CUSIP No. 74587V107
|
13G | Page 2 of 5 Pages |
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
|
|
|
|||
Grantham, Mayo, Van Otterloo & Co. LLC 04-2691242
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Boston, Massachusetts USA
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON
|
|
|
||
IA
|
|
|
|||
|
|
CUSIP No. 74587V107
|
13G | Page 3 of 5 Pages |
|
(a)
|
Name of Issuer
Puma Biotechnology, Inc
|
|
||
|
(b)
|
Address of Issuer's Principal Executive Offices
10880 Wilshire Boulevard, Suite 2150, Los Angeles, CA 90024
|
|
|
(a)
|
Name of Person Filing
GRANTHAM, MAYO, VAN OTTERLOO & CO. LLC |
|
||
|
(b)
|
Address of the Principal Office or, if none, residence
40 Rowes Wharf, Boston, MA 02110 |
|
||
|
(c)
|
Citizenship
USA |
|
||
|
(d)
|
Title of Class of Securities
Common Stock
|
|
||
|
(e)
|
CUSIP Number
74587V107
|
|
|
(a)
|
☐
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
|||
|
(b)
|
☐
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
|||
|
(c)
|
☐
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
|||
|
(d)
|
☐
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
|||
|
(e)
|
☒
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
|||
|
(f)
|
☐
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
|||
|
(g)
|
☐
|
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
|||
|
(h)
|
☐
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|||
|
(i)
|
☐
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
|||
|
(j)
|
☐
|
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
|
|
CUSIP No. 74587V107
|
13G | Page 4 of 5 Pages |
|
(a)
|
|
Amount beneficially owned: 0
|
|
|
||||
|
(b)
|
|
Percent of class: 0%
|
|
|
||||
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
||||
|
|
|
(i)
|
Sole power to vote or to direct the vote 0
|
|
||||
|
|
|
(ii)
|
Shared power to vote or to direct the vote 0
|
|
||||
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of 0
|
|
||||
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of 0
|
|
CUSIP No. 74587V107
|
13G | Page 5 of 5 Pages |
February 13, 2017
|
Date
|
/s/ Gregory L. Pottle
|
Signature
|
Gregory L. Pottle, Chief Compliance Officer
|
Name/Title
|