SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported)

May 23, 2016 (May 20, 2016)

 


 

DYNEGY INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-33443

 

20-5653152

(State or Other Jurisdiction of Incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

601 Travis, Suite 1400, Houston, Texas

 

77002

(Address of principal executive offices)

 

(Zip Code)

 

(713) 507-6400

(Registrant’s telephone number, including area code)

 

N.A.

(Former name or former address, if changed since last report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07                             Submission of Matters to a Vote of Security Holders.

 

On May 20, 2016, Dynegy Inc. (“Dynegy”) held its 2016 Annual Meeting of Stockholders. A total of 104,664,741 shares of Dynegy’s common stock were present or represented by proxy at the meeting. During the meeting four proposals were voted upon. The votes were as follows:

 

Proposal 1 — Election of seven directors to serve until the 2017 Annual Meeting of Stockholders, or until successors have been elected or appointed.

 

DIRECTOR

 

VOTES FOR

 

VOTES
WITHHELD

 

BROKER
NON-VOTES

 

Hilary E. Ackermann

 

94,174,603

 

178,741

 

10,311,397

 

Paul M. Barbas

 

93,755,574

 

597,770

 

10,311,397

 

Robert C. Flexon

 

94,155,702

 

197,642

 

10,311,397

 

Richard Lee Kuersteiner

 

93,921,831

 

431,513

 

10,311,397

 

Jeffrey S. Stein

 

93,950,645

 

402,699

 

10,311,397

 

John R. Sult

 

94,172,239

 

181,105

 

10,311,397

 

Pat Wood III

 

93,429,216

 

924,128

 

10,311,397

 

 

Proposal 2 — Approval, on an advisory basis, of the compensation of Dynegy’s named executive officers described in Dynegy’s 2016 Proxy Statement.

 

VOTES FOR

 

VOTES AGAINST

 

ABSTENTIONS

 

BROKER
NON-VOTES

 

70,689,438

 

23,584,377

 

79,529

 

10,311,397

 

 

Proposal 3 — Approval of amendments to Dynegy’s 2012 Long Term Incentive Plan.

 

VOTES FOR

 

VOTES AGAINST

 

ABSTENTIONS

 

BROKER
NON-VOTES

 

85,137,966

 

9,137,956

 

77,422

 

10,311,397

 

 

Proposal 4 — Ratification of the appointment of Ernst and Young LLP as Dynegy’s independent registered public accountants for the fiscal year ending December 31, 2016.

 

VOTES FOR

 

VOTES AGAINST

 

ABSTENTIONS

 

104,358,987

 

250,253

 

55,501

 

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

DYNEGY INC.

 

(Registrant)

 

 

 

Dated: May 23, 2016

By:

/s/ Catherine C. James

 

Name:

Catherine C. James

 

Title:

Executive Vice President, General Counsel and Chief Compliance Officer

 

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