UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-8568
NAME OF REGISTRANT: John Hancock Bank and Thrift
Opportunity Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Gordon M. Shone
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2008 - 06/30/2009
127254 John Hancock Funds Bank & Thrift Opportunity Fund
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 932970343
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Special
Meeting Date: 05-Dec-2008
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF BANK OF AMERICA COMMON STOCK AS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF SEPTEMBER 15, 2008, BY AND BETWEEN MERRILL
LYNCH & CO., INC. AND BANK OF AMERICA CORPORATION,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN, AS AMENDED AND RESTATED.
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK FROM 7.5 BILLION TO 10 BILLION.
04 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
FOREGOING PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP. Agenda Number: 933014805
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 14-Apr-2009
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RUTH E. BRUCH Mgmt For For
NICHOLAS M. DONOFRIO Mgmt For For
GERALD L. HASSELL Mgmt For For
EDMUND F. KELLY Mgmt For For
ROBERT P. KELLY Mgmt For For
RICHARD J. KOGAN Mgmt For For
MICHAEL J. KOWALSKI Mgmt For For
JOHN A. LUKE, JR. Mgmt For For
ROBERT MEHRABIAN Mgmt For For
MARK A. NORDENBERG Mgmt For For
CATHERINE A. REIN Mgmt For For
WILLIAM C. RICHARDSON Mgmt For For
SAMUEL C. SCOTT III Mgmt For For
JOHN P. SURMA Mgmt For For
WESLEY W. VON SCHACK Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO 2008 EXECUTIVE COMPENSATION.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANT.
04 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr Against For
VOTING.
05 STOCKHOLDER PROPOSAL REQUESTING A 75% RETENTION Shr For Against
POLICY FOR SHARES ACQUIRED THROUGH COMPENSATION
PLANS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. Agenda Number: 933007949
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: OZRK
ISIN: US0639041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE GLEASON Mgmt For For
MARK ROSS Mgmt For For
JEAN AREHART Mgmt For For
STEVEN ARNOLD Mgmt For For
RICHARD CISNE Mgmt For For
ROBERT EAST Mgmt For For
LINDA GLEASON Mgmt For For
HENRY MARIANI Mgmt For For
JAMES MATTHEWS Mgmt For For
R.L. QUALLS Mgmt For For
KENNITH SMITH Mgmt For For
02 TO RATIFY THE AUDIT COMMITTEE'S SELECTION AND Mgmt For For
APPOINTMENT OF THE ACCOUNTING FIRM OF CROWE
HORWATH LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2009.
03 TO APPROVE THE 2009 RESTRICTED STOCK PLAN. Mgmt Against Against
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
PROXY STATEMENT.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Mgmt For For
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933015100
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. ALLISON IV Mgmt For For
JENNIFER S. BANNER Mgmt For For
ANNA R. CABLIK Mgmt For For
NELLE R. CHILTON Mgmt For For
RONALD E. DEAL Mgmt For For
TOM D. EFIRD Mgmt For For
BARRY J. FITZPATRICK Mgmt For For
L. VINCENT HACKLEY Mgmt For For
JANE P. HELM Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
KELLY S. KING Mgmt For For
JAMES H. MAYNARD Mgmt For For
ALBERT O. MCCAULEY Mgmt For For
J. HOLMES MORRISON Mgmt For For
NIDO R. QUBEIN Mgmt For For
THOMAS N. THOMPSON Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
02 TO APPROVE AMENDMENTS TO THE CORPORATION'S 2004 Mgmt Against Against
STOCK INCENTIVE PLAN AND RE-APPROVE THE PLAN
FOR CERTAIN FEDERAL TAX PURPOSES.
03 TO APPROVE AN ADVISORY PROPOSAL REGARDING BB&T'S Mgmt For For
OVERALL PAY-FOR-PERFORMANCE EXECUTIVE COMPENSATION
PROGRAM.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS BB&T'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
05 TO APPROVE A SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BENJAMIN FRANKLIN BANCORP, INC. Agenda Number: 932992008
--------------------------------------------------------------------------------------------------------------------------
Security: 082073107
Meeting Type: Special
Meeting Date: 11-Feb-2009
Ticker: BFBC
ISIN: US0820731075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE SECOND AMENDED AND RESTATED AGREEMENT Mgmt For For
AND PLAN OF MERGER, BY AND AMONG INDEPENDENT
BANK CORP., INDEPENDENT ACQUISITION SUBSIDIARY,
INC., ROCKLAND TRUST COMPANY, BENJAMIN FRANKLIN
BANCORP, INC. AND BENJAMIN FRANKLIN BANK, AND
THEREBY TO APPROVE THE TRANSACTIONS CONTEMPLATED
BY THE MERGER AGREEMENT, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO PERMIT FURTHER SOLICITATION
OF PROXIES IN FAVOR OF THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 933012724
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANN W. BRESNAHAN Mgmt For For
GREGORY A. DUFOUR Mgmt For For
RENDLE A. JONES Mgmt For For
2 TO RATIFY THE SELECTION OF BERRY, DUNN, MCNEIL Mgmt For For
& PARKER AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL CITY BANK GROUP, INC. Agenda Number: 933024399
--------------------------------------------------------------------------------------------------------------------------
Security: 139674105
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: CCBG
ISIN: US1396741050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DUBOSE AUSLEY Mgmt For For
FREDERICK CARROLL, III Mgmt For For
JOHN K. HUMPHRESS Mgmt For For
HENRY LEWIS III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUDITORS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC. Agenda Number: 932981764
--------------------------------------------------------------------------------------------------------------------------
Security: 277196101
Meeting Type: Special
Meeting Date: 29-Dec-2008
Ticker: EVBS
ISIN: US2771961016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ACT ON A PROPOSED AMENDMENT AND RESTATEMENT Mgmt For For
OF OUR ARTICLES OF INCORPORATION TO AUTHORIZE
THE ISSUANCE OF UP TO 10,000,000 SHARES OF
PREFERRED STOCK.
02 TO ACT ON A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO ALLOW TIME FOR FURTHER SOLICITATION
OF PROXIES, IN THE EVENT THERE ARE INSUFFICIENT
VOTES REPRESENTED IN PERSON OR BY PROXY AT
THE SPECIAL MEETING TO APPROVE THE AMENDMENT
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
ECB BANCORP, INC. Agenda Number: 932979199
--------------------------------------------------------------------------------------------------------------------------
Security: 268253101
Meeting Type: Special
Meeting Date: 23-Dec-2008
Ticker: ECBE
ISIN: US2682531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF CHARTER AMENDMENT. PROPOSAL TO AMEND Mgmt For For
OUR ARTICLES OF INCORPORATION TO AUTHORIZE
THE ISSUANCE OF PREFERRED STOCK.
02 AUTHORIZATION OF MANAGEMENT TO ADJOURN THE SPECIAL Mgmt For For
MEETING. PROPOSAL TO AUTHORIZE MANAGEMENT TO
ADJOURN THE SPECIAL MEETING FOR UP TO 120 DAYS,
IF NECESSARY, TO ALLOW ADDITIONAL TIME TO SOLICIT
VOTES NEEDED TO APPROVE PROPOSAL 1 ABOVE.
--------------------------------------------------------------------------------------------------------------------------
ECB BANCORP, INC. Agenda Number: 933019590
--------------------------------------------------------------------------------------------------------------------------
Security: 268253101
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: ECBE
ISIN: US2682531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE T. DAVIS, JR. Mgmt For For
GREGORY C. GIBBS Mgmt For For
JOHN F. HUGHES, JR. Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO Mgmt For For
VOTE ON A NON-BINDING, ADVISORY RESOLUTION
TO ENDORSE AND APPROVE COMPENSATION PAID OR
PROVIDED TO OUR EXECUTIVE OFFICERS AND OUR
EXECUTIVE COMPENSATION POLICIES AND PRACTICES.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS: Mgmt For For
TO CONSIDER A PROPOSAL TO RATIFY THE APPOINTMENT
OF DIXON HUGHES PLLC AS OUR INDEPENDENT ACCOUNTANTS
FOR 2009.
