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Common Stock: 087 A020000 895436103 087 A030000 TY 087 B010000 Tri-Continental - Preferred Stock 087 B020000 89543620 087 C010000 Tri-Continental - Warrant 087 C020000 895436111 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE SEE BELOW TITLE SEE BELOW This report is signed on behalf of the registrant (or depositor or trustee). City of: Boston State of: Massachusetts Date: February 17, 2017 Name of Registrant, Depositor, or Trustee: Tri-Continental Corporation /s/ Michael G. Clarke -------------------------- Michael G. Clarke Treasurer /s/ Martha A. Skinner -------------------------- Martha A. Skinner Assistant Treasurer Witness TRI-CONTINENTAL CORPORATION