Notification by Scottish Power of Schedule 11, on March 17, 2004
Table of Contents

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 


 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15a-16 OF

THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of March 2004

 


 

SCOTTISH POWER PLC

(Translation of Registrant’s Name Into English)

 

CORPORATE OFFICE, 1 ATLANTIC QUAY, GLASGOW, G2 8SP

(Address of Principal Executive Offices)

 


 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)    Form 20-F  x    Form 40-F  ¨

 

(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)    Yes  ¨    No  x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            .)

 


 

FORM 6-K: TABLE OF CONTENTS

 

1. Notifications by Scottish Power plc on Schedule 11, each dated March 17, 2004, of interests of directors and connected persons.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

           

/s/ Scottish Power plc


           

(Registrant)

Date:

 

March 18, 2004


 

By:

 

/s/ Donald McPherson


           

Donald McPherson

           

Assistant Company Secretary


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SCHEDULE 11

 

NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS

 

1. Name of company

 

Scottish Power plc

 

2. Name of director

 

Ian Russell

 

3. Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest

 

Ian Russell

 

4. Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)

 

Lloyds TSB Registrars Corporate Nominee Limited A/C AESOPI

 

5. Please state whether notification relates to a person(s) connected with the director named in 2 above and identify the connected person(s)

 

Ian Russell

 

6. Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary

 

Automatic reinvestment of dividends from shares held in the Inland Revenue approved ScottishPower Employee Share Ownership Plan

 

7. Number of shares / amount of stock acquired

 

34 shares

 

8. Percentage of issued class

 

0.00%


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9. Number of shares/amount of stock disposed

 

n/a

 

10. Percentage of issued class

 

n/a

 

11. Class of security

 

Ordinary 50p shares

 

12. Price per share

 

368.75p

 

13. Date of transaction

 

15 March 2004

 

14. Date company informed

 

16 March 2004

 

15. Total holding following this notification

 

127,376

 

16. Total percentage holding of issued class following this notification

 

0.0069%

 

If a director has been granted options by the company please complete the following boxes.

 

17. Date of grant

 

n/a


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18. Period during which or date on which exercisable

 

n/a

 

19. Total amount paid (if any) for grant of the option

 

n/a

 

20. Description of shares or debentures involved: class, number

 

n/a

 

21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise

 

n/a

 

22. Total number of shares or debentures over which options held following this notification

 

n/a

 

23. Any additional information

 

n/a

 

24. Name of contact and telephone number for queries

 

Alan McCulloch

 

01698 396414

 

25. Name and signature of authorised company official responsible for making this notification

 

Alan McCulloch

 

Assistant Secretary


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Date of Notification

 

17 March 2004

 

SCHEDULE 11

 

NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS

 

1. Name of company

 

Scottish Power plc

 

2. Name of director

 

Charles Berry

 

3. Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest

 

Charles Berry

 

4. Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)

 

Lloyds TSB Registrars Corporate Nominee Limited A/C AESOPI

 

5. Please state whether notification relates to a person(s) connected with the director named in 2 above and identify the connected person(s)

 

Charles Berry

 

6. Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary

 

Automatic reinvestment of dividends from shares held in the Inland Revenue approved ScottishPower Employee Share Ownership Plan

 

7. Number of shares / amount of stock acquired

 

34 shares


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8. Percentage of issued class

 

0.00%

 

9. Number of shares/amount of stock disposed

 

n/a

 

10. Percentage of issued class

 

n/a

 

11. Class of security

 

Ordinary 50p shares

 

12. Price per share

 

368.75p

 

13. Date of transaction

 

15 March 2004

 

14. Date company informed

 

16 March 2004

 

15. Total holding following this notification

 

23,506

 

16. Total percentage holding of issued class following this notification

 

0.0013%


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If a director has been granted options by the company please complete the following boxes.

 

17. Date of grant

 

n/a

 

18. Period during which or date on which exercisable

 

n/a

 

19. Total amount paid (if any) for grant of the option

 

n/a

 

20. Description of shares or debentures involved: class, number

 

n/a

 

21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise

 

n/a

 

22. Total number of shares or debentures over which options held following this notification

 

n/a

 

23. Any additional information

 

n/a

 

24. Name of contact and telephone number for queries

 

Alan McCulloch

 

01698 396414

 

25. Name and signature of authorised company official responsible for making this notification

 

Alan McCulloch

 

Assistant Secretary


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Date of Notification

 

17 March 2004

 

SCHEDULE 11

 

NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS

 

1. Name of company

 

Scottish Power plc

 

2. Name of director

 

David Nish

 

3. Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest

 

David Nish

 

4. Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)

 

Lloyds TSB Registrars Corporate Nominee Limited A/C AESOPI

 

5. Please state whether notification relates to a person(s) connected with the director named in 2 above and identify the connected person(s)