--------------------------------------------------------------------------------------------------------------------------
ESSA BANCORP, INC. Agenda Number: 932989708
--------------------------------------------------------------------------------------------------------------------------
Security: 29667D104
Meeting Type: Annual
Meeting Date: 05-Feb-2009
Ticker: ESSA
ISIN: US29667D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. BURRUS Mgmt For For
JOHN S. SCHOONOVER Mgmt For For
ROBERT C. SELIG, JR. Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF S.R. Mgmt For For
SNODGRASS AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2009.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 932983491
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Special
Meeting Date: 29-Dec-2008
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO AMEND ARTICLE FOURTH, SECTION (A)2)(D)1. Mgmt For For
OF THE ARTICLES OF INCORPORATION TO ALLOW LIMITED
VOTING RIGHTS TO A NEW SERIES OF PREFERRED
STOCK FOR ISSUANCE TO THE U.S. DEPT. OF TREASURY,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 PROPOSAL TO AMEND ARTICLE FOURTH, SECTION (A)2)(C)6. Mgmt For For
OF THE ARTICLES OF INCORPORATION TO ALLOW CERTAIN
OF THE SAME LIMITED VOTING RIGHTS TO THE EXISTING
SERIES G PREFERRED STOCK, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 PROPOSAL TO AMEND ARTICLE FOURTH, SECTION (A)2)(D) Mgmt For For
OF THE ARTICLES OF INCORPORATION TO PROVIDE
GREATER FLEXIBILITY IN THE TERMS OF ANY FUTURE
SERIES OF PREFERRED STOCK, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933010744
--------------------------------------------------------------------------------------------------------------------------
Security: 316773209
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: FITBP
ISIN: US3167732094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
02 TO AMEND ARTICLE FOURTH, SECTION (A)2)(D) OF Mgmt Against Against
THE SECOND AMENDED ARTICLES OF INCORPORATION,
AS AMENDED, TO REVISE THE TERMS OF THE AUTHORIZED,
UNISSUED SHARES OF PREFERRED STOCK, WITHOUT
PAR VALUE, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 933012546
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK A. EMKES Mgmt For For
D. BRYAN JORDAN Mgmt For For
R. BRAD MARTIN Mgmt For For
VICKI R. PALMER Mgmt For For
WILLIAM B. SANSOM Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS. Mgmt For For
03 APPROVAL OF AN ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY Agenda Number: 933005058
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 26-Mar-2009
Ticker: HBHC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALTON G. BANKSTON Mgmt For For
JOHN M. HAIRSTON Mgmt For For
JAMES H. HORNE Mgmt For For
CHRISTINE L. PICKERING Mgmt For For
GEORGE A. SCHLOEGEL Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
HARLEYSVILLE NATIONAL CORPORATION Agenda Number: 932942786
--------------------------------------------------------------------------------------------------------------------------
Security: 412850109
Meeting Type: Special
Meeting Date: 09-Sep-2008
Ticker: HNBC
ISIN: US4128501099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Mgmt Abstain Against
AND PLAN OF MERGER, DATED AS OF MAY 20, 2008,
BY AND BETWEEN HARLEYSVILLE NATIONAL CORPORATION
AND WILLOW FINANCIAL BANCORP, INC., IN WHICH
EACH SHARE OF WILLOW FINANCIAL COMMON STOCK
OUTSTANDING IMMEDIATELY PRIOR TO THE MERGER
WOULD BE CONVERTED INTO 0.73 SHARES OF HARLEYSVILLE
NATIONAL COMMON STOCK.
02 PROPOSAL TO ADJOURN OR POSTPONE THE MEETING, Mgmt For For
IF NECESSARY, IF MORE TIME IS NEEDED TO SOLICIT
PROXIES.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE OAKS BANCORP Agenda Number: 932998567
--------------------------------------------------------------------------------------------------------------------------
Security: 42724R107
Meeting Type: Consent
Meeting Date: 03-Mar-2009
Ticker: HEOP
ISIN: US42724R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE UNDERSIGNED SHAREHOLDER(S) OF HERITAGE OAKS Mgmt Against Against
BANCORP (THE "COMPANY") HEREBY: A PROPOSAL
TO AMEND ARTICLE FOUR OF THE COMPANY'S ARTICLES
OF INCORPORATION TO EFFECT SUCH ACTION (THE
"AMENDMENT") AS DESCRIBED IN THE ACCOMPANYING
WRITTEN CONSENT SOLICITATION OF THE COMPANY
DATED FEBRUARY 5, 2009.
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 933019906
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENIS J. SALAMONE Mgmt For For
MICHAEL W. AZZARA Mgmt For For
VICTORIA H. BRUNI Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION Agenda Number: 932977917
--------------------------------------------------------------------------------------------------------------------------
Security: 459044103
Meeting Type: Special
Meeting Date: 19-Dec-2008
Ticker: IBOC
ISIN: US4590441030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO AUTHORIZE ISSUANCE OF UP TO
25,000,000 SHARES OF PREFERRED STOCK.
02 PROPOSAL TO GRANT MANAGEMENT THE AUTHORITY TO Mgmt For For
ADJOURN, POSTPONE OR CONTINUE THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
INVESTORS BANCORP, INC. Agenda Number: 932958587
--------------------------------------------------------------------------------------------------------------------------
Security: 46146P102
Meeting Type: Annual
Meeting Date: 28-Oct-2008
Ticker: ISBC
ISIN: US46146P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOREEN R. BYRNES Mgmt For For
RICHARD J. PETROSKI Mgmt For For
ROSE SIGLER Mgmt For For
STEPHEN J. SZABATIN Mgmt For For
02 TO APPROVE THE EXECUTIVE OFFICER ANNUAL INCENTIVE Mgmt For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR INVESTORS BANCORP, INC. FOR THE FISCAL
YEAR ENDING JUNE 30, 2009.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION Agenda Number: 932991284
--------------------------------------------------------------------------------------------------------------------------
Security: 511656100
Meeting Type: Special
Meeting Date: 24-Feb-2009
Ticker: LKFN
ISIN: US5116561003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPROVAL OF A PROPOSED AMENDMENT TO LAKELAND'S Mgmt Against Against
ARTICLES OF INCORPORATION TO AUTHORIZE THE
ISSUANCE OF UP TO 1,000,000 SHARES OF PREFERRED
STOCK.
02 THE APPROVAL TO ADJOURN THE MEETING IF NECESSARY Mgmt For For
TO SOLICIT ADDITIONAL PROXIES IN ORDER TO APPROVE
THE PROPOSED AMENDMENT TO THE ARTICLES OF INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION Agenda Number: 933010580
--------------------------------------------------------------------------------------------------------------------------
Security: 511656100
Meeting Type: Annual
Meeting Date: 14-Apr-2009
Ticker: LKFN
ISIN: US5116561003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EMILY E. PICHON Mgmt For For
