1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(3)
|
02/23/2008 |
Common Stock, $.10 par value
|
2,500
|
$
47.25
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
10/20/2008 |
Common Stock, $.10 par value
|
15,000
|
$
36.5
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
07/21/2009 |
Common Stock, $.10 par value
|
20,000
|
$
51.688
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
07/20/2010 |
Common Stock, $.10 par value
|
2,590
|
$
27
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(7)
|
07/20/2010 |
Common Stock, $.10 par value
|
18,410
|
$
27
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(8)
|
07/20/2010 |
Common Stock, $.10 par value
|
9,000
|
$
27
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(9)
|
02/12/2014 |
Common Stock, $.10 par value
|
15,000
|
$
27.32
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(10)
|
04/01/2015 |
Common Stock, $.10 par value
|
5,217
|
$
27.26
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(11)
|
05/20/2015 |
Common Stock, $.10 par value
|
18,800
|
$
28.98
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(12)
|
08/02/2016 |
Common Stock, $.10 par value
|
28,286
|
$
21.77
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(13)
|
09/14/2016 |
Common Stock, $.10 par value
|
10,000
|
$
24.28
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes shares purchased under the CA, Inc. Year 2000 Employee Stock Purchase Plan and restricted stock and restricted stock
units granted at various times that vest over a three year period or a two year period. |
(2) |
Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of June 25, 2007. |
(3) |
This option vests over a five year period as follows: 25% on February 23, 2000, 20% on February 23, 2001, 25% on February 23,
2002 and 30% on February 23, 2003. |
(4) |
This option vests over a five year period as follows: 25% on October 20, 2000, 20% on October 20, 2001, 25% on October 20,
2002 and 30% on October 20, 2003. |
(5) |
This option vests over a five year period as follows: 10% on July 21, 2000, 15% on July 21, 2001, 20% on July 21, 2002, 25%
on July 21, 2003 and 30% on July 21, 2004. |
(6) |
This option vests over a four year period as follows: 370 on July 20, 2001, 555 on July 20, 2002, 740 on July 20, 2003 and
925 on July 20, 2004. |
(7) |
This option vests over a four year period as follows: 2,630 on July 20, 2001, 3,945 on July 20, 2002, 5,260 on July 20, 2003
and 6,575 on July 20, 2004. |
(8) |
This option vests 100% on June 8, 2007. |
(9) |
This option vests over a three year period as follows: 34% on February 12, 2005, 33% on February 12, 2006 and 33% on February
12, 2007. |
(10) |
This option vests over a three year period as follows: 34% on April 1, 2006, 33% on April 1, 2007 and 33% on April 1, 2008. |
(11) |
This option vests over a three year period as follows: 34% on May 20, 2006, 33% on May 20, 2007 and 33% on May 20, 2008. |
(12) |
This option vests over a three year period as follows: 34% on August 2, 2007, 33% on August 2, 2008 and 33% on August 2,
2009. |
(13) |
This option vests over a three year period as follows: 34% on September 14, 2007, 33% on September 14, 2008 and 33% on
September 14, 2009. |