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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Reiser Anne RESMED INC. 9001 SPECTRUM CENTER BLVD. SAN DIEGO, CA 92123 |
President - ResMed Europe |
Anne Reiser, President-Europe | 02/27/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents acceleration of RSUs granted on 12/17/2009 to correct a clerical error and qualify for preferential tax treatment. |
(2) | Represents acceleration of RSUs granted on 11/11/2010 to correct a clerical error and qualify for preferential tax treatment. |
(3) | Represents a cancellation of the 11/21/2012 vesting in order to apply correct tax rate which resulted in disposition to issuer for tax withholding upon vesting of Performance-based Restricted Stock Units granted on December 17, 2009. |
(4) | Represents a cancellation of the 11/21/2012 vesting in order to apply correct tax rate which resulted in disposition to issuer for tax withholding upon vesting of Performance-based Restricted Stock Units granted on November 10, 2010. |
(5) | Includes 765.796 shares of stock purchased on 4/30/2012 pursuant to ResMed's Employee Purchase Plan. Also includes 106.637 shares purchased on October 31, 2012, through ResMed's Employee Stock Purchase Plan. |