RICHARD L. PLETCHER Mgmt For For
02 RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2009.
03 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 933008686
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRENT D. BAIRD Mgmt For For
ROBERT J. BENNETT Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt For For
MICHAEL D. BUCKLEY Mgmt For For
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
COLM E. DOHERTY Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt For For
JORGE G. PEREIRA Mgmt For For
MICHAEL P. PINTO Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
EUGENE J. SHEEHY Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
02 TO APPROVE THE M&T BANK CORPORATION 2009 EQUITY Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
03 TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 933006719
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Annual
Meeting Date: 22-Apr-2009
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID P. BOLGER Mgmt For For
ROBERT S. ENGELMAN, JR. Mgmt For For
THOMAS H. HARVEY Mgmt For For
RONALD D. SANTO Mgmt For For
02 THE APPROVAL OF A PROPOSED AMENDMENT OF THE Mgmt For For
COMPANY'S CHARTER TO LOWER CERTAIN SUPERMAJORITY
VOTE REQUIREMENTS.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 THE RATIFICATION OF THE APPOINTMENT OF MCGLADREY Mgmt For For
& PULLEN, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL CITY CORPORATION Agenda Number: 932943904
--------------------------------------------------------------------------------------------------------------------------
Security: 635405103
Meeting Type: Special
Meeting Date: 15-Sep-2008
Ticker: NCC
ISIN: US6354051038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AN AMENDMENT TO NATIONAL CITY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 1,400,000,000 TO 5,000,000,000 ( AND,
CORRESPONDINGLY, INCREASE THE TOTAL NUMBER
OF AUTHORIZED SHARES OF CAPITAL STOCK FROM
1,405,000,000 TO 5,005,000,000)
02 APPROVE THE CONVERSION OF THE CONTINGENT CONVERTIBLE Mgmt For For
PERPETUAL NON-CUMULATIVE PREFERRED STOCK, SERIES
G INTO NATIONAL CITY COMMON STOCK, THE EXERCISE
OF WARRANTS TO PURCHASE NATIONAL CITY COMMON
STOCK AND OTHER POTENTIAL EQUITY ISSUANCES
CONTEMPLATED BY AGREEMENTS RELATING TO THE
EQUITY INVESTMENT TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
NATIONAL CITY CORPORATION Agenda Number: 932980774
--------------------------------------------------------------------------------------------------------------------------
Security: 635405103
Meeting Type: Special
Meeting Date: 23-Dec-2008
Ticker: NCC
ISIN: US6354051038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF OCTOBER 24, 2008, BY AND BETWEEN THE
PNC FINANCIAL SERVICES GROUP, INC. AND NATIONAL
CITY CORPORATION, AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME, PURSUANT TO WHICH
NATIONAL CITY WILL MERGE WITH AND INTO PNC,
WITH PNC SURVIVING THE MERGER
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE FOREGOING PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933012748
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LINDA WALKER BYNOE Mgmt For For
NICHOLAS D. CHABRAJA Mgmt For For
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ARTHUR L. KELLY Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
EDWARD J. MOONEY Mgmt For For
WILLIAM A. OSBORN Mgmt For For
JOHN W. ROWE Mgmt For For
HAROLD B. SMITH Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
ENRIQUE J. SOSA Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 ADOPTION OF THE PROPOSAL RELATING TO AN ADVISORY Mgmt For For
(NON-BINDING) VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST BANCORP, INC. Agenda Number: 933013598
--------------------------------------------------------------------------------------------------------------------------
Security: 667328108
Meeting Type: Annual
Meeting Date: 22-Apr-2009
Ticker: NWSB
ISIN: US6673281084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN M. BAUER Mgmt For For
RICHARD L. CARR Mgmt For For
PHILIP M. TREDWAY Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
PARKVALE FINANCIAL CORPORATION Agenda Number: 932956660
--------------------------------------------------------------------------------------------------------------------------
Security: 701492100
Meeting Type: Annual
Meeting Date: 23-Oct-2008
Ticker: PVSA
ISIN: US7014921008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRED P. BURGER, JR. Mgmt For For
HARRY D. REAGAN Mgmt For For
02 APPOINTMENT OF PARENTE RANDOLPH, LLC AS THE Mgmt For For
CORPORATION'S INDEPENDENT AUDITORS FOR FISCAL
2009.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 933009397
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ED C. LOUGHRY, JR. Mgmt For For
REESE L. SMITH, III Mgmt For For
COLLEEN CONWAY-WELCH Mgmt For For
DALE W. POLLEY Mgmt For For
M. TERRY TURNER Mgmt For For
02 TO APPROVE AN AMENDMENT TO PINNACLE'S 2004 EQUITY Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF PINNACLE COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN BY 750,000 SHARES.
03 TO RATIFY THE USE OF THE PERFORMANCE MEASURES Mgmt Against Against
IN PINNACLE'S 2004 EQUITY INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS PINNACLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
05 TO APPROVE PINNACLE'S EXECUTIVE COMPENSATION Mgmt For For
PROGRAMS AND PROCEDURES IN ACCORDANCE WITH
RECENTLY ENACTED "SAY ON PAY" REGULATIONS OF
THE AMERICAN RECOVERY AND REINVESTMENT ACT
OF 2009.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933008458
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 22-Apr-2009
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHRYN A. BYRNE Mgmt For For
ALFONSE M. D'AMATO Mgmt For For
JEFFREY W. MESHEL Mgmt For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOVEREIGN BANCORP, INC. Agenda Number: 932987172
--------------------------------------------------------------------------------------------------------------------------
Security: 845905108
Meeting Type: Special
Meeting Date: 28-Jan-2009
Ticker: SOV
ISIN: US8459051087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE TRANSACTION AGREEMENT, Mgmt For For
DATED AS OF OCTOBER 13, 2008, BETWEEN SOVEREIGN
BANCORP, INC. AND BANCO SANTANDER, S.A.
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
STERLING BANCSHARES, INC. Agenda Number: 933015124
--------------------------------------------------------------------------------------------------------------------------
Security: 858907108
Meeting Type: Annual
Meeting Date: 27-Apr-2009
Ticker: SBIB
ISIN: US8589071088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID L. HATCHER Mgmt Withheld Against
RAIMUNDO RIOJAS E. Mgmt For For
DAN C. TUTCHER Mgmt For For
SHELDON I. OSTER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S REGISTERED INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 TO CONSIDER AND APPROVE A NON-BINDING ADVISORY Mgmt For For
VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933010883
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALSTON D. CORRELL Mgmt For For
PATRICIA C. FRIST Mgmt For For
BLAKE P. GARRETT, JR. Mgmt For For
DAVID H. HUGHES Mgmt For For
M. DOUGLAS IVESTER Mgmt For For
G. GILMER MINOR, III Mgmt For For
JAMES M. WELLS III Mgmt For For
KAREN HASTIE WILLIAMS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR 2009.
03 PROPOSAL TO APPROVE THE SUNTRUST BANKS, INC. Mgmt For For
2009 STOCK PLAN.
04 TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL: "RESOLVED, THAT THE HOLDERS OF COMMON
STOCK OF SUNTRUST BANKS INC., APPROVE THE COMPENSATION
OF THE COMPANY'S EXECUTIVES AS DESCRIBED IN
THE SUMMARY COMPENSATION TABLE AS WELL AS IN
THE COMPENSATION DISCUSSION AND ANALYSIS AND
THE OTHER EXECUTIVE COMPENSATION TABLES AND
RELATED DISCUSSION.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 932977323
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C105
Meeting Type: Special
Meeting Date: 17-Dec-2008
Ticker: SNV
ISIN: US87161C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AMENDMENT OF ARTICLE 4 OF THE ARTICLES Mgmt Against Against
OF INCORPORATION TO AUTHORIZE THE ISSUANCE
OF PREFERRED STOCK
02 TO APPROVE AMENDMENT OF SECTION 1 OF ARTICLE Mgmt For For
III OF THE BYLAWS TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THE SIZE OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 933010150
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C105
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: SNV
ISIN: US87161C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt Against Against
02 ELECTION OF DIRECTOR: RICHARD E. ANTHONY Mgmt For For
03 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
04 ELECTION OF DIRECTOR: RICHARD Y. BRADLEY Mgmt For For
05 ELECTION OF DIRECTOR: FRANK Y. BRUMLEY Mgmt For For
06 ELECTION OF DIRECTOR: ELIZABETH W. CAMP Mgmt For For
07 ELECTION OF DIRECTOR: GARDINER W. GARRARD, JR. Mgmt For For
08 ELECTION OF DIRECTOR: T. MICHAEL GOODRICH Mgmt For For
09 ELECTION OF DIRECTOR: FREDERICK L. GREEN, III Mgmt For For
10 ELECTION OF DIRECTOR: V. NATHANIEL HANSFORD Mgmt For For
11 ELECTION OF DIRECTOR: MASON H. LAMPTON Mgmt For For
12 ELECTION OF DIRECTOR: ELIZABETH C. OGIE Mgmt For For
13 ELECTION OF DIRECTOR: H. LYNN PAGE Mgmt For For
14 ELECTION OF DIRECTOR: NEAL PURCELL Mgmt For For
15 ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
16 ELECTION OF DIRECTOR: PHILIP W. TOMLINSON Mgmt For For
17 ELECTION OF DIRECTOR: WILLIAM B. TURNER, JR. Mgmt For For
18 ELECTION OF DIRECTOR: JAMES D. YANCEY Mgmt For For
19 TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS' Mgmt For For
INDEPDENDENT AUDITOR FOR THE YEAR 2009.
