UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

 

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 7, 2013

 

HORIZON TECHNOLOGY FINANCE CORPORATION

(Exact name of registrant as specified in its charter)

         
Delaware   814-00802   27-2114934

(State or other jurisdiction

of incorporation)

  (Commission File Number)   (I.R.S. Employer Identification No.)

 

312 Farmington Avenue

 

Farmington, CT 06032

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (860) 676-8654

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
¨   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
¨   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
¨   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Section 8   Other Events
Item 8.01   Other Events

 

On November 7, 2013, Horizon Technology Finance Corporation (the “Company”) announced that its previous dividend announcement incorrectly reported the ex-dividend dates with respect to the February 17, 2014 and March 17, 2014 dividend payment dates. Set forth in the table below are the correct dates for all of the monthly dividends declared on November 1, 2013.

 

Declared  Ex-Dividend Date  Record Date  Payment Date  Amount Per Share 
November 1, 2013  December 12, 2013  December 16, 2013  January 15,  2014  $0.115 
November 1, 2013  January 15, 2014  January 20,  2014  February 17, 2014  $0.115 
November 1, 2013  February 12, 2014  February 17, 2014  March 17, 2014  $0.115 
Total Declared and to be Paid:     $0.345 

 

A copy of the press release announcing such corrected ex-dividend dates is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

 

 

Section 9   Financial Statements and Exhibits
Item 9.01   Financial Statements and Exhibits

 

(d) Exhibits.

 

99.1   Press release of the Company dated November 7, 2013.  

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: November 7, 2013

HORIZON TECHNOLOGY FINANCE CORPORATION

   
  By: /s/ Robert D. Pomeroy, Jr.
    Robert D. Pomeroy, Jr.
    Chief Executive Officer

 

 
 

 

Exhibit Index

 

Exhibit No.   Description
     
99.1   Press release of the Company dated November 7, 2013