the offering size, excluding any portion
of the offering allocated to its parent company, Vedanta
Resources plc (Vedanta), either
directly or through a subsidiary of Vedanta. A copy of the press release dated July 16, 2009 is
attached hereto as Exhibit 99.1 and is incorporated herein by reference.
On
July 16, 2009, the Company issued another press release to
announce that it has priced the
Offering of 123,456,790 equity shares in the form of ADSs at a price
of $12.15 per ADS. A copy of the press release dated July 16, 2009 is attached hereto as Exhibit 99.2 and is
incorporated herein by reference.
Exhibits
1.1 |
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Underwriting Agreement dated July 16, 2009 which is incorporated by reference as Exhibit 1.1
to the Automatic Shelf Registration Statement on Form F-3 (File
No. 333-160580) of Sterlite Industries (India) Limited, as filed with
the SEC on July 15, 2009. |
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99.1 |
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Press release of Sterlite Industries (India) Limited dated July 16, 2009. |
99.2 |
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Press release of Sterlite Industries (India) Limited dated July 16, 2009. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunder duly authorized.
Date:
July 16, 2009
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STERLITE INDUSTRIES (INDIA) LIMITED
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By: |
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/s/
Vinod Bhandawat
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Name: |
Vinod Bhandawat |
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Title: |
Chief Financial Officer |
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EXHIBITS INDEX
1.1 |
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Underwriting Agreement dated July 16, 2009 which is incorporated by reference as Exhibit 1.1
to the Automatic Shelf Registration Statement on Form F-3 (File
No. 333-160580) of Sterlite Industries (India) Limited, as filed with
the SEC on July 15, 2009. |
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99.1 |
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Press release of Sterlite Industries (India) Limited dated July 16, 2009. |
99.2 |
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Press release of Sterlite Industries (India) Limited dated July 16, 2009. |