20 TO APPROVE THE COMPENSATION OF SYNOVUS' NAMED Mgmt For For
EXECUTIVE OFFICERS AS DETERMINED BY THE COMPENSATION
COMMITTEE.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 933010807
--------------------------------------------------------------------------------------------------------------------------
Security: 872275102
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: TCB
ISIN: US8722751026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. BIEBER Mgmt For For
THEODORE J. BIGOS Mgmt For For
WILLIAM A. COOPER Mgmt For For
THOMAS A. CUSICK Mgmt For For
GREGORY J. PULLES Mgmt For For
GERALD A. SCHWALBACH Mgmt For For
DOUGLAS A. SCOVANNER Mgmt For For
BARRY N. WINSLOW Mgmt For For
02 RE-APPROVE THE TCF PERFORMANCE-BASED COMPENSATION Mgmt For For
POLICY
03 APPROVE AN INCREASE IN AUTHORIZED SHARES UNDER Mgmt Against Against
THE TCF FINANCIAL INCENTIVE STOCK PROGRAM
04 RE-APPROVE THE PERFORMANCE-BASED GOALS UNDER Mgmt Against Against
THE TCF FINANCIAL INCENTIVE STOCK PROGRAM
05 APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt For For
THE COMPENSATION OF EXECUTIVES DISCLOSED IN
THE PROXY STATEMENT
06 ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2009
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 932983136
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Special
Meeting Date: 29-Dec-2008
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION Mgmt Against Against
TO AUTHORIZE 1,000,000 SHARES OF PREFERRED
STOCK.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 933017572
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHERINE M. BOYD Mgmt For For
DANIEL R. DAIGNEAULT Mgmt For For
ROBERT B. GREGORY Mgmt For For
TONY C. MCKIM Mgmt For For
CARL S. POOLE, JR. Mgmt For For
MARK N. ROSBOROUGH Mgmt For For
STUART G. SMITH Mgmt For For
DAVID B. SOULE, JR. Mgmt For For
BRUCE B. TINDAL Mgmt For For
02 TO VOTE, AS REQUIRED UNDER THE AMERICAN RECOVERY Mgmt For For
AND REINVESTMENT ACT OF 2009, ON A PROPOSAL
TO APPROVE (ON A NON-BINDING BASIS) THE COMPENSATION
OF THE COMPANY'S EXECUTIVES, AS DISCLOSED IN
THE COMPANY'S ANNUAL REPORT AND PROXY STATEMENT
DISTRIBUTED TO SHAREHOLDERS OF RECORD ENTITLED
TO VOTE AT THE 2009 ANNUAL MEETING OF THE COMPANY'S
SHAREHOLDERS.
03 TO RATIFY THE BOARD OF DIRECTORS AUDIT COMMITTEE'S Mgmt For For
SELECTION OF BERRY, DUNN, MCNEIL & PARKER AS
INDEPENDENT AUDITORS FOR THE COMPANY FOR 2009.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 932981257
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Special
Meeting Date: 23-Dec-2008
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF PNC COMMON STOCK AS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER
24, 2008, BY AND BETWEEN THE PNC FINANCIAL
SERVICES GROUP, INC. AND NATIONAL CITY CORPORATION,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES,
IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING OF
SHAREHOLDERS TO APPROVE THE FOREGOING PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933014095
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: MR. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: MR. CLAY Mgmt For For
1E ELECTION OF DIRECTOR: MS. JAMES Mgmt For For
1F ELECTION OF DIRECTOR: MR. KELSON Mgmt For For
1G ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: MR. ROHR Mgmt For For
1K ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For
1N ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For
1O ELECTION OF DIRECTOR: MR. USHER Mgmt For For
1P ELECTION OF DIRECTOR: MR. WALLS Mgmt For For
1Q ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For
02 APPROVAL OF THE PNC FINANCIAL SERVICES GROUP, Mgmt For For
INC. EMPLOYEE STOCK PURCHASE PLAN AS AMENDED
AND RESTATED AS OF JANUARY 1, 2009.
03 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 A SHAREHOLDER PROPOSAL REGARDING EQUITY OWNERSHIP, Shr For Against
IF PROPERLY PRESENTED BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933018637
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING IN 2010: DOUGLAS M. BAKER, JR.
1B ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING IN 2010: Y. MARC BELTON
1C ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING IN 2010: RICHARD K. DAVIS
1D ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING IN 2010: JOEL W. JOHNSON
1E ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING IN 2010: DAVID B. O'MALEY
1F ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING IN 2010: O'DELL M. OWENS, M.D., M.P.H.
1G ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING IN 2010: CRAIG D. SCHNUCK
1H ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING IN 2010: PATRICK T. STOKES
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITOR FOR THE 2009 FISCAL YEAR.
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC. Agenda Number: 933012661
--------------------------------------------------------------------------------------------------------------------------
Security: 91030T109
Meeting Type: Annual
Meeting Date: 16-Apr-2009
Ticker: UBNK
ISIN: US91030T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN E. ROSS Mgmt For For
ROBERT A. STEWART, JR. Mgmt For For
THOMAS H. THEMISTOS Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
UNIVEST CORPORATION OF PENNSYLVANIA Agenda Number: 933010097
--------------------------------------------------------------------------------------------------------------------------
Security: 915271100
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: UVSP
ISIN: US9152711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM S. AICHELE* Mgmt For For
NORMAN L. KELLER* Mgmt For For
THOMAS K. LEIDY* Mgmt For For
MARK A. SCHLOSSER* Mgmt For For
H. PAUL LEWIS** Mgmt For For
K. LEON MOYER** Mgmt For For
MARGARET K. ZOOK** Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP Agenda Number: 933008395
--------------------------------------------------------------------------------------------------------------------------
Security: 919794107
Meeting Type: Annual
Meeting Date: 14-Apr-2009
Ticker: VLY
ISIN: US9197941076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW B. ABRAMSON Mgmt For For
PAMELA R. BRONANDER Mgmt For For
ERIC P. EDELSTEIN Mgmt For For
M.J. STEELE GUILFOILE Mgmt For For
GRAHAM O. JONES Mgmt For For
WALTER H. JONES, III Mgmt For For
GERALD KORDE Mgmt For For
MICHAEL L. LARUSSO Mgmt For For
MARC J. LENNER Mgmt For For
GERALD H. LIPKIN Mgmt For For
ROBINSON MARKEL Mgmt For For
RICHARD S. MILLER Mgmt For For
BARNETT RUKIN Mgmt For For
SURESH L. SANI Mgmt For For
ROBERT SOLDOVERI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS VALLEY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009
03 TO VOTE FOR THE APPROVAL OF VALLEY'S 2009 LONG-TERM Mgmt Against Against
STOCK INCENTIVE PLAN
04 TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION Mgmt For For
OF VALLEY'S NAMED EXECUTIVE OFFICERS AS DETERMINED
BY THE COMPENSATION AND HUMAN RESOURCES COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933008422
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1J ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1K ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1L ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1M ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1N ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For For
1O ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1P ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1Q ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For
1R ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1S ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVES.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2009.
04 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
LONG-TERM INCENTIVE COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING A BY-LAWS AMENDMENT Shr Against For
TO REQUIRE AN INDEPENDENT CHAIRMAN.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Abstain Against
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION Agenda Number: 933008585
--------------------------------------------------------------------------------------------------------------------------
Security: 957090103
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: WABC
ISIN: US9570901036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E. ALLEN Mgmt For For
L. BARTOLINI Mgmt For For
E.J. BOWLER Mgmt For For
A. LATNO, JR. Mgmt For For
P. LYNCH Mgmt For For
C. MACMILLAN Mgmt For For
R. NELSON Mgmt For For
D. PAYNE Mgmt For For
E. SYLVESTER Mgmt For For
02 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Mgmt Against Against
CRITERIA FOR PERFORMANCE-BASED AWARDS UNDER
THE AMENDED AND RESTATED WESTAMERICA BANCORPORATION
STOCK OPTION PLAN OF 1995, AS AMENDED.
