Minnesota | 0-23837 | 41-1356149 | ||
(State of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
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9924 West 74th Street Eden Prairie, Minnesota |
55344 | |||
(Address of Principal Executive Offices) | (Zip Code) |
(a) | Financial Statements of Business Acquired. |
| Audited Consolidated Financial Statements of Brookwood Pharmaceuticals, Inc. and Subsidiary as of, and for the year ended, December 31, 2006; | ||
| Unaudited Condensed Consolidated Balance Sheet of Brookwood Pharmaceuticals, Inc. and Subsidiary as of June 30, 2007; and | ||
| Unaudited Condensed Consolidated Income Statement and Statement of Cash Flows of Brookwood Pharmaceuticals, Inc. and Subsidiary for the six months ended June 30, 2006 and June 30, 2007. |
(b) | Pro Forma Financial Information. |
| Unaudited Combined Condensed Balance Sheet as of June 30, 2007; | ||
| Unaudited Combined Condensed Income Statement for the year ended September 30, 2006; and | ||
| Unaudited Combined Condensed Income Statement for the nine months ended June 30, 2007. | ||
| Notes to Unaudited Pro Forma Combined Condensed Financial Statements. |
(d) | Exhibits |
2.1 | Stock Purchase Agreement, dated July 31, 2007, between SurModics, Inc. and Southern Research Institute (excluding schedules and exhibits, which SurModics, Inc. agrees to furnish to the Securities and Exchange Commission upon request)* | ||
23.1 | Consent of Warren, Averett, Kimbrough & Marino, LLC | ||
99.1 | Press Release dated August 1, 2007* |
2
99.2 | Audited Consolidated Financial Statements of Brookwood Pharmaceuticals, Inc. and Subsidiary as of, and for the year ended, December 31, 2006 | ||
99.3 | Unaudited Condensed Consolidated Balance Sheet of Brookwood Pharmaceuticals, Inc. and Subsidiary as of June 30, 2007 and Unaudited Condensed Consolidated Income Statement and Statement of Cash Flows of Brookwood Pharmaceuticals, Inc. and Subsidiary for the six months ended June 30, 2006 and June 30, 2007 | ||
99.4 | Unaudited Pro Forma Combined Condensed financial information of the Company as of June 30, 2007 and for the nine month period ended June 30, 2007 and the year ended September 30, 2006 |
* | Previously filed |
3
SURMODICS, INC. |
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Date: October 15, 2007 | /s/ Philip D. Ankeny | |||
Philip D. Ankeny | ||||
Chief Financial Officer |
4
No. | Description | Manner of Filing | ||
2.1
|
Stock Purchase Agreement, dated July 31, 2007, between SurModics, Inc. and Southern Research Institute (excluding schedules and exhibits, which SurModics, Inc. agrees to furnish to the Securities and Exchange Commission upon request) | Previously Filed | ||
23.1
|
Consent of Warren, Averett, Kimbrough & Marino, LLC | Filed Electronically | ||
99.1
|
Press Release dated August 1, 2007 | Previously Filed | ||
99.2
|
Audited Consolidated Financial Statements of Brookwood Pharmaceuticals, Inc. and Subsidiary as of, and for the year ended, December 31, 2006 | Filed Electronically | ||
99.3
|
Unaudited Condensed Consolidated Balance Sheet of Brookwood Pharmaceuticals, Inc. and Subsidiary as of June 30, 2007 and Unaudited Condensed Consolidated Income Statement and Statement of Cash Flows of Brookwood Pharmaceuticals, Inc. and Subsidiary for the six months ended June 30, 2006 and June 30, 2007 | Filed Electronically | ||
99.4
|
Unaudited Pro Forma Combined Condensed financial information of the Company as of June 30, 2007 and for the nine month period ended June 30, 2007 and the year ended September 30, 2006 | Filed Electronically |