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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) (1) | $ 16.5 | 01/05/2004 | M | 2,000 | 01/28/2000 | 01/28/2004 | Common Stock | 2,000 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) (2) | $ 14.9375 | 03/02/2005 | M | 2,000 | 03/23/2001 | 03/23/2005 | Common Stock | 2,000 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) (4) | $ 18.565 | 02/10/2006 | D | 3,000 | 02/12/2002 | 02/12/2006 | Common Stock | 3,000 | $ 19.61 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAUG JAMES E 222 FAIRVIEW AVE N SEATTLE, WA 98109 |
Controller |
Rick Davis by Power of Attorney | 07/14/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Cashless exercise of 2000 shares of option granted on 1/28/1999 under the CGC 1998 Stock Incentive Plan. Reporting person used 1525 options in cashless exercise to acquire the balance of 475 shares. Amendment filed to correctly record transaction. |
(2) | Cashless exercise of 2000 shares of option granted on 3/23/00 under the CGC 1998 Stock Incentive Plan. Reporting person used 1437 options in cashless exercise to acquire the balance of 563 shares. Amendment filed to correctly record transaction. |
(3) | Sale of non-derivative securities. Amendment filed to correct amount of shares beneficially owned and delete derivative activity recorded in error. |
(4) | Cancellation of 3000 shares of options granted in 2001 under the CGC 1998 Stock Incentive Plan. Reporting person received $3,135 as consideration for the cancellation, which was based on the spread. Amendment filed to correctly record transaction. |