03 TO APPROVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
2X21 John Hancock Funds Bank & Thrift Opportunity Fund
--------------------------------------------------------------------------------------------------------------------------
BANK MARIN BANCORP Agenda Number: 933048286
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDITH O'CONNELL ALLEN Mgmt For For
RUSSELL A. COLOMBO Mgmt Withheld Against
THOMAS M. FOSTER Mgmt For For
ROBERT HELLER Mgmt For For
NORMA J. HOWARD Mgmt Withheld Against
STUART D. LUM Mgmt For For
JOSEPH D. MARTINO Mgmt For For
W.H. MCDEVITT, JR. Mgmt For For
JOEL SKLAR, MD Mgmt For For
BRIAN M. SOBEL Mgmt For For
J. DIETRICH STROEH Mgmt For For
JAN I. YANEHIRO Mgmt For For
02 RATIFICATION OF THE BOARD OF DIRECTORS' SELECTION Mgmt For For
OF INDEPENDENT AUDITORS
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933016051
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt Against Against
1C ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1D ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For
1E ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For
1F ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt Against Against
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt Against Against
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For
1M ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1N ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1O ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1P ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt Against Against
1Q ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt Against Against
1R ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt Against Against
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2009
03 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION
04 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
05 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC Shr For Against
COMP
06 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shr For Against
07 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
08 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr For Against
09 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD Shr For Against
LENDING PRACTICES
10 STOCKHOLDER PROPOSAL - ADOPTION OF PRINCIPLES Shr Against For
FOR HEALTH CARE REFORM
11 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933016051
--------------------------------------------------------------------------------------------------------------------------
Security: 060505559
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: BMLPRQ
ISIN: US0605055591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt Against Against
1C ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1D ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For
1E ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For
1F ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt Against Against
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt Against Against
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For
1M ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1N ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1O ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1P ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt Against Against
1Q ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt Against Against
1R ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt Against Against
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2009
03 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION
04 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
05 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC Shr For Against
COMP
06 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shr For Against
07 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
08 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr For Against
09 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD Shr For Against
LENDING PRACTICES
10 STOCKHOLDER PROPOSAL - ADOPTION OF PRINCIPLES Shr Against For
FOR HEALTH CARE REFORM
11 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BENEFICIAL MUTUAL BANCORP, INC. Agenda Number: 933064278
--------------------------------------------------------------------------------------------------------------------------
Security: 08173R104
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: BNCL
ISIN: US08173R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ELIZABETH H. GEMMILL Mgmt For For
THOMAS F. HAYES Mgmt For For
JOSEPH J. MCLAUGHLIN Mgmt Withheld Against
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF BENEFICIAL MUTUAL
BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 933030025
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALLACE W. ALTES Mgmt For For
LAWRENCE A. BOSSIDY Mgmt For For
D. JEFFREY TEMPLETON Mgmt For For
CORYDON L. THURSTON Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF WOLF Mgmt For For
& COMPANY, P.C. AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF BERKSHIRE HILLS BANCORP,
INC. FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
03 TO GIVE ADVISORY (NON-BINDING) APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING AND ANY ADJOURNMENT
OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
BEVERLY NATIONAL CORPORATION Agenda Number: 933069052
--------------------------------------------------------------------------------------------------------------------------
Security: 088115100
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: BNV
ISIN: US0881151007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO FIX THE NUMBER OF DIRECTORS WHO SHALL CONSTITUTE Mgmt For For
THE FULL BOARD OF DIRECTORS AT TWELVE.
02 DIRECTOR
JOHN N. FISHER Mgmt For For
ALICE B. GRIFFIN Mgmt For For
ROBERT W. LUSCINSKI Mgmt For For
PAMELA C. SCOTT Mgmt For For
03 TO APPROVE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF ORGANIZATION TO ELIMINATE PREEMPTIVE RIGHTS.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING AND ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. Agenda Number: 933017712
--------------------------------------------------------------------------------------------------------------------------
Security: 101119105
Meeting Type: Annual
Meeting Date: 22-Apr-2009
Ticker: BPFH
ISIN: US1011191053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HERBERT S. ALEXANDER Mgmt For For
ADOLFO HENRIQUES Mgmt For For
LYNN THOMPSON HOFFMAN Mgmt For For
JOHN MORTON III Mgmt For For
02 TO APPROVE A NEW 2009 STOCK OPTION AND INCENTIVE Mgmt Against Against
PLAN FOR OFFICERS, EMPLOYEES, NON EMPLOYEE
DIRECTORS AND OTHER KEY PERSONS OF THE COMPANY
AND ITS SUBSIDIARIES.
03 TO APPROVE A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BRIDGE CAPITAL HOLDINGS Agenda Number: 933045901
--------------------------------------------------------------------------------------------------------------------------
Security: 108030107
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: BBNK
ISIN: US1080301070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD M. BRENNER Mgmt For For
LAWRENCE OWEN BROWN Mgmt For For
DAVID V. CAMPBELL Mgmt For For
ROBERT P. GIONFRIDDO Mgmt For For
HOWARD GOULD Mgmt For For
ALLAN C. KRAMER, M.D. Mgmt For For
ROBERT P. LATTA Mgmt For For
DANIEL P. MYERS Mgmt For For
THOMAS M. QUIGG Mgmt For For
BARRY A. TURKUS Mgmt For For
2 TO APPROVE THE CONVERSION AND VOTING FEATURES Mgmt For For
OF THE COMPANY'S SERIES B AND B-1 PREFERRED
STOCK ISSUED TO CARPENTER COMMUNITY BANCFUND,
L.P., CARPENTER COMMUNITY BANCFUND-A, L.P.
AND CARPENTER COMMUNITY BANCFUND-CA, L.P
3 TO APPROVE AN AMENDMENT OF THE COMPANY'S BYLAWS Mgmt For For
TO INCREASE THE MINIMUM NUMBER OF DIRECTORS
FROM SIX TO SEVEN AND TO INCREASE THE MAXIMUM
NUMBER OF DIRECTORS FROM 11 TO 13.
4 TO APPROVE AN ADVISORY PROPOSAL ON THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVES.
5 TO RATIFY THE APPOINTMENT OF VAVRINEK, TRINE, Mgmt For For
DAY & CO. LLP AS INDEPENDENT ACCOUNTANTS FOR
THE COMPANY'S 2009 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 933012724
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
2 TO RATIFY THE SELECTION OF BERRY, DUNN, MCNEIL Mgmt No vote
& PARKER AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 933029680
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN R. ELLIOT Mgmt For For
DAVID W. HAMBRICK Mgmt For For
JAMES L. ROSSI Mgmt For For
MARY E. H. WILLIAMS Mgmt For For
2 TO RATIFY THE AUDIT COMMITTEE AND THE BOARD Mgmt For For
OF DIRECTORS' APPOINTMENT OF ERNST & YOUNG,
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CITY HOLDING COMPANY FOR 2009.
--------------------------------------------------------------------------------------------------------------------------
COBIZ FINANCIAL INC. Agenda Number: 933039201
--------------------------------------------------------------------------------------------------------------------------
Security: 190897108
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: COBZ
ISIN: US1908971088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEVEN BANGERT Mgmt For For
MICHAEL B. BURGAMY Mgmt For For
MORGAN GUST Mgmt For For
EVAN MAKOVSKY Mgmt For For
DOUGLAS L. POLSON Mgmt For For
MARY K. RHINEHART Mgmt For For
NOEL N. ROTHMAN Mgmt For For
TIMOTHY J. TRAVIS Mgmt For For
MARY BETH VITALE Mgmt For For
MARY M. WHITE Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
3 A NONBINDING SHAREHOLDER APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4 THE PROPOSAL TO AMEND THE COMPANY'S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE MAXIMUM
NUMBER OF SHARES ISSUABLE FROM 450,000 TO 900,000.
