SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 10)1
Barra, Inc.
Common Stock
068313-10-5
February 4, 2002
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 068313-10-5 | 13G | Page 2 of 5 Pages |
| 1. | NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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| Edward D. Baker III | ||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) o (b) o |
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| 3. | SEC USE ONLY | |||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
| United States of America | ||||
| 5. | SOLE VOTING POWER | |||
| NUMBER OF | 1,378,975 | |||
| SHARES | ||||
| BENEFICIALLY | 6. | SHARED VOTING POWER | ||
| OWNED BY | 0 | |||
| EACH | ||||
| REPORTING | 7. | SOLE DISPOSITIVE POWER | ||
| PERSON | 1,378,975 | |||
| WITH | ||||
| 8. | SHARED DISPOSITIVE POWER | |||
| 0 | ||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
| 1,378,975 | ||||
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | |||
| Not Applicable | o | |||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||
| 6.97% | ||||
| 12. | TYPE OF REPORTING PERSON | |||
| IN | ||||
| CUSIP No. 068313-10-5 | 13G | Page 3 of 5 Pages |
| ITEM 1(a) | NAME OF ISSUER | |
| Barra, Inc. | ||
| ITEM 1(b) | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES | |
|
2100 Milvia Street Berkeley, California 94704 |
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| ITEM 2(a) | NAME OF PERSON FILING | |
| Edward D. Baker III | ||
| ITEM 2(b) | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE | |
| 395 Hampton Road, Piedmont, California 94611 | ||
| ITEM 2(c) | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States of America | ||
| ITEM 2(d) | TITLE OF CLASS OF SECURITIES | |
| Common Stock | ||
| ITEM 2(e) | CUSIP NUMBER | |
| 068313-10-5 | ||
| ITEM 3. |
IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: |
|
| Not Applicable | ||
| ITEM 4. | OWNERSHIP | |
| The information required by this Item 4 is set forth on the cover page of this Schedule 13G in Items 5-11 thereof and such Items are incorporated herein by reference. See also Item 6 below. The share amounts and percentages reported as beneficially owned by the Reporting Person in this Schedule 13G are based upon 19,797,862 shares of the Issuer’s Common Stock outstanding as of November 6, 2002 as reported on the Issuer’s 10-Q for the period ended September 30, 2002. |
| CUSIP No. 068313-10-5 | 13G | Page 4 of 5 Pages |
| ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS | |
| Not Applicable | ||
| ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON | |
| The shares of Common Stock of the Issuer beneficially owned by the Reporting Person may be subject to community property laws where applicable. | ||
| ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY |
|
| Not Applicable | ||
| ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP | |
| Not Applicable | ||
| ITEM 9. | NOTICE OF DISSOLUTION OF GROUP | |
| Not Applicable | ||
| ITEM 10. | CERTIFICATION | |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
| CUSIP No. 068313-10-5 | 13G | Page 5 of 5 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| January 31, 2003 | ||
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| Date | ||
| /s/ Edward D. Baker III | ||
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| Signature | ||
| Edward D. Baker III | ||
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| Name/Title |