SC 13G 1 d57165sc13g.htm SCHEDULE 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
MULTIBAND CORPORATION
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
62544X100
(CUSIP Number)
HARVEY L. POPPEL
110 EL MIRASOL
PALM BEACH, FL 33480
561-653-8000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
DECEMBER 31, 2010
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
X Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange
Act of 1934 (Act) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
1 NAME OF REPORTING PERSONS
HARVEY L. POPPEL
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) x (1)
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Florida, United States of America
5 SOLE VOTING POWER
0
6 SHARED VOTING POWER
737,568 (2)
7 SOLE DISPOSITIVE POWER
0
8 SHARED DISPOSITIVE POWER
737,568 (2)
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
737,568 (2)
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
o
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.6% (3)
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
(1) This Schedule 13G is filed by Harvey L. Poppel
on behalf of Harvey L. Poppel 2002 Trust,
Harvey L. Poppel IRA, Emily A. Poppel 2002 Trust, Emily A. Poppel IRA,
and Poptech, LP Family Limited Partnership controlled by
Harvey L. & Emily A. Poppel.
Harvey L. Poppel expressly disclaims status as a group
for purposes of this Schedule 13G.
(2) These shares are held directly by Harvey L Poppel 2002 Trust,
Harvey L. Poppel IRA, Emily A. Poppel 2002 Trust, Emily A. Poppel IRA,
and Poptech, LP a Family Limited Partnership controlled by
Harvey L. and Emily A. Poppel
who are the sole members of Poptech, LLC.
Poptech, LLC is the sole General Partner of Poptech, LP. Poptech, LLC
does not directly owns any securities of the Issuer.
Poptech, LLC may be deemed to have shared power to vote or direct
the vote of, and to dispose or direct the disposition of, the securities
of the Issuer held by Poptech, LP but disclaim beneficial ownership
except to their pecuniary interest therein.
(3) This percentage is calculated based upon 9,722,924 shares of the Issuers
common stock outstanding as of September 30, 2010, as reported in the Issuers
Form 10-Q for the period ended September 30, 2010, filed with the Securities
and Exchange Commission on November 12, 2010.
Item 1(a) Name of Issuer
Multiband Corporation
Item 1(b) Address of Issuers Principal Executive Offices
9449 Science Center Drive
New Hope, Minnesota 55428
Item 2(a) Name of Person Filing
Harvey L. Poppel
Item 2(b) Address of Principal Business Office or, if none, Residence
110 El Mirasol
Palm Beach, FL 33480
Item 2(c) Citizenship
Florida, United States of America
Item 2(d) Title of Class of Securities
Common Stock
Item 2(e) CUSIP Number
62544X100
Item 3 Not applicable.
Item 4 Ownership
Shares Sole
Held Voting
Directly Power
HARVEY L. POPPEL 2002 TRUST 38,536 0
HARVEY L. POPPEL IRA 593,531 0
EMILY A. POPPEL 2002 TRUST 38,843 0
EMILY A. POPPEL IRA 20,420 0
POPTECH, LP 46,238 0
Shared Sole
Voting Dispositive
Power (1) Power
HARVEY L. POPPEL 2002 TRUST 37,568 0
HARVEY L. POPPEL IRA 737,568 0
EMILY A. POPPEL 2002 TRUST 737,568 0
EMILY A. POPPEL IRA 737,568 0
POPTECH, LP 737,568 0
Shared
Dispositive Beneficial Percentage
Power (1) Ownership (1) of Class (2)
HARVEY L. POPPEL 2002 TRUST 737,568 737,568 7.6%
HARVEY L. POPPEL IRA 737,568 737,568 7.6%
EMILY A. POPPEL 2002 TRUST 737,568 737,568 7.6%
EMILY A. POPPEL IRA 737,568 737,568 7.6%
POPTECH, LP 737,568 737,568 7.6%
(1) These shares are held directly by Harvey L Poppel 2002 Trust,
Harvey L. Poppel IRA, Emily A. Poppel 2002 Trust, Emily A. Poppel IRA,
and Poptech, LP a Family Limited Partnership controlled by
Harvey L. and Emily A. Poppel
who are the sole members of Poptech, LLC.
Poptech, LLC is the sole General Partner of Poptech, LP. Poptech, LLC
does not directly owns any securities of the Issuer.
Poptech, LLC may be deemed to have shared power to vote or direct
the vote of, and to dispose or direct the disposition of, the securities
of the Issuer held by Poptech, LP but disclaim beneficial ownership
except to their pecuniary interest therein.
(2) This percentage is calculated based upon 9,722,924 shares of the Issuers
common stock outstanding as of September 30, 2010, as reported in the Issuers
Form 10-Q for the period ended September 30, 2010, filed with the Securities
and Exchange Commission on November 12, 2010.
Item 5 Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following
Item 6 Ownership of More than Five Percent of Another Person
Not applicable.
Item 7 Identification and Classification of the Subsidiary which Acquired
the Security Being Reported on by the Parent Holding Company
Not applicable.
Item 8 Identification and Classification of Members of the Group
Not applicable.
Item 9 Notice of Dissolution of Group
Not applicable.
Item 10 Certification
By signing below, I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose
or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
EXECUTED this 14th day of February, 2011
HARVEY L. POPPEL
By: HARVEY L. POPPEL