5 A SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933045076
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: LILLIAN BAUDER Mgmt For For
02 ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt For For
03 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt Against Against
04 ELECTION OF DIRECTOR: REGINALD M. TURNER, JR. Mgmt For For
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
06 NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION
07 SHAREHOLDER PROPOSAL- REQUESTING THAT THE BOARD Shr For Against
OF DIRECTORS TAKE STEPS TO ELIMINATE CLASSIFICATION
WITH RESPECT TO DIRECTOR ELECTIONS
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 933014146
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAWFORD H. EDWARDS Mgmt For For
RUBEN M. ESCOBEDO Mgmt For For
PATRICK B. FROST Mgmt For For
DAVID J. HAEMISEGGER Mgmt For For
ROBERT S. MCCLANE Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE CULLEN/FROST Mgmt For For
BANKERS, INC. 2005 OMNIBUS INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST
BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN
JANUARY 1, 2009.
--------------------------------------------------------------------------------------------------------------------------
DANVERS BANCORP, INC. Agenda Number: 933037790
--------------------------------------------------------------------------------------------------------------------------
Security: 236442109
Meeting Type: Annual
Meeting Date: 08-May-2009
Ticker: DNBK
ISIN: US2364421097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN T. BOTTOMLEY Mgmt For For
DIANE C. BRINKLEY Mgmt For For
ROBERT J. BROUDO Mgmt For For
CRAIG S. CERRETANI Mgmt For For
ELEANOR M. HERSEY Mgmt For For
MARY COFFEY MORAN, CPA Mgmt For For
02 TO RATIFY THE SELECTION OF WOLF & COMPANY, P.C. Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC. Agenda Number: 933045963
--------------------------------------------------------------------------------------------------------------------------
Security: 253922108
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: DCOM
ISIN: US2539221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL P. DEVINE Mgmt For For
ANTHONY BERGAMO Mgmt For For
FRED P. FEHRENBACH Mgmt For For
JOSEPH J. PERRY Mgmt For For
02 APPROVAL OF THE DIME COMMUNITY BANCSHARES, INC. Mgmt For For
ANNUAL INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 933040317
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS A. FILLIPPO Mgmt For For
JAMES J. KOEGEL Mgmt For For
ELI SILBERMAN Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR INCENTIVE EQUITY Mgmt Against Against
AND DEFERRED COMPENSATION PLAN TO LIMIT THE
NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR ISSUANCE UNDER THE PLAN.
03 TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
CONCERNING THE CORPORATION'S EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC. Agenda Number: 933067868
--------------------------------------------------------------------------------------------------------------------------
Security: 277196101
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: EVBS
ISIN: US2771961016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. RAND COOK Mgmt For For
CHARLES R. REVERE Mgmt For For
F.L. GARRETT, III Mgmt For For
JOE A. SHEARIN Mgmt For For
IRA C. HARRIS Mgmt For For
HOWARD R. STRAUGHAN, JR Mgmt For For
F. WARREN HAYNIE, JR. Mgmt For For
LESLIE E. TAYLOR Mgmt For For
WILLIAM L. LEWIS Mgmt Withheld Against
J.T. THOMPSON, III Mgmt For For
02 TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE
THE COMPENSATION OF EXECUTIVE OFFICERS AS DISCLOSED
IN THIS PROXY STATEMENT PURSUANT TO THE RULES
OF THE SECURITIES AND EXCHANGE COMMISSION.
03 TO APPROVE AN AMENDMENT TO SECTION 2.2 OF THE Mgmt For For
BYLAWS TO ESTABLISH A VARIABLE RANGE FOR THE
SIZE OF THE BOARD OF DIRECTORS FROM TEN (10)
TO FOURTEEN (14) PERSONS.
--------------------------------------------------------------------------------------------------------------------------
ECB BANCORP, INC. Agenda Number: 933019590
--------------------------------------------------------------------------------------------------------------------------
Security: 268253101
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: ECBE
ISIN: US2682531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO Mgmt No vote
VOTE ON A NON-BINDING, ADVISORY RESOLUTION
TO ENDORSE AND APPROVE COMPENSATION PAID OR
PROVIDED TO OUR EXECUTIVE OFFICERS AND OUR
EXECUTIVE COMPENSATION POLICIES AND PRACTICES.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS: Mgmt No vote
TO CONSIDER A PROPOSAL TO RATIFY THE APPOINTMENT
OF DIXON HUGHES PLLC AS OUR INDEPENDENT ACCOUNTANTS
FOR 2009.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 933033211
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHILIP E. GINGERICH Mgmt For For
ROBERT B. GOLDSTEIN Mgmt For For
DAVID J. MALONE Mgmt For For
ARTHUR J. ROONEY, II Mgmt Withheld Against
WILLIAM J. STRIMBU Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS F.N.B. Mgmt For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 APPROVAL OF F.N.B. CORPORATION'S OVERALL EXECUTIVE Mgmt Against Against
COMPENSATION POLICIES AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933010744
--------------------------------------------------------------------------------------------------------------------------
Security: 316773209
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: FITBP
ISIN: US3167732094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
02 TO AMEND ARTICLE FOURTH, SECTION (A)2)(D) OF Mgmt Against Against
THE SECOND AMENDED ARTICLES OF INCORPORATION,
AS AMENDED, TO REVISE THE TERMS OF THE AUTHORIZED,
UNISSUED SHARES OF PREFERRED STOCK, WITHOUT
PAR VALUE, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 933047373
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN J. D'IORIO Mgmt For For
LOUIS C. GRASSI Mgmt For For
SAM HAN Mgmt For For
JOHN E. ROE, SR. Mgmt For For
02 ADVISORY APPROVAL OF FLUSHING FINANCIAL CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAMS.
03 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
HARLEYSVILLE NATIONAL CORPORATION Agenda Number: 933019564
--------------------------------------------------------------------------------------------------------------------------
Security: 412850109
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: HNBC
ISIN: US4128501099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL L. BROWNE Mgmt For For
PAUL D. GERAGHTY Mgmt For For
JAMES A. WIMMER Mgmt For For
02 PROPOSAL TO AMEND ARTICLE 5 OF HARLEYSVILLE'S Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF HARLEYSVILLE COMMON
STOCK, PAR VALUE $1.00 PER SHARE, FROM 75,000,000
TO 200,000,000.
03 RATIFICATION OF GRANT THORNTON LLP AS THE CORPORATION'S Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2009.
04 PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS Shr For Against
TAKE ACTION TO DECLASSIFY THE TERMS OF THE
BOARD OF DIRECTORS.
05 PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS Shr For Against
TAKE ACTION TO INSTITUTE A MAJORITY VOTING
STANDARD FOR THE ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 933010530
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GARY B. CHRISTENSEN Mgmt For For
JOHN A. CLEES Mgmt For For
KIMBERLY T. ELLWANGER Mgmt For For
PHILIP S. WEIGAND Mgmt For For
02 APPROVE, IN A NON-BINDING ADVISORY VOTE, HERITAGE'S Mgmt For For
EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE OAKS BANCORP Agenda Number: 933071817
--------------------------------------------------------------------------------------------------------------------------
Security: 42724R107
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: HEOP
ISIN: US42724R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. MORRIS Mgmt For For
DONALD CAMPBELL Mgmt For For
MICHAEL J. BEHRMAN Mgmt For For
KENNETH DEWAR Mgmt For For
MARK C. FUGATE Mgmt For For
DEE LACEY Mgmt For For
MERLE F. MILLER Mgmt For For
DANIEL J. O'HARE Mgmt For For
MICHAEL E. PFAU Mgmt For For
ALEXANDER F. SIMAS Mgmt For For
LAWRENCE P. WARD Mgmt For For
02 TO ADOPT THE FOLLOWING NON-BINDING RESOLUTION Mgmt For For
REGARDING THE EXECUTIVE COMPENSATION DISCLOSED
IN THE PROXY STATEMENT FOR THE 2009 ANNUAL
MEETING OF SHAREHOLDERS, DATED APRIL 24, 2009
03 TO RATIFY THE APPOINTMENT OF VAVRINEK, TRINE, Mgmt For For
DAY & CO. LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANT FOR THE 2009 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS Agenda Number: 933019944
--------------------------------------------------------------------------------------------------------------------------
Security: 433323102
Meeting Type: Annual
Meeting Date: 30-Apr-2009
Ticker: HIFS
ISIN: US4333231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD D. FALCIONE Mgmt For For
ROBERT H. GAUGHEN, JR. Mgmt For For
ROBERT A. LANE Mgmt For For
SCOTT L. MOSER Mgmt For For
J.M. YOUNGWORTH Mgmt For For
02 TO ELECT MARION J. FAHEY AS THE CLERK OF THE Mgmt For For
BANK TO HOLD OFFICE UNTIL THE 2010 ANNUAL MEETING
OF STOCKHOLDERS AND UNTIL HER SUCCESSOR IS
DULY ELECTED AND QUALIFIED.
