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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
(Amendment No. 2)*
THE HAIN CELESTIAL GROUP, INC. |
(Name of Issuer) |
COMMON STOCK $0.01 PAR VALUE |
(Title of Class of Securities) |
4052191 |
(CUSIP Number) |
H. J. HEINZ COMPANY Theodore N. Bobby With a copy to: John A. Bick |
(Name, Address and Telephone
Number of Person Authorized to Receive Notices and Communications) |
December 2, 2005 |
(Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d -7 for other parties to whom copies are to be sent.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
CUSIP No. 4052191 | 13D | Page 2 of 7 Pages |
1 | NAME
OF REPORTING PERSONS |
||
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x (b) o |
||
3 | SEC
USE ONLY |
||
4 | SOURCE OF FUNDS *
|
||
5 | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d)
or 2(e)
o |
||
6 | CITIZENSHIP
OR PLACE OF ORGANIZATION
PA |
||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE
VOTING POWER
-0- |
|
8 | SHARED
VOTING POWER
6,090,351 |
||
9 | SOLE
DISPOSITIVE POWER
-0- |
||
10 | SHARED
DISPOSITIVE POWER
6,090,351 |
||
11 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,090,351 |
||
12 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
o |
||
13 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 16.4% |
||
14 | TYPE
OF REPORTING PERSON* CO |
CUSIP No. 4052191 | 13D | Page 3 of 7 Pages |
1 | NAME
OF REPORTING PERSONS |
||
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x (b) o |
||
3 | SEC
USE ONLY |
||
4 | SOURCE OF FUNDS *
|
||
5 | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d)
or 2(e)
o |
||
6 | CITIZENSHIP
OR PLACE OF ORGANIZATION
DE |
||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE
VOTING POWER
-0- |
|
8 | SHARED
VOTING POWER
6,090,351 |
||
9 | SOLE
DISPOSITIVE POWER
-0- |
||
10 | SHARED
DISPOSITIVE POWER
6,090,351 |
||
11 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,090,351 |
||
12 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
o |
||
13 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 16.4% |
||
14 | TYPE
OF REPORTING PERSON* OO |
CUSIP No. 4052191 | 13D | Page 4 of 7 Pages |
1 | NAME
OF REPORTING PERSONS |
||
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x (b) o |
||
3 | SEC
USE ONLY |
||
4 | SOURCE OF FUNDS *
|
||
5 | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d)
or 2(e)
o |
||
6 | CITIZENSHIP
OR PLACE OF ORGANIZATION
DE |
||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE
VOTING POWER
-0- |
|
8 | SHARED
VOTING POWER
6,090,351 |
||
9 | SOLE
DISPOSITIVE POWER
-0- |
||
10 | SHARED
DISPOSITIVE POWER
6,090,351 |
||
11 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,090,351 |
||
12 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
o |
||
13 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 16.4% |
||
14 | TYPE
OF REPORTING PERSON* OO |
CUSIP No. 4052191 | 13D | Page 5 of 7 Pages |
1 | NAME
OF REPORTING PERSONS |
||
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x (b) o |
||
3 | SEC
USE ONLY |
||
4 | SOURCE OF FUNDS *
|
||
5 | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d)
or 2(e)
o |
||
6 | CITIZENSHIP
OR PLACE OF ORGANIZATION
DE |
||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE
VOTING POWER
-0- |
|
8 | SHARED
VOTING POWER
6,090,351 |
||
9 | SOLE
DISPOSITIVE POWER
-0- |
||
10 | SHARED
DISPOSITIVE POWER
6,090,351 |
||
11 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,090,351 |
||
12 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
o |
||
13 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 16.4% |
||
14 | TYPE
OF REPORTING PERSON* PN |
This Amendment No. 2 (Amendment No. 2) amends and supplements the Statement on Schedule 13D, originally filed on October 6, 1999, as amended by Amendment No. 1 filed on June 19, 2000 (as heretofore amended and supplemented, the Schedule 13D), by H. J. Heinz Company, a Pennsylvania corporation, and Boulder, Inc. (formerly Earths Best, Inc.), an Idaho corporation, relating to the purchase of shares of common stock, $0.01 par value, of The Hain Celestial Group, Inc. (formerly The Hain Food Group, Inc.) (the Company).
Each capitalized term used but not defined herein shall have the meaning assigned to such term in the Schedule 13D.
The items of the Schedule 13D set forth below are hereby amended as follows:
Item 2. Identity and Background.
