UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 22, 2010
(Exact name of registrant as
specified in its charter)
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Ohio
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1-11302
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34-6542451 |
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(State or other jurisdiction of incorporation)
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Commission File Number
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(I.R.S. Employer Identification No.) |
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127 Public Square, Cleveland, Ohio
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44114-1306 |
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(Address of principal executive offices)
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(Zip Code) |
(216) 689-3000
Registrants telephone number, including area code:
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 Financial Information
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Item 2.02 |
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Results of Operations and Financial Condition. |
On October 22, 2010, KeyCorp issued a press release announcing its financial results for the
three and nine-month periods ended September 30, 2010 (the Press Release). The Press Release is
attached as Exhibit 99.1 to this report and incorporated by reference in this Item 2.02.
The information in the preceding paragraph, as well as Exhibit 99.1 and Exhibit 99.2
referenced therein, shall not be deemed filed for purposes of the Securities Exchange Act of
1934, as amended (the Exchange Act), nor shall it be incorporated by reference in any filing
under the Securities Act of 1933, as amended (the Securities Act).
KeyCorps Consolidated Balance Sheets and Consolidated Statements of Income (the Financial
Statements), included as part of the Press Release, are attached as Exhibit 99.3 to this report
and incorporated by reference herein. Exhibit 99.3 is filed for purposes of Section 18 of the
Exchange Act and, therefore, may be incorporated by reference in filings under the Securities Act.
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Item 7.01 |
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Regulation FD Disclosure. |
On October 22, 2010, KeyCorp held a conference call and webcast to facilitate a discussion of
its financial condition at September 30, 2010, and its financial results for the three and
nine-month periods ended September 30, 2010. The Supplemental Information Package reviewed by
KeyCorp during the conference call and webcast is furnished herewith as Exhibit 99.2 and
incorporated by reference in this Item 7.01. All information in the Supplemental Information
Package is presented as of the particular dates or for the periods referenced therein, and KeyCorp
does not undertake any obligation to, and disclaims any duty to, update any of the information
provided.
The information in the preceding paragraph, as well as Exhibit 99.2 referenced therein, is
being furnished pursuant to Item 7.01 and shall not be deemed filed for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that
section. Furthermore, the information contained in Exhibit 99.2 shall not be deemed incorporated
by reference in any filing of KeyCorp under the Securities Act of 1933, as amended.
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Item 9.01 |
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Financial Statements and Exhibits. |
The following exhibits are furnished, or filed in the case of Exhibit 99.3, herewith:
99.1 KeyCorps Press Release, dated October 22, 2010, announcing KeyCorps financial results for
the three and nine-month periods ended September 30, 2010.
99.2 KeyCorps Supplemental Information Package reviewed by KeyCorp during the conference call and
webcast.
99.3 KeyCorps Financial Statements.
* * *
Forward-Looking Statements This filing contains forward-looking statements within the meaning
of the Private Securities Litigation Reform Act of 1995, including statements about Keys
financial condition, results of operations, earnings outlook, asset quality trends and
profitability. Forward-looking statements are not historical facts but instead represent only
managements current expectations and forecasts regarding future events, many of which, by their
nature, are inherently uncertain and outside of Keys control. Keys actual results and financial
condition may differ, possibly materially, from the anticipated results and financial condition
indicated in these forward-looking statements. Factors that could cause Keys actual results to
differ materially from those described in the forward-looking statements can be found in Keys
Annual Report on Form 10-K for the year ended December 31, 2009 and Quarterly Reports on Form 10-Q
for the periods ended March 31, 2010, and June 30, 2010, which have been filed with the Securities
and Exchange Commission and are available on Keys website
(www.key.com) and on the Securities and
Exchange Commissions website (www.sec.gov). Forward-looking statements are not guarantees of
future performance and should not be relied upon as representing managements views as of any
subsequent date. Key does not undertake any obligation to update the forward-looking statements to
reflect the impact of circumstances or events that may arise after the date of the forward-looking
statements.