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 933019906
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 933050750
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERNEST P. BREAUX, JR. Mgmt For For
DARYL G. BYRD Mgmt For For
JOHN N. CASBON Mgmt For For
JEFFERSON G. PARKER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION Agenda Number: 933060446
--------------------------------------------------------------------------------------------------------------------------
Security: 459044103
Meeting Type: Annual
Meeting Date: 18-May-2009
Ticker: IBOC
ISIN: US4590441030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
I. GREENBLUM Mgmt For For
R.D. GUERRA Mgmt Withheld Against
D.B. HASTINGS, JR. Mgmt For For
R.E. HAYNES Mgmt For For
I. NAVARRO Mgmt Withheld Against
S. NEIMAN Mgmt Withheld Against
P.J. NEWMAN Mgmt For For
D.E. NIXON Mgmt Withheld Against
L. SALINAS Mgmt For For
A.R. SANCHEZ, JR. Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF MCGLADREY Mgmt For For
& PULLEN, LLP AS THE INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
03 PROPOSAL TO CONSIDER AND APPROVE A NON-BINDING Mgmt For For
ADVISORY RESOLUTION TO APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933038641
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 GOVERNMENTAL SERVICE REPORT Shr Against For
05 CUMULATIVE VOTING Shr For Against
06 SPECIAL SHAREOWNER MEETINGS Shr For Against
07 CREDIT CARD LENDING PRACTICES Shr Against For
08 CHANGES TO KEPP Shr For Against
09 SHARE RETENTION Shr For Against
10 CARBON PRINCIPLES REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933040280
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM G. BARES Mgmt For For
CAROL A. CARTWRIGHT Mgmt For For
KRISTEN L. MANOS Mgmt For For
THOMAS C. STEVENS Mgmt For For
02 AMENDMENT TO ARTICLES TO REQUIRE MAJORITY VOTING Mgmt For For
IN UNCONTESTED DIRECTOR ELECTIONS.
03 AMENDMENT TO ARTICLES AND REGULATIONS TO REVISE Mgmt For For
THE VOTING RIGHTS OF THE SERIES B PREFERRED
STOCK.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
05 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
LSB CORPORATION Agenda Number: 933033401
--------------------------------------------------------------------------------------------------------------------------
Security: 50215P100
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: LSBX
ISIN: US50215P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS J. BURKE Mgmt For For
MARSHA A. MCDONOUGH Mgmt For For
K. BOSHAR REYNOLDS Mgmt For For
02 APPROVAL OF THE COMPENSATION OF EXECUTIVE OFFICERS Mgmt For For
IN AN ADVISORY (NON-BINDING) VOTE.
03 RATIFICATION OF THE APPOINTMENT OF WOLF & COMPANY, Mgmt For For
P.C. AS LSB CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933012748
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 ADOPTION OF THE PROPOSAL RELATING TO AN ADVISORY Mgmt No vote
(NON-BINDING) VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 933015302
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 14-May-2009
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. MARC LANGLAND Mgmt Withheld Against
LARRY S. CASH Mgmt For For
MARK G. COPELAND Mgmt For For
RONALD A. DAVIS Mgmt For For
ANTHONY DRABEK Mgmt For For
CHRISTOPHER N. KNUDSON Mgmt Withheld Against
RICHARD L. LOWELL Mgmt For For
IRENE SPARKS ROWAN Mgmt Withheld Against
JOHN C. SWALLING Mgmt For For
DAVID G. WIGHT Mgmt For For
02 TO APPROVE ARTICLES OF AMENDMENT TO THE AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION OF NORTHRIM
BANCORP, INC. TO AUTHORIZE PREFERRED STOCK.
03 TO APPROVE GRANTING MANAGEMENT OF NORTHRIM BANCORP, Mgmt Against Against
INC. THE AUTHORITY TO ADJOURN, POSTPONE OR
CONTINUE THE ANNUAL MEETING IN THE EVENT THERE
ARE INSUFFICIENT VOTES AT THE ANNUAL SHAREHOLDERS'
MEETING TO APPROVE THE AMENDMENT TO THE ARTICLES
OF INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION Agenda Number: 933015566
--------------------------------------------------------------------------------------------------------------------------
Security: 69412V108
Meeting Type: Annual
Meeting Date: 20-Apr-2009
Ticker: PCBK
ISIN: US69412V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT BALLIN Mgmt For For
HAL BROWN Mgmt For For
CATHI HATCH Mgmt For For
MICHAEL E. HEIJER Mgmt For For
MICHAEL HOLCOMB Mgmt For For
MICHAEL HOLZGANG Mgmt For For
DONALD KRAHMER, JR. Mgmt For For
DONALD MONTGOMERY Mgmt For For
JOHN RICKMAN Mgmt For For
R. JAY TEJERA Mgmt For For
02 AMENDMENT TO THE 2006 STOCK OPTION AND EQUITY Mgmt Against Against
COMPENSATION PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE UNDER THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 933021557
--------------------------------------------------------------------------------------------------------------------------
Security: 712704105
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: PBCT
ISIN: US7127041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GEORGE P. CARTER Mgmt Withheld Against
JERRY FRANKLIN Mgmt Withheld Against
EUNICE S. GROARK Mgmt For For
JAMES A. THOMAS Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 933018132
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: PRSP
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES A. BOULIGNY* Mgmt For For
ROBERT STEELHAMMER* Mgmt For For
H.E. TIMANUS, JR* Mgmt For For
ERVAN E. ZOUZALIK** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
S&T BANCORP, INC. Agenda Number: 933015338
--------------------------------------------------------------------------------------------------------------------------
Security: 783859101
Meeting Type: Annual
Meeting Date: 20-Apr-2009
Ticker: STBA
ISIN: US7838591011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN N. BRENZIA Mgmt For For
JOHN J. DELANEY Mgmt For For
MICHAEL J. DONNELLY Mgmt For For
FRANK W. JONES Mgmt For For
ALAN PAPERNICK Mgmt For For
ROBERT REBICH, JR. Mgmt For For
CHRISTINE J. TORETTI Mgmt Withheld Against
CHARLES G. URTIN Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2009.
03 TO APPROVE A NON-BINDING, ADVISORY PROPOSAL Mgmt For For
ON THE COMPENSATION OF S&T BANCORP INC.'S EXECUTIVE
OFFICERS.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt For For
COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
--------------------------------------------------------------------------------------------------------------------------
S.Y. BANCORP, INC. Agenda Number: 933016378
--------------------------------------------------------------------------------------------------------------------------
Security: 785060104
Meeting Type: Annual
Meeting Date: 22-Apr-2009
Ticker: SYBT
ISIN: US7850601045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE ACTION OF THE BOARD Mgmt For For
OF DIRECTORS FIXING THE NUMBER OF DIRECTORS
AT THIRTEEN (13).
02 DIRECTOR
DAVID H. BROOKS Mgmt For For
JAMES E. CARRICO Mgmt For For
CHARLES R. EDINGER, III Mgmt For For
DAVID P. HEINTZMAN Mgmt For For
CARL G. HERDE Mgmt For For
JAMES A. HILLEBRAND Mgmt For For
RICHARD A. LECHLEITER Mgmt For For
BRUCE P. MADISON Mgmt For For
NICHOLAS X. SIMON Mgmt For For
NORMAN TASMAN Mgmt For For
ROBERT L. TAYLOR Mgmt For For
KATHY C. THOMPSON Mgmt For For
03 THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR S.Y.
BANCORP, INC. FOR THE YEAR ENDING DECEMBER
31, 2009.
