Portfolio of Investments (Unaudited)
|
|||||
Nuveen Municipal Opportunity Fund, Inc. (NIO)
|
|||||
July 31, 2014
|
|||||
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
LONG-TERM INVESTMENTS – 149.3% (100.0% of Total Investments)
|
|||||
MUNICIPAL BONDS – 149.3% (100.0% of Total Investments)
|
|||||
Alabama – 0.5% (0.3% of Total Investments)
|
|||||
$ 6,850
|
Birmingham Waterworks and Sewerage Board, Alabama, Water and Sewerage Revenue Bonds,
|
1/17 at 100.00
|
AA+
|
$ 7,216,407
|
|
Series 2007A, 4.500%, 1/01/43 – BHAC Insured
|
|||||
Arizona – 3.0% (2.0% of Total Investments)
|
|||||
4,230
|
Apache County Industrial Development Authority, Arizona, Pollution Control Revenue Bonds,
|
3/22 at 100.00
|
Baa1
|
4,375,427
|
|
Tucson Electric Power Company, Series 20102A, 4.500%, 3/01/30
|
|||||
4,545
|
Arizona Health Facilities Authority, Hospital Revenue Bonds, Banner Health Systems, Series
|
1/22 at 100.00
|
AA–
|
4,841,561
|
|
2012A, 5.000%, 1/01/43
|
|||||
Arizona State University, Certificates of Participation, Resh Infrastructure Projects, Series 2005A:
|
|||||
2,000
|
5.000%, 9/01/25 – AMBAC Insured
|
3/15 at 100.00
|
AA–
|
2,053,400
|
|
2,000
|
5.000%, 9/01/27 – AMBAC Insured
|
3/15 at 100.00
|
AA–
|
2,050,640
|
|
1,000
|
Arizona State University, System Revenue Bonds, Series 2005, 5.000%, 7/01/27 – AMBAC Insured
|
7/15 at 100.00
|
Aa3
|
1,039,590
|
|
3,000
|
Arizona State, Certificates of Participation, Department of Administration Series 2010B,
|
4/20 at 100.00
|
AA
|
3,241,350
|
|
5.000%, 10/01/29 – AGC Insured
|
|||||
5,200
|
Mesa, Arizona, Utility System Revenue Bonds, Tender Option Bond Trust, Series 11032- 11034,
|
7/17 at 100.00
|
AA
|
5,538,832
|
|
15.105%, 7/01/26 – AGM Insured (IF)
|
|||||
13,490
|
Phoenix Civic Improvement Corporation, Arizona, Junior Lien Water System Revenue Bonds, Series
|
7/15 at 100.00
|
AAA
|
14,033,377
|
|
2005, 4.750%, 7/01/25 – NPFG Insured
|
|||||
5,000
|
Phoenix Civic Improvement Corporation, Arizona, Subordinate Excise Tax Revenue Bonds, Civic
|
7/15 at 100.00
|
AA+
|
5,166,400
|
|
Plaza Expansion Project, Series 2005A, 5.000%, 7/01/41 – FGIC Insured
|
|||||
2,000
|
Yavapai County Industrial Development Authority, Arizona, Hospital Revenue Bonds, Yavapai
|
8/23 at 100.00
|
Baa1
|
2,179,500
|
|
Regional Medical Center, Series 2013A, 5.250%, 8/01/33
|
|||||
42,465
|
Total Arizona
|
44,520,077
|
|||
Arkansas – 0.2% (0.1% of Total Investments)
|
|||||
2,660
|
Arkansas State University, Student Fee Revenue Bonds, Beebe Campus, Series 2006, 5.000%,
|
9/15 at 100.00
|
A1
|
2,758,899
|
|
9/01/35 – AMBAC Insured
|
|||||
California – 18.6% (12.5% of Total Investments)
|
|||||
California Department of Water Resources, Water System Revenue Bonds, Central Valley Project,
|
|||||
Series 2005AC:
|
|||||
30
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
30,487
|
|
200
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
Aa1 (4)
|
203,244
|
|
3,470
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
3,526,283
|
|
25
|
5.000%, 12/01/27 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
25,406
|
|
140
|
5.000%, 12/01/27 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
Aa1 (4)
|
142,271
|
|
2,655
|
5.000%, 12/01/27 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
2,698,064
|
|
3,000
|
California Health Facilities Financing Authority, Revenue Bonds, Lucile Salter Packard
|
8/22 at 100.00
|
AA
|
3,235,470
|
|
Children’s Hospital, Series 2012A, 5.000%, 8/15/51
|
|||||
710
|
California Health Facilities Financing Authority, Revenue Bonds, Saint Joseph Health System,
|
7/23 at 100.00
|
AA–
|
770,826
|
|
Series 2013A, 5.000%, 7/01/37
|
|||||
California Health Facilities Financing Authority, Revenue Bonds, Stanford Hospitals and
|
