1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series B Convertible Preferred Stock
|
Â
(1)
|
Â
(2)
|
Common Stock
|
990,796
|
$
(3)
|
I
|
See Note 4
(4)
|
Series C Convertible Preferred Stock
|
Â
(1)
|
Â
(2)
|
Common Stock
|
1,016,220
|
$
(3)
|
I
|
See Note 4
(4)
|
Series D Convertible Preferred Stock
|
Â
(1)
|
Â
(2)
|
Common Stock
|
1,634,473
|
$
(3)
|
I
|
See Note 4
(4)
|
Series D Convertible Preferred Stock
|
Â
(1)
|
Â
(2)
|
Common Stock
|
821,736
|
$
(3)
|
I
|
See Note 5
(5)
|
Series B Convertible Preferred Stock Warrant (Right to Buy)
|
05/04/2004 |
05/04/2014 |
Series B Convertible Preferred Stock
|
15,077
|
$
6.375
|
I
|
See Note 4
(4)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Convertible at any time. |
(2) |
Not applicable. |
(3) |
Each share of Preferred Stock will automatically convert into one (1) share of Common Stock upon the closing of the Issuer's initial public offering. |
(4) |
The Reporting Person is an individual manager of NEA 11 GP, LLC, the sole general partner of NEA Partners 11, Limited Partnership, the sole general partner of New Enterprise Associates 11, Limited Partnership ("NEA 11"), which is the beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 11 shares in which the Reporting Person has no actual pecuniary interest therein. |
(5) |
The Reporting Person is a general partner of NEA Partners 9, Limited Partnership, the sole general partner of New Enterprise Associates 9, Limited Partnership ("NEA 9"), which is the beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 9 shares in which the Reporting Person has no actual pecuniary interest therein. |