UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (5) | 05/14/2020 | Common Stock | 2,692 | $ 9.308 | D | Â |
Stock Option (right to buy) | Â (6) | 05/14/2020 | Common Stock | 192 | $ 9.308 | D | Â |
Stock Option (right to buy) | Â (7) | 03/08/2021 | Common Stock | 518 | $ 8.19 | D | Â |
Stock Option (right to buy) | Â (8) | 02/17/2022 | Common Stock | 3,846 | $ 11 | D | Â |
Stock Option (right to buy) | Â (9) | 05/08/2022 | Common Stock | 2,000 | $ 16.88 | D | Â |
Stock Option (right to buy) | Â (10) | 07/30/2023 | Common Stock | 8,000 | $ 10.61 | D | Â |
Stock Option (right to buy) | Â (11) | 07/29/2024 | Common Stock | 5,000 | $ 5.97 | D | Â |
Stock Option (right to buy) | Â (12) | 08/04/2025 | Common Stock | 15,000 | $ 5.53 | D | Â |
Stock Option (right to buy) | Â (13) | 09/30/2025 | Common Stock | 10,000 | $ 4.92 | D | Â |
Stock Option (right to buy) | Â (14) | 12/30/2025 | Common Stock | 9,000 | $ 6.35 | D | Â |
Stock Option (right to buy) | Â (15) | 12/23/2026 | Common Stock | 10,667 | $ 8 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Plotkin David C/O BRIGHTCOVE INC. 290 CONGRESS STREET BOSTON, MA 02210 |
 |  |  General Counsel, SVP |  |
/s/ David Plotkin | 08/02/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the unvested portion of a restricted stock unit award under the Brightcove Inc. 2012 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Brightcove Inc. common stock. The restricted stock units vest in four equal annual installments beginning on August 4, 2016. |
(2) | Represents the unvested portion of a restricted stock unit award under the Brightcove Inc. 2012 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Brightcove Inc. common stock. The restricted stock units vest in four equal annual installments beginning on September 10, 2016. |
(3) | Represents the unvested portion of a restricted stock unit award under the Brightcove Inc. 2012 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Brightcove Inc. common stock. The restricted stock units vest in four equal annual installments beginning on December 10, 2016. |
(4) | Represents the unvested portion of a restricted stock unit award under the Brightcove Inc. 2012 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Brightcove Inc. common stock. The restricted stock units vest in four equal annual installments beginning on December 10, 2017. |
(5) | This stock option was granted on May 14, 2010 and is fully vested. |
(6) | This stock option was granted on May 14, 2010 and is fully vested. |
(7) | This stock option was granted on March 8, 2011 and is fully vested. |
(8) | This stock option was granted on February 17, 2012 and is fully vested. |
(9) | This stock option was granted on May 8, 2012 and is fully vested. |
(10) | This stock option was granted on July 30, 2013 and vests in four equal annual installments beginning on July 30, 2014. |
(11) | This stock option was granted on July 29, 2014 and vests in four equal annual installments beginning on July 29, 2015. |
(12) | This stock option was granted on August 4, 2015 and vests in four equal annual installments beginning on August 4, 2016. |
(13) | This stock option was granted on September 30, 2015 and vests in four equal annual installments beginning on September 10, 2016. |
(14) | This stock option was granted on December 30, 2015 and vests in four equal annual installments beginning on December 10, 2016. |
(15) | This stock option was granted on December 23, 2016 and vests in four equal annual installments beginning on December 10, 2017. |
 Remarks: Exhibit 24.1: Power of Attorney |