UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (3) | 12/10/2008 | Common Stock | 300,000 | $ 0.2 | D | Â |
Stock Option (right to buy) | Â (4) | 06/30/2011 | Common Stock | 240,000 | $ 1.25 | D | Â |
Stock Option (right to buy) | Â (5) | 03/31/2014 | Common Stock | 90,000 | $ 2.53 | D | Â |
Stock Option (right to buy) | Â (6) | 12/10/2008 | Common Stock | 160,000 | $ 0.075 | I | By Spouse |
Stock Option (right to buy) | Â (7) | Â (7) | Common Stock | 40,000 | $ 1.25 | I | By Spouse |
Stock Option (right to buy) | Â (8) | 09/30/2014 | Common Stock | 8,000 | $ 2.6 | I | by Spouse |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Liaw Yih-Shyan Wally 1878 CHARNWOOD CT. SAN JOSE, CA 95132 |
 X |  X |  VP of International Sales &Sec |  |
Liaw Shiow-Meei S 1878 CHARNWOOD CT. SAN JOSE, CA 95132 |
 |  X |  |  |
/s/ Felix Miao, by power of attorney | 03/27/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S Liaw, is the trustees of the trust. |
(2) | These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse, Shiow-Meei S Liaw, is the trustee of the trust. |
(3) | The vesting commencement date is August 20, 1994. The option is exercisable at the rate of one half of the shares on the second anniversary of the vesting commencement date and 1/4th at the end of each successive year thereafter. |
(4) | The vesting commencement date is March 30, 2000. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter. |
(5) | The vesting commencement date is March 30, 2004. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter. |
(6) | The vesting commencement date is July 1, 1996. The option is exercisable at the rate of one half of the shares on the second anniversary of the vesting commencement date and 1/4th at the end of each successive year thereafter. |
(7) | The vesting commencement date is July 1, 2000. 19,949 shares subject to option were exercisable on the first anniversary of the vesting commencement date and expire on July 1, 2011. The remaining 51 shares were exercisable on July 1, 2004 and expire on July 1, 2014. |
(8) | The vesting commencement date is July 1, 2004. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter. |