FORM 8-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): January 14, 2003
State Street Corporation
(Exact Name of Registrant as Specified in Its Charter)
| Massachusetts
|
|
0-5108
|
|
04-2456637
|
| (State of Incorporation) |
|
(Commission File Number) |
|
(IRS Employer Identification Number.) |
| 225 Franklin Street, Boston, Massachusetts
|
|
02110
|
| (Address of Principal Executive Offices) |
|
(Zip Code) |
Registrant’s telephone number, including area
code: (617) 786-3000
Item 5. Other Events.
In order to furnish certain exhibits for incorporation by reference into the Registration Statement on Form S-3 of State Street Corporation previously filed with the
Securities and Exchange Commission (File No. 333-98267), as amended and supplemented, which Registration Statement has been declared effective by the Commission, State Street Corporation is filing an Underwriting Agreement dated January 14, 2003
between State Street Corporation and Goldman, Sachs & Co. and Deutsche Bank Securities Inc., as representatives of the underwriters listed on Schedule I thereto, as Exhibit 1.1 to such Registration Statement, an Underwriting Agreement dated
January 14, 2003 between State Street Corporation and Goldman, Sachs & Co. and Deutsche Bank Securities Inc., as representatives of the underwriters listed on Schedule I thereto, as Exhibit 1.2 to such Registration Statement, and an Underwriting
Agreement dated January 14, 2003 between State Street Corporation, State Street Capital Trust II and Goldman, Sachs & Co., as representative of the underwriters listed on Schedule I thereto, as Exhibit 1.3 to such Registration Statement.
Item 7. Financial Statements and Exhibits.
(c) Exhibits.
| |
1.1 |
|
Underwriting Agreement dated January 14, 2003 between State Street Corporation and Goldman, Sachs & Co. and Deutsche Bank Securities Inc.
|
| |
1.2 |
|
Underwriting Agreement dated January 14, 2003 between State Street Corporation and Goldman, Sachs & Co. and Deutsche Bank Securities Inc.
|
| |
1.3 |
|
Underwriting Agreement dated January 14, 2003 between State Street Corporation, State Street Capital Trust II and Goldman, Sachs & Co.
|
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
| STATE STREET CORPORATION |
| |
| /s/ Frederick P. Baughman
|
| Name: Frederick P. Baughman Title: Senior Vice President, Controller and
Chief Accounting Officer |
Date: January 15, 2003
EXHIBIT INDEX
Exhibit
| |
| 1.1 |
|
Underwriting Agreement dated January 14, 2003 between State Street Corporation and Goldman, Sachs & Co. and
Deutsche Bank Securities Inc. |
| |
| 1.2 |
|
Underwriting Agreement dated January 14, 2003 between State Street Corporation and Goldman, Sachs & Co. and
Deutsche Bank Securities Inc. |
| |
| 1.3 |
|
Underwriting Agreement dated January 14, 2003 between State Street Corporation, State Street Capital Trust II and
Goldman, Sachs & Co. |