UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option Right to Buy (2) (3) | 02/20/2007 | 02/20/2016 | Southern Company Common Stock | 10,167 | $ 33.81 | D | Â |
Option Right to Buy (2) (3) | 02/19/2008 | 02/19/2017 | Southern Company Common Stock | 10,612 | $ 36.42 | D | Â |
Option Right to Buy (2) (3) | 02/18/2009 | 02/18/2018 | Southern Company Common Stock | 14,411 | $ 35.78 | D | Â |
Option Right to Buy (2) (3) | 02/16/2010 | 02/16/2019 | Southern Company Common Stock | 28,395 | $ 31.39 | D | Â |
Option Right To Buy (2) (3) | 02/15/2011 | 02/15/2020 | Southern Company Common Stock | 32,204 | $ 31.17 | D | Â |
Option Right to Buy (2) (3) | 02/14/2012 | 02/14/2021 | Southern Company Common Stock | 35,647 | $ 37.97 | D | Â |
Option Right to Buy (2) (3) | 02/13/2013 | 02/13/2022 | Southern Company Common Stock | 35,884 | $ 44.42 | D | Â |
Option Right to Buy (2) (3) | 02/11/2014 | 02/11/2023 | Southern Company Common Stock | 43,659 | $ 44.06 | D | Â |
Option Right to Buy (2) (3) | 02/10/2015 | 02/10/2024 | Southern Company Common Stock | 90,909 | $ 41.28 | D | Â |
Phantom Stock Units | Â (4) | Â (4) | Southern Company Common Stock | 10,890.3062 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lantrip Mark 30 IVAN ALLEN JR. BLVD., NW ATLANTA, GA 30308 |
 |  |  President & CEO, SCS |  |
/s/ Patricia L. Roberts, Attorney-in-Fact for Mark Lantrip | 03/03/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares are held in the Southern Investment Plan and dividends are automatically reinvested each quarter |
(2) | Includes the right to have shares withheld upon exercise to satisfy tax withholding obligations. |
(3) | Options vest 33% per year on the anniversary of the grant date. |
(4) | Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date. |