Transaction Valuation* | Amount of Filing Fee** | ||||
$60,000,000 | $2,358.00 | ||||
S | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
o | third-party tender offer subject to Rule 14d-1. | |
þ | issuer tender offer subject to Rule 13e-4. | |
o | going-private transaction subject to Rule 13e-3. | |
o | amendment to Schedule 13D under Rule 13d-2. |
ACTUATE CORPORATION |
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Dated: December 19, 2008 | By: | /s/ PETER I. CITTADINI | ||
Name: | Peter I. Cittadini | |||
Title: | President and Chief Executive Officer |
Exhibit | ||
Number | Document | |
(a)(1)(A) | Offer to Purchase, dated November 5, 2008.* |
|
(a)(1)(B) | Form of Letter of Transmittal.* |
|
(a)(1)(C) | Form of Notice of Guaranteed Delivery (including Guidelines of the Internal Revenue Service for
Certification of Taxpayer Identification Number on substitute Form W-9).* |
|
(a)(1)(D) | Form of Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees, dated November 5, 2008.* |
|
(a)(1)(E) | Form of Letter to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees., dated
November 5, 2008.* |
|
(a)(1)(F) | Supplement to the Offer to Purchase, dated November 24, 2008.** |
|
(a)(1)(G) | Form of Amended Letter of Transmittal, dated November 24, 2008.** |
|
(a)(1)(H) | Form of Amended Notice of Guaranteed Delivery (including Guidelines of the Internal Revenue Service for
Certification of Taxpayer Identification Number on substitute Form W-9), dated November 24, 2008.** |
|
(a)(1)(I) | Form of Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees, dated November 24, 2008.** |
|
(a)(1)(J) | Form of Letter to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees., dated
November 24, 2008.** |
|
(a)(1)(K) | Second Supplement to the Offer to Purchase, dated December 5, 2008. *** |
|
(a)(1)(L) | Form of Second Amended Letter of Transmittal, dated December 5, 2008. *** |
|
(a)(1)(M) | Form of Second Amended Notice of Guaranteed Delivery (including Guidelines of the Internal Revenue
Service for Certification of Taxpayer Identification Number on substitute Form W-9), dated December 5,
2008. *** |
|
(a)(1)(N) | Form of Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees, dated December 5, 2008. *** |
|
(a)(1)(O) | Form of Letter to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees., dated
December 5, 2008. *** |
|
(a)(2) | Not applicable |
|
(a)(3) | Not applicable |
|
(a)(4) | Not applicable |
|
(a)(5)(A) | Letter from President and Chief Executive Officer to Stockholders, dated November 5, 2008.* |
|
(a)(5)(B) | Form of Email to Employees, dated November 5, 2008.* |
|
(a)(5)(C) | Press Release issued on November 5, 2008.* |
|
(a)(5)(D) | Letter from President and Chief Executive Officer to Stockholders, dated November 24, 2008.** |
|
(a)(5)(F) | Press Release issued on November 24, 2008.** |
|
(a)(5)(G) | Letter from President and Chief Executive Officer to Stockholders, dated December 5, 2008. *** |
Exhibit | ||
Number | Document | |
(a)(5)(H) | Form of Email to Employees, dated December 5, 2008. *** |
|
(a)(5)(I) | Press Release issued on December 4, 2008. *** |
|
(a)(5)(I) | Press Release issued on December 19, 2008. |
|
(b)(1) | Credit Agreement effective as of November 3, 2008 between the Company and Wells Fargo Foothill, LLC, as
arranger, administrative agent and lender.* |
|
(d)(1) | Actuate Corporation Amended and Restated 1998 Equity Incentive Plan.(1) |
|
(g) | Not applicable |
|
(h) | Not applicable |
* | Previously filed with the Schedule TO on November 5, 2008. | |
** | Previously filed with the Schedule TO-I/A on November 24, 2008. | |
*** | Previously filed with the Schedule TO-I/A on December 5, 2008. | |
(1) | Incorporated by reference to Exhibit 99.1 to Actuate Corporation on Form S-1 (File No. 333.-55741) filed on June 1, 1998. |