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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gergel Ivan P. C/O ENDO HEALTH SOLUTIONS INC. 1400 ATWATER DRIVE MALVERN, PA 19355 |
EVP, Research & Development |
/s/ Caroline B. Manogue, by power of attorney | 02/28/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Twenty-five percent (25%) of Mr. Gergel's February 22, 2012 grant of restricted stock units (RSUs) vested on February 22, 2013. Upon issuance, certain shares are withheld by the Company to satisfy tax obligations on shares acquired. |
(2) | These shares represent stock withheld by the Company to satisfy tax withholding obligations on shares acquired upon vesting of restricted stock units. |
(3) | Represents the value of shares withheld by the Company to cover tax withholding obligations. |
(4) | Twenty-five percent (25%) of Mr. Gergel's February 23, 2011 grant of restricted stock units (RSUs) vested on February 23, 2013. Upon issuance, certain shares are withheld by the Company to satisfy tax obligations on shares acquired. |
(5) | Represents the value of shares withheld by the Company to cover tax withholding obligations. As February 23, 2013 was a Saturday, the average of the high and low price of Company stock traded on the prior trading day was utilized. |
(6) | One-hundred percent (100%) of Mr. Gergel's February 26, 2009 grant of restricted stock units (RSUs) vested on February 26, 2013. Upon issuance, certain shares are withheld by the Company to satisfy tax obligations on shares acquired. |