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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock options | $ 0.1 | 06/02/2005 | A | 125,000 | 06/02/2005(1) | 01/14/2015 | Common stock | 125,000 | $ 0 (2) | 0 | D | ||||
Stock options | $ 0.1 | 06/02/2005 | A | 125,000 | 06/02/2005(3) | 01/14/2015 | Common stock | 125,000 | $ 0 (2) | 250,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WOLFE CURTIS ANDREW 550 W. CYPRESS CREEK ROAD SUITE 410 FORT LAUDERDALE, FL 33309 |
X | General Counsel and Secretary |
Curtis A. Wolfe, by Gerard A. Herlihy, Attorney in Fact | 06/03/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Stock options were granted to the filer for his role as director of the Company under the Splinex Technology Inc. 2004 Stock Option Plan. The options vested immediately on June 2, 2005 with respect to 15,625 shares. The remaining options will vest with respect to 15,625 additional shares each on 6/24/05, 12/24/05, 6/24/06, 12/24/06, 6/24/07, 12/24/07 and 6/24/08 at which time all shares will be vested. |
(2) | The stock options were granted pursuant to the Splinex Technology Inc. 2004 Stock Option Plan. |
(3) | Stock options were granted to the filer for his role as General Counsel of the Company under the Splinex Technology Inc. 2004 Stock Option Plan. The options vested immediately on June 2, 2005 with respect to 15,625 shares. The remaining options will vest with respect to 15,625 additional shares each on 6/24/05, 12/24/05, 6/24/06, 12/24/06, 6/24/07, 12/24/07 and 6/24/08 at which time all shares will be vested. |