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If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Mr. Miller was granted an option to purchase 788 shares of stock at the grant price of $11.4356 per share on August 7, 2003 of which 630 shares have been exercised and 158 are vested and exercisable. |
(2) |
Mr. Miller was granted an option to purchase 1,125 shares of stock at the grant price of $10.5378 per share on March 19, 2004 of which 675 shares have been exercised and 225 are currently vested and exercisable with the remaining shares vesting as follows: 225 shares on March 19, 2011. |
(3) |
Mr. Miller was granted an option to purchase 1,125 shares of stock at the grant price of $14.48 per share on April 26, 2005 of which 450 shares have been exercised and 225 shares are currently vested and exercisable with the remaining shares vesting as follows: 225 shares annually, with the next scheduled vesting on April 26, 2011, and each anniversary thereafter, until fully vested. |
(4) |
Mr. Miller was granted an option to purchase 1,500 shares of stock at the grant price of $18.75 per share on May 18, 2006 of which 600 shares are currently vested and exercisable and zero have been exercised with the remaining shares vesting as follows: 300 shares annually, with the next scheduled vesting on May 18, 2011, and each anniversary thereafter, until fully vested. |
(5) |
Mr. Miller was granted an option to purchase 1,000 shares of stock at the grant price of $18.77 per share on May 19, 2006 of which 400 shares are currently vested and exercisable with the remaining shares vesting as follows: 200 shares annually, with the next scheduled vesting on May 19, 2011, and each anniversary thereafter, until fully vested. |
(6) |
Mr. Miller was granted an option to purchase 2,500 shares of stock at the grant price of $18.20 per share on May 25, 2007 of which 500 shares are currently vested and exercisable with the remaining shares vesting as follows: 500 shares annually, with the next scheduled vesting on May 25, 2011, and each anniversary thereafter, until fully vested. |
(7) |
Mr. Miller was granted an option to purchase 5,335 shares of stock at the grant price of $14.79 per share on February 29, 2008, to vest as follows: 1,067 shares annually, with the next scheduled vesting on February 28, 2011, and each anniversary thereafter, until fully vested. |
(8) |
Mr. Miller was granted an option to purchase 5,000 shares at the grant price of $17.29 per share on May 22, 2008, to vest as follows: 20% each year beginning on May 22, 2011, and each anniversary thereafter, until fully vested. |
(9) |
On October 30, 2009, Mr. Miller was granted 20,000 Restricted Stock Units, with a vesting schedule as follows: six percent (6%) on January 31, 2011; five percent (5%) respectively on January 31, 2012, January 31, 2013, January 31, 2014 and January 31, 2015; six (6%) percent on January 31, 2016; seven (7%) percent on January 31, 2017; eight (8%) on January 31, 2018; nine (9%) percent on January 31, 2019; ten percent (10%) on January 31, 2020; eleven (11%) percent on January 31, 2021; twelve percent (12%) on January 31, 2022; and eleven percent (11%) on January 31, 2023. Stock is issued when and as vested.
Each restricted stock unit represents a contingent right to receive one share of KNX common stock. |