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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GREENHILL CAPITAL PARTNERS, LLC 300 PARK AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation | |||
GCP SPV I, LLC 300 PARK AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
Sharehlr w/ Bd Representation | |||
GCP SPV 2, LLC 300 PARK AVENUE, 23RD FLOOR NEW YORK, NY 10022 |
Sharehldr w/ Bd Representation |
/s/ Ulrika Ekman, Greenhill Capital Partners, LLC, By: Ulrika Ekman, General Counsel and Secretary | 07/09/2007 | |
**Signature of Reporting Person | Date | |
/s/ Ulrika Ekman, GCP SPV 1, LLC, By: GCP Managing Partner, L.P., as Manager of GCP SPV 1, LLC | 07/09/2007 | |
**Signature of Reporting Person | Date | |
/s/ Ulrika Ekman, By: Greenhill Capital Partners, LLC, as General Partner of GCP Managing Partner, L.P., By: Ulrika Ekman, General Counsel and Secretary | 07/09/2007 | |
**Signature of Reporting Person | Date | |
/s/ Ulrika Ekman, GCP SPV 2, LLC, By: GCP Managing Partner II, L.P., as Manager of GCP SPV 2, LLC | 07/09/2007 | |
**Signature of Reporting Person | Date | |
/s/ Ulrika Ekman, By: Greenhill Capital Partners, LLC, as General Partner of GCP Managing Partner II, L.P., By: Ulrika Ekman, General Counsel and Secretary | 07/09/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This form is being filed by the following Reporting Persons: Greenhill Capital Partners LLC, GCP SPV 1, LLC and GCP SPV 2, LLC. Greenhill Capital Partners LLC is the general partner of each of GCP Managing Partner, L.P., which acts as the manager for GCP SPV 1, LLC and GCP Managing Partner II, L.P., which acts as the manager for GCP SPV 2, LLC. |
(2) | Greenhill Capital Partners LLC sold 16,308 shares, GCP SPV 1, LLC sold 4,926,476 shares and GCP SPV 2 LLC sold 397,216 shares. Following the reported transaction, Greenhill Capital Partners LLC owned 16,180 shares, GCP SPV 1, LLC owned 4,888,032 shares and GCP SPV 2, LLC owned 394,116 shares. GCP SPV 1, LLC and GCP SPV 2, LLC subsequently transferred all of the shares that they owned to their shareholders. Accordingly, GCP SPV 1, LLC and GCP SPV 2, LLC each own zero shares and Greenhill Capital Partners, L.P. owns 3,019,658 shares, Greenhill Capital Partners (Cayman), L.P. owns 447,067 shares, Greenhill Capital Partners (Executives), L.P. owns 475,029 shares, Greenhill Capital, L.P. owns 946,278 shares, Greenhill Capital Partners II, L.P. owns 202,843 shares, Greenhill Capital Partners (Cayman) II, L.P. owns 79,498 shares, Greenhill Capital Partners (Executives) II, L.P. owns 13,990 shares and Greenhill Capital Partners (Employees) II, L.P. owns 97,785 shares. |