|||||
Clinics, Tender Option Bond Trust 3294:
|
|||||
3,220
|
9.468%, 2/15/20 (IF) (5)
|
No Opt. Call
|
AA
|
3,753,232
|
|
1,275
|
9.468%, 2/15/20 (IF) (5)
|
No Opt. Call
|
AA
|
1,486,140
|
|
1,215
|
9.461%, 2/15/20 (IF) (5)
|
No Opt. Call
|
AA
|
1,416,022
|
|
10,150
|
California State, General Obligation Bonds, Various Purpose Series 2004, 5.000%, 6/01/31 –
|
12/14 at 100.00
|
Aa3
|
10,294,232
|
|
AMBAC Insured
|
|||||
3,500
|
Coachella Valley Unified School District, Riverside County, California, General Obligation
|
8/15 at 100.00
|
AA– (4)
|
3,669,785
|
|
Bonds, Series 2005A, 5.000%, 8/01/26 (Pre-refunded 8/01/15) – FGIC Insured
|
|||||
2,985
|
East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water
|
6/15 at 100.00
|
AAA
|
3,101,206
|
|
System Revenue Bonds, Subordinated Series 2005A, 5.000%, 6/01/27 – NPFG Insured
|
|||||
2,765
|
East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water
|
6/15 at 100.00
|
AA– (4)
|
2,876,983
|
|
System Revenue Bonds, Subordinated Series 2005A, 5.000%, 6/01/27 (Pre-refunded 6/01/15) –
|
|||||
NPFG Insured
|
|||||
Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Refunding
|
|||||
Bonds, Series 2013A:
|
|||||
2,400
|
5.750%, 1/15/46
|
1/24 at 100.00
|
BBB–
|
2,711,784
|
|
5,400
|
6.000%, 1/15/49
|
1/24 at 100.00
|
BBB–
|
6,183,756
|
|
10,000
|
Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement
|
6/15 at 100.00
|
A1
|
10,240,100
|
|
Asset-Backed Revenue Bonds, Series 2005A, 5.000%, 6/01/38 – FGIC Insured
|
|||||
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
|||||
Bonds, Series 2007A-1:
|
|||||
13,620
|
4.500%, 6/01/27
|
6/17 at 100.00
|
B
|
12,128,474
|
|
5,290
|
5.000%, 6/01/33
|
6/17 at 100.00
|
B
|
4,261,677
|
|
1,520
|
Hayward Redevelopment Agency, California, Downtown Redevelopment Project Tax Allocation
|
3/16 at 100.00
|
A–
|
1,537,343
|
|
Bonds, Series 2006, 5.000%, 3/01/36 – SYNCORA GTY Insured
|
|||||
5,600
|
Kern Community College District, California, General Obligation Bonds, Series 2006, 0.000%,
|
No Opt. Call
|
AA
|
4,010,552
|
|
11/01/24 – AGM Insured
|
|||||
2,740
|
Los Angeles Harbors Department, California, Revenue Bonds, Series 2006A, 5.000%, 8/01/22 –
|
8/16 at 102.00
|
AA
|
3,026,029
|
|
FGIC Insured (Alternative Minimum Tax)
|
|||||
3,000
|
Los Angeles Unified School District, California, General Obligation Bonds, Series 2006F,
|
7/16 at 100.00
|
Aa2 (4)
|
3,272,610
|
|
5.000%, 7/01/24 (Pre-refunded 7/01/16) – FGIC Insured
|
|||||
5,720
|
Mount San Antonio Community College District, Los Angeles County, California, General
|
8/35 at 100.00
|
AA
|
3,376,001
|
|
Obligation Bonds, Election of 2008, Series 2013A, 0.000%, 8/01/43
|
|||||
5,200
|
Palomar Pomerado Health, California, General Obligation Bonds, Series 2009A, 0.000%, 8/01/38 –
|
8/29 at 100.00
|
AA
|
4,726,384
|
|
AGC Insured
|
|||||
Poway Redevelopment Agency, California, Tax Allocation Bonds, Paguay Redevelopment Project,
|
|||||
Series 2001:
|
|||||
15,000
|
5.200%, 6/15/30 – AMBAC Insured
|
12/14 at 100.00
|
N/R
|
15,014,850
|
|
6,000
|
5.125%, 6/15/33 – AMBAC Insured
|
12/14 at 100.00
|
N/R
|
6,004,860
|
|
2,035
|
Redding, California, Electric System Revenue Certificates of Participation, Series 2005,
|
6/15 at 100.00
|
AA–
|
2,059,176
|
|
5.000%, 6/01/30 – FGIC Insured
|
|||||
6,000
|
Redlands Unified School District, San Bernardino County, California, General Obligation Bonds,
|
No Opt. Call
|
AA
|
6,021,180
|
|
Series 2003, 5.000%, 7/01/26 – AGM Insured
|
|||||
2,970
|
Riverside Community College District, California, General Obligation Bonds, Series 2005,
|
8/15 at 100.00
|
AA (4)
|
3,114,401
|
|
5.000%, 8/01/22 (Pre-refunded 8/01/15) – AGM Insured
|
|||||
510
|
Riverside County Transportation Commission, California, Toll Revenue Senior Lien Bonds, Series
