UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q/A

AMENDMENT NO. 1 TO FORM 10-Q

 

 

(Mark One)

 

ý

 

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

 

 

For the quarterly period ended September 30, 2004

 

 

 

o

 

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from             to             

 

Commission file number 000-30941

 

 

AXCELIS TECHNOLOGIES, INC.

 

(Exact name of registrant as specified in its charter)

 

 

 

Delaware

 

34-1818596

 

(State or other jurisdiction of
incorporation or organization)

 

(IRS Employer Identification No.)

 

 

 

108 Cherry Hill Drive
Beverly, Massachusetts  01915

(Address of principal executive offices, including zip code)

 

(978) 787-4000

(Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of class

 

Name of each exchange on which registered

None

 

None

 

Securities registered pursuant to Section 12(g) of the Act:

Common Stock, $.001 par value

Preferred Share Purchase Rights

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  Yes  ý  No  o.

 

Indicate by check mark if whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Act).  Yes  ý  No  o.

 

As of November 4, 2004 there were 99,959,827 shares of the registrant’s common stock outstanding.

 

 

 


 

AMENDMENT NO. 1

 

EXPLANTORY NOTE

 

We are filing this amendment to our Quarterly Report on Form 10-Q for the quarter ended September 30, 2004, originally filed with the Securities and Exchange Commission on November 9, 2004, because Exhibit 99.1 Factors Affecting Future Operating Results as of September 30, 2004 was inadvertently omitted from the original filing.

 

 

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

AXCELIS TECHNOLOGIES, INC.

 

 

 

 

 

 

 

 

/s/ Stephen G. Bassett

 

DATED: November 10, 2004

 

By:

Stephen G. Bassett, Senior Vice President

and Chief Financial Officer

Duly authorized officer and Principal financial officer

 

 

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EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1

 

Factors Affecting Future Operating Results as of September 30, 2004. Filed herewith.

 

 

3