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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WANDA AMERICA INVESTMENT HOLDING CO. LTD. ONE AMC WAY 11500 ASH STREET LEAWOOD, KS 66211 |
X | X | ||
Wanda Culture Holding Co. Ltd UNIT 606, 6TH FLOOR ALLIANCE BUILDING 133 CONNAUGHT ROAD CENTRAL HONG KONG, K3 0000000 |
X | X | ||
Dalian Wanda Group Co., Ltd. NO.539 CHANGJIANG RD. XIGANG DISTRICT DALIAN, LIAONING PROVINCE, F4 0000000 |
X | X | ||
Dalian Hexing Investment Co. Ltd. NO.539 CHANGJIANG RD. XIGANG DISTRICT DALIAN, LIAONING PROVINCE, F4 0000000 |
X | X | ||
Wang Jianlin NO.539 CHANGJIANG RD. XIGANG DISTRICT DALIAN, LIAONING PROVINCE, F4 0000000 |
X | X |
WANDA AMERICA INVESTMENT HOLDING CO. LTD., by its Legal Representative, /s/ Lin Zhang | 09/17/2018 | |
**Signature of Reporting Person | Date | |
WANDA CULTURE HOLDING CO. LTD., by its Legal Representative, /s/ Lin Zhang | 09/17/2018 | |
**Signature of Reporting Person | Date | |
DALIAN WANDA GROUP CO., LTD., by its Legal Representative, /s/ Jianlin Wang | 09/17/2018 | |
**Signature of Reporting Person | Date | |
DALIAN HEXING INVESTMENT CO. LTD., by its Legal Representative, /s/ Jianlin Wang | 09/17/2018 | |
**Signature of Reporting Person | Date | |
/s/ JIANLIN WANG | 09/17/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares were sold to an affiliate of the Reporting Person, Wanda America Entertainment, Inc. ("WAE"), who is concurrently filing a Form 3 to report such beneficial ownership, along with the Reporting Persons included in this Form 4 (other than Wanda Culture Holding Co. Ltd.), who will continue to hold the shares indirectly through their affiliation with WAE. |