 

David Nish

 

6. Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary

 

Automatic reinvestment of dividends from shares held in the Inland Revenue approved ScottishPower Employee Share Ownership Plan


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7. Number of shares / amount of stock acquired

 

34 shares

 

8. Percentage of issued class

 

0.00%

 

9. Number of shares/amount of stock disposed

 

n/a

 

10. Percentage of issued class

 

n/a

 

11. Class of security

 

Ordinary 50p shares

 

12. Price per share

 

368.75p

 

13. Date of transaction

 

15 March 2004

 

14. Date company informed

 

16 March 2004

 

15. Total holding following this notification

 

13,903


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16. Total percentage holding of issued class following this notification

 

0.0007%

 

If a director has been granted options by the company please complete the following boxes.

 

17. Date of grant

 

n/a

 

18. Period during which or date on which exercisable

 

n/a

 

19. Total amount paid (if any) for grant of the option

 

n/a

 

20. Description of shares or debentures involved: class, number

 

n/a

 

21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise

 

n/a

 

22. Total number of shares or debentures over which options held following this notification

 

n/a

 

23. Any additional information

 

n/a

 

24. Name of contact and telephone number for queries

 

Alan McCulloch

 

01698 396414


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25. Name and signature of authorised company official responsible for making this notification

 

Alan McCulloch

 

Assistant Secretary

 

Date of Notification

 

17 March 2004

 

SCHEDULE 11

 

NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS

 

1. Name of company

 

Scottish Power plc

 

2. Name of director

 

David Nish

 

3. Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest

 

Caroline Nish / Spouse of Director

 

4. Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)

 

Caroline Nish / Spouse of Director

 

5. Please state whether notification relates to a person(s) connected with the director named in 2 above and identify the connected person(s)

 

Caroline Nish / Spouse of Director


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6. Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary

 

Automatic reinvestment of dividends

 

7. Number of shares / amount of stock acquired

 

61 shares

 

8. Percentage of issued class

 

0.00%

 

9. Number of shares/amount of stock disposed

 

n/a

 

10. Percentage of issued class

 

n/a

 

11. Class of security

 

Ordinary 50p shares

 

12. Price per share

 

368.73p

 

13. Date of transaction

 

15 March 2004

 

14. Date company informed

 

16 March 2004


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15. Total holding following this notification

 

13,964

 

16. Total percentage holding of issued class following this notification

 

0.0008%

 

If a director has been granted options by the company please complete the following boxes.

 

17. Date of grant

 

n/a

 

18. Period during which or date on which exercisable

 

n/a

 

19. Total amount paid (if any) for grant of the option

 

n/a

 

20. Description of shares or debentures involved: class, number

 

n/a

 

21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise

 

n/a

 

22. Total number of shares or debentures over which options held following this notification

 

n/a

 

23. Any additional information

 

n/a


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24. Name of contact and telephone number for queries

 

Alan McCulloch

 

01698 396414

 

25. Name and signature of authorised company official responsible for making this notification

 

Alan McCulloch

 

Assistant Secretary

 

Date of Notification

 

17 March 2004

 

SCHEDULE 11

 

NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS

 

1. Name of company

 

Scottish Power plc

 

2. Name of director

 

Nicholas Rose

 

3. Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest

 

Nicholas Rose

 

4. Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)

 

Nicholas Rose


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5. Please state whether notification relates to a person(s) connected with the director named in 2 above and identify the connected person(s)

 

Nicholas Rose

 

6. Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary

 

Automatic reinvestment of dividends

 

7. Number of shares / amount of stock acquired

 

64 shares

 

8. Percentage of issued class

 

0.00%

 

9. Number of shares/amount of stock disposed

 

n/a

 

10. Percentage of issued class

 

n/a

 

11. Class of security

 

Ordinary 50p shares

 

12. Price per share

 

368.73p

 

13. Date of transaction

 

15 March 2004


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14. Date company informed

 

16 March 2004

 

15. Total holding following this notification

 

5,128

 

16. Total percentage holding of issued class following this notification

 

0.0003%

 

If a director has been granted options by the company please complete the following boxes.

 

17. Date of grant

 

n/a

 

18. Period during which or date on which exercisable

 

n/a

 

19. Total amount paid (if any) for grant of the option

 

n/a

 

20. Description of shares or debentures involved: class, number

 

n/a

 

21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise

 

n/a

 

22. Total number of shares or debentures over which options held following this notification

 

n/a


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23. Any additional information

 

n/a

 

24. Name of contact and telephone number for queries

 

Alan McCulloch

 

01698 396414

 

25. Name and signature of authorised company official responsible for making this notification

 

Alan McCulloch

 

Assistant Secretary

 

Date of Notification

 

17 March 2004