--------------------------------------------------------------------------------------------------------------------------
SMITHTOWN BANCORP, INC. Agenda Number: 933016063
--------------------------------------------------------------------------------------------------------------------------
Security: 832449102
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: SMTB
ISIN: US8324491021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRADLEY E. ROCK Mgmt For For
PATRICIA C. DELANEY Mgmt For For
JOSEPH M. WINTERS Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE CERTIFICATE Mgmt Against Against
OF INCORPORATION TO INCREASE AUTHORIZED SHARES.
03 APPROVAL OF THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP, AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
SOUTHCOAST FINANCIAL CORPORATION Agenda Number: 933043224
--------------------------------------------------------------------------------------------------------------------------
Security: 84129R100
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: SOCB
ISIN: US84129R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TOMMY B. BAKER Mgmt For For
WILLIAM A. COATES Mgmt For For
STEPHEN F. HUTCHINSON Mgmt For For
02 AMENDMENT OF ARTICLES OF INCORPORATION APPROVAL Mgmt Against Against
OF AN AMENDMENT OF THE ARTICLES OF INCORPORATION
TO AUTHORIZE THE ISSUANCE OF 10 MILLION SHARES
OF PREFERRED STOCK WITH SUCH PREFERENCES, LIMITATIONS
AND RELATIVE RIGHTS, WITHIN LEGAL LIMITS, OF
THE CLASS, OR ONE OR MORE SERIES WITHIN THE
CLASS, AS ARE SET BY THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933037144
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. BURNES Mgmt For For
P. COYM Mgmt For For
P. DE SAINT-AIGNAN Mgmt For For
A. FAWCETT Mgmt For For
D. GRUBER Mgmt For For
L. HILL Mgmt For For
R. KAPLAN Mgmt For For
C. LAMANTIA Mgmt For For
R. LOGUE Mgmt For For
R. SERGEL Mgmt For For
R. SKATES Mgmt For For
G. SUMME Mgmt For For
R. WEISSMAN Mgmt For For
02 TO APPROVE AMENDMENTS TO STATE STREET'S ARTICLES Mgmt For For
OF ORGANIZATION AND BY-LAWS CHANGING THE SHAREHOLDER
QUORUM AND VOTING REQUIREMENTS, INCLUDING THE
ADOPTION OF A MAJORITY VOTE STANDARD FOR UNCONTESTED
ELECTIONS OF DIRECTORS.
03 TO APPROVE THE AMENDED AND RESTATED 2006 EQUITY Mgmt For For
INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE
BY 17 MILLION THE NUMBER OF SHARES OF OUR COMMON
STOCK THAT MAY BE DELIVERED IN SATISFACTION
OF AWARDS UNDER THE PLAN.
04 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2009.
06 TO VOTE ON A SHAREHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933032168
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
G. FELDA HARDYMON Mgmt For For
ALEX W. "PETE" HART Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
JAMES R. PORTER Mgmt For For
MICHAELA K. RODENO Mgmt For For
KEN P. WILCOX Mgmt For For
KYUNG H. YOON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2009.
03 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL Mgmt For For
CONCERNING THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 933010807
--------------------------------------------------------------------------------------------------------------------------
Security: 872275102
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: TCB
ISIN: US8722751026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
02 RE-APPROVE THE TCF PERFORMANCE-BASED COMPENSATION Mgmt No vote
POLICY
03 APPROVE AN INCREASE IN AUTHORIZED SHARES UNDER Mgmt No vote
THE TCF FINANCIAL INCENTIVE STOCK PROGRAM
04 RE-APPROVE THE PERFORMANCE-BASED GOALS UNDER Mgmt No vote
THE TCF FINANCIAL INCENTIVE STOCK PROGRAM
05 APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt No vote
THE COMPENSATION OF EXECUTIVES DISCLOSED IN
THE PROXY STATEMENT
06 ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2009
--------------------------------------------------------------------------------------------------------------------------
THE SOUTH FINANCIAL GROUP, INC. Agenda Number: 933020860
--------------------------------------------------------------------------------------------------------------------------
Security: 837841204
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: TSFGP
ISIN: US8378412048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
H. LYNN HARTON Mgmt For For
M. DEXTER HAGY Mgmt For For
H. EARLE RUSSELL, JR. Mgmt For For
WILLIAM R. TIMMONS III Mgmt For For
DAVID C. WAKEFIELD III Mgmt For For
2 PROPOSAL TO AMEND TSFG'S LONG-TERM INCENTIVE Mgmt For For
PLAN AS PROVIDED HEREIN
3 PROPOSAL TO AMEND TSFG'S EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN AS PROVIDED HEREIN
4 PROPOSAL TO VOTE ON NONBINDING RESOLUTION TO Mgmt For For
RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS SET FORTH IN THIS PROXY STATEMENT
5 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS TSFG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2009
--------------------------------------------------------------------------------------------------------------------------
THE SOUTH FINANCIAL GROUP, INC. Agenda Number: 933020860
--------------------------------------------------------------------------------------------------------------------------
Security: 837841303
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: TSFGO
ISIN: US8378413038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
H. LYNN HARTON Mgmt For For
M. DEXTER HAGY Mgmt For For
H. EARLE RUSSELL, JR. Mgmt For For
WILLIAM R. TIMMONS III Mgmt For For
DAVID C. WAKEFIELD III Mgmt For For
2 PROPOSAL TO AMEND TSFG'S LONG-TERM INCENTIVE Mgmt For For
PLAN AS PROVIDED HEREIN
3 PROPOSAL TO AMEND TSFG'S EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN AS PROVIDED HEREIN
4 PROPOSAL TO VOTE ON NONBINDING RESOLUTION TO Mgmt For For
RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS SET FORTH IN THIS PROXY STATEMENT
5 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS TSFG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2009
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 933024630
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JENNIFER W. DAVIS* Mgmt For For
DONALD W. DELSON* Mgmt For For
SCOTT E. REED* Mgmt For For
CLAIBOURNE D. SMITH* Mgmt For For
LINDA C. DRAKE** Mgmt For For
DAVID E. HOLLOWELL** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG, LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009
03 ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVES
04 APPROVAL OF AMENDMENT TO ARTICLE FOURTH, PARAGRAPH Mgmt For For
A OF RESTATED CERTIFICATE OF INCORPORATION
05 APPROVAL OF AMENDMENT TO DELETE ARTICLE FOURTH, Mgmt For For
PARAGRAPH C AND ARTICLE SIXTH, PARAGRAPH (D)
OF RESTATED CERTIFICATE OF INCORPORATION
06 APPROVAL OF AMENDMENT TO DELETE ARTICLE FIFTH Mgmt For For
OF RESTATED CERTIFICATE OF INCORPORATION
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 933064545
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 02-Jun-2009
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: R. D. CASH Mgmt For For
1B ELECTION OF DIRECTOR: PATRICIA FROBES Mgmt For For
1C ELECTION OF DIRECTOR: J. DAVID HEANEY Mgmt For For
1D ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
2 APPROVAL OF AMENDMENTS TO THE COMPANY'S 2005 Mgmt For For
STOCK OPTION AND INCENTIVE PLAN.
3 APPROVAL OF AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO DECLASSIFY BOARD.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
5 APPROVAL, ON A NONBINDING ADVISORY BASIS, OF Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE
OFFICERS NAMED IN THE PROXY STATEMENT WITH
RESPECT TO THE FISCAL YEAR ENDED DECEMBER 31,
2008.
6 SHAREHOLDER PROPOSAL - THAT THE BOARD ADOPT Shr For Against
"SAY ON PAY" POLICY.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Bank and Thrift Opportunity Fund
By (Signature) /s/ Keith F. Hartstein
Name Keith F. Hartstein
Title President
Date 08/27/2009