Item 2 is hereby amended and restated in its entirety as follows:
This Schedule 13D is being filed jointly on behalf of the following persons (collectively, the Reporting Persons): H. J. Heinz Company (Heinz), a Pennsylvania corporation, Heinz Management, L.L.C. (Heinz Management), a Delaware limited liability corporation and a wholly owned subsidiary of Heinz, H. J. Heinz Company, L.P. (Heinz LP), a Delaware limited partnership the general partner of which is Heinz Management, and HJH One, L.L.C. (HJH One), a Delaware limited liability corporation and a wholly owned subsidiary of Heinz LP.
The address of the principal businesses and the principal offices of Heinz and Heinz Management is 600 Grant Street, Pittsburgh, Pennsylvania 15219. The addresses of the principal businesses and the principal offices of HJH One and Heinz LP are 2541 North Stokesberry Place, Suite 100, Meridian, Idaho 83642 and 357 Sixth Avenue, Pittsburgh, Pennsylvania 15222, respectively. The name, business address, present principal occupation or employment, and citizenship of each director and executive officer of Heinz, as of the date hereof, is set forth on Schedule A hereto, which is incorporated herein by reference.
Heinz manufactures and markets an extensive line of processed food products throughout the world. The principal business of Heinz Management is to act as the general partner of Heinz LP. Heinz LP manufactures and markets an extensive line of processed food products in the United States. The principle business of HJH One is to own shares of the Common Stock.
During the past five years, none of the Reporting Persons or, to the best knowledge of the Reporting Persons, any of the other persons listed on Schedule A hereto, has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of a competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activity subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 5. Interest in the Securities of the Issuer.
Item 5 is hereby amended and restated in its entirety as follows:
HJH One has acquired and, for the purposes of Rule 13d-3 promulgated under the Exchange Act, may be deemed to own beneficially, in the aggregate 6,090,351 shares of Common Stock. The Common Stock held by HJH One represents approximately 16.4% of the voting stock of Hain.
Except as set forth in this Item 5, none of the Reporting Persons, or any person controlling any Reporting Person, or, to the best of the knowledge of the Reporting Persons, any persons named in Schedule A hereto (i) owns beneficially any shares of Common Stock or (ii) has effected any transactions in the Common Stock since October 5, 2005, other than D. Edward I. Smyth, Senior Vice PresidentCorporate and Government Affairs and Chief Administrative Officer of Heinz, who has the right to acquire, directly or indirectly, 23,000 shares of Common Stock.
Each of the Reporting Persons may be deemed to have shared voting and dispositive power with respect to the Common Stock beneficially held by HJH One.
Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer.
Item 6 is hereby amended and supplemented by the following information (which to the extent inconsistent with such previously filed information, supersedes such information):
On December 2, 2005, pursuant to Section 2.1(a) of the Registration Rights Agreement, HJH One requested that the Company file a registration statement under the Securities Act covering the sale, from time to time, of all 6,090,351 shares of Common Stock owned by HJH One. The Company filed a registration statement on December 2, 2005. HJH One has agreed to reimburse the Company for up to $750,000 of registration expenses associated with offerings under the registration statement.
Other than as described in Items 4 and 5 and this Item 6, to the best knowledge of the Reporting Persons, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between the persons enumerated in Item 2, and any other person, with respect to any securities of the Company, including, without limitation, the transfer or voting of any of the securities, finders fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies or any pledge or contingency, the occurrence of which would give another person voting or investment power over the securities of Hain.
Item 12. Material to be Filed as Exhibits.
Item 12 is hereby amended and supplemented by adding the following exhibit:
Exhibit 6: Text of press release issued by Heinz dated December 2, 2005.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: December 5, 2005
H. J. HEINZ COMPANY | |||
By: | /s/ Arthur B. Winkleblack | ||
|
|||
Name: | Arthur B. Winkleblack | ||
Title: | Executive Vice President and | ||
Chief Financial Officer |
HJH ONE, L.L.C. | |||
By: | /s/ Leonard A. Cullo, Jr. | ||
|
|||
Name: | Leonard A. Cullo, Jr. | ||
Title: | Vice President |
H. J. HEINZ COMPANY, L.P. | |||
By: | Heinz Management, L.L.C., its General | ||
Partner | |||
By: | /s/ Edward J. McMenamin | ||
|
|||
Name: | Edward J. McMenamin | ||
Title: | Vice President |
HEINZ MANAGEMENT, L.L.C. | |||
By: | /s/ Edward J. McMenamin | ||
|
|||
Name: | Edward J. McMenamin | ||
Title: | Vice President |
EXHIBIT INDEX | ||
Index No. | ||
|
|
|
6 | Text of press release issued by Heinz dated December 2, 2005. |
SCHEDULE A
DIRECTORS AND EXECUTIVE OFFICERS OF H. J. HEINZ COMPANY
The name, residence or business address and present principal occupation or employment of each of the directors and executive officers of H. J. Heinz Company (Heinz) are set forth below. Unless otherwise indicated, each title set forth opposite an individuals name refers to Heinz and each individual is a United States citizen.
Names | Business Address | Present Principal Occupation | ||
Jeffrey P. Berger | H. J. Heinz Company | Executive Vice PresidentGlobal Foodservice and | ||
600 Grant Street | President and CEOHeinz North America | |||
Pittsburgh, Pennsylvania 15219 | Foodservice | |||
Theodore N. Bobby | H. J. Heinz Company | Senior Vice President and General Counsel | ||
600 Grant Street | ||||
Pittsburgh, Pennsylvania 15219 | ||||
Charles E. Bunch* | PPG Industries | Chairman and Chief Executive Officer, PPG | ||
1 PPG Place | Industries, Inc. | |||
Pittsburgh, Pennsylvania 15272 | ||||
Mary C. Choksi* | Strategic Investment Partners | Managing Director, Strategic Investment Partners, | ||
1001 19th Street North | Inc. and Emerging Markets Investors Corporation | |||
16th Floor | ||||
Arlington, Virginia 22209 | ||||
Leonard S. Coleman, Jr.* | 895 Church Lane | Senior Advisor, Major League Baseball | ||
Middletown, New Jersey 07748 | ||||
Peter H. Coors* | Molson Coors Brewing | Vice Chairman, Molson Coors Brewing Company; | ||
Company | Chairman, Coors Brewing Company | |||
P.O. Box 4030 | ||||
Golden, Colorado 80401 | ||||
John G. Drosdick* | Sunoco, Inc. | Chairman, President, and Chief Executive Officer, | ||
1735 Market Street, Suite LL | Sunoco, Inc. | |||
Philadelphia, Pennsylvania | ||||
19103 | ||||
Edith E. Holiday* | 3239 38th Street, NW | Attorney; Operating Trustee, TWE Holdings I and | ||
Washington, DC 20016 | II Trusts | |||
Joseph Jimenez | H. J. Heinz Company | Executive Vice PresidentPresident and Chief | ||
600 Grant Street | Executive Officer Heinz Europe | |||
Pittsburgh, Pennsylvania 15219 | ||||
William R. Johnson* | H. J. Heinz Company | Chairman, President and Chief Executive Officer | ||
600 Grant Street | ||||
Pittsburgh, Pennsylvania 15219 | ||||
Edward J. McMenamin | H. J. Heinz Company | Senior Vice PresidentFinance and Corporate | ||
600 Grant Street | Controller | |||
Pittsburgh, Pennsylvania 15219 |
Michael D. Milone | H. J. Heinz Company | Senior Vice President President Rest of World | ||
600 Grant Street | and Asia | |||
Pittsburgh, Pennsylvania 15219 | ||||
David C. Moran | H. J. Heinz Company | Executive Vice President President Heinz | ||
600 Grant Street | Consumer Products | |||
Pittsburgh, Pennsylvania 15219 | ||||
Dean R. OHare* | The Chubb Corporation | Former Chairman and Chief Executive Officer of | ||
15 Mountain View Road | The Chubb Corporation, and Director Fluor | |||
Warren, New Jersey 07059 | Corporation | |||
Dennis H. Reilley* | Praxair, Inc. | Chairman, President, and Chief Executive Officer | ||
39 Old Ridgebury Road | Praxair, Inc. | |||
Danbury, Connecticut 06810 | ||||
D. Edward I. Smyth | H. J. Heinz Company | Senior Vice President Corporate and Government | ||
600 Grant Street | Affairs and Chief Administrative Officer | |||
Pittsburgh, Pennsylvania 15219 | ||||
Lynn C. Swann* | Swann, Inc. | Chairman, Presidents Council on Physical Fitness | ||
506 Hegner Way | and Sports; President, Swann, Inc.; football and | |||
Sewickley, Pennsylvania 15143 | sports broadcaster, ABC Sports | |||
Thomas J. Usher* | U. S. Steel Corporation | Chairman of United States Steel Corporation | ||
600 Grant Street | ||||
Suite 6100 | ||||
Pittsburgh, Pennsylvania 15219 | ||||
Arthur B. Winkleblack | H. J. Heinz Company | Executive Vice President and Chief Financial | ||
600 Grant Street | Officer | |||
Pittsburgh, Pennsylvania 15219 | ||||
*Director of Heinz |