|
6/23 at 100.00
|
BBB–
|
569,757
|
|
2013A, 5.750%, 6/01/48
|
|||||
2,500
|
Sacramento County Sanitation Districts Financing Authority, California, Revenue Bonds, Series
|
12/15 at 100.00
|
AA
|
2,645,550
|
|
2005B, 4.750%, 12/01/21 – FGIC Insured
|
|||||
4,000
|
San Francisco Airports Commission, California, Revenue Bonds, San Francisco International
|
5/23 at 100.00
|
A+
|
4,337,200
|
|
Airport, Governmental Purpose, Second Series 2013B, 5.000%, 5/01/43
|
|||||
66,685
|
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Senior Lien Toll
|
No Opt. Call
|
AAA
|
59,821,113
|
|
Road Revenue Bonds, Series 1993, 0.000%, 1/01/21 (ETM)
|
|||||
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road Revenue
|
|||||
Refunding Bonds, Series 1997A:
|
|||||
31,615
|
5.250%, 1/15/30 – NPFG Insured
|
1/15 at 100.00
|
AA–
|
31,613,733
|
|
21,500
|
0.000%, 1/15/32 – NPFG Insured
|
No Opt. Call
|
AA–
|
7,945,325
|
|
21,255
|
San Jose Redevelopment Agency, California, Tax Allocation Bonds, Merged Area Redevelopment
|
8/17 at 100.00
|
AA–
|
21,317,913
|
|
Project, Series 2006C, 4.250%, 8/01/30 – NPFG Insured
|
|||||
5,625
|
Santa Ana Financing Authority, California, Lease Revenue Bonds, Police Administration and
|
No Opt. Call
|
AA–
|
6,693,075
|
|
Housing Facility, Series 1994A, 6.250%, 7/01/24
|
|||||
5,625
|
Santa Ana Financing Authority, California, Lease Revenue Bonds, Police Administration and
|
No Opt. Call
|
AA– (4)
|
7,097,400
|
|
Housing Facility, Series 1994A, 6.250%, 7/01/24 – NPFG Insured (ETM)
|
|||||
6,785
|
Santa Clara Valley Water District, California, Water Revenue Bonds, Series 2006A, 3.750%,
|
6/16 at 100.00
|
Aa1
|
6,944,719
|
|
6/01/25 – AGM Insured
|
|||||
293,935
|
Total California
|
273,904,613
|
|||
Colorado – 5.1% (3.4% of Total Investments)
|
|||||
1,080
|
Arkansas River Power Authority, Colorado, Power Revenue Bonds, Series 2006, 5.250%, 10/01/40 –
|
10/16 at 100.00
|
BBB–
|
1,085,735
|
|
SYNCORA GTY Insured
|
|||||
1,900
|
Aspen, Colorado, Sales Tax Revenue Bonds, Parks and Open Space, Series 2005B, 5.250%,
|
11/15 at 100.00
|
AA (4)
|
2,020,498
|
|
11/01/24 (Pre-refunded 11/01/15) – AGM Insured
|
|||||
6,605
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives,
|
1/23 at 100.00
|
A+
|
7,189,873
|
|
Series 2013A, 5.250%, 1/01/45
|
|||||
550
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Evangelical Lutheran Good
|
6/23 at 100.00
|
A–
|
603,053
|
|
Samaritan Society Project, Series 2013, 5.625%, 6/01/43
|
|||||
7,415
|
Denver City and County, Colorado, Airport System Revenue Bonds, Subordinate Lien Series 2013B,
|
11/23 at 100.00
|
A
|
8,054,099
|
|
5.000%, 11/15/43
|
|||||
1,740
|
Douglas County School District RE1, Douglas and Elbert Counties, Colorado, General Obligation
|
12/14 at 100.00
|
Aa1 (4)
|
1,771,494
|
|
Bonds, Series 2005B, 5.000%, 12/15/28 (Pre-refunded 12/15/14) – AGM Insured
|
|||||
35,995
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B, 0.000%,
|
No Opt. Call
|
AA–
|
26,499,878
|
|
9/01/23 – NPFG Insured
|
|||||
10,000
|
E-470 Public Highway Authority, Colorado, Toll Revenue Bonds, Series 2004A, 0.000%, 9/01/27 –
|
No Opt. Call
|
AA–
|
5,948,500
|
|
NPFG Insured
|
|||||
4,520
|
Jefferson County School District R1, Colorado, General Obligation Bonds, Series 2004, 5.000%,
|
12/14 at 100.00
|
AA (4)
|
4,601,134
|
|
12/15/24 (Pre-refunded 12/15/14) – AGM Insured
|
|||||
4,335
|
Poudre Tech Metro District, Colorado, Unlimited Property Tax Supported Revenue Bonds,
|
12/20 at 100.00
|
AA
|
4,591,372
|
|
Refunding & Improvement Series 2010A, 5.000%, 12/01/39 – AGM Insured
|
|||||
2,500
|
Summit County School District RE-1, Summit, Colorado, General Obligation Bonds, Series 2004B,
|
12/14 at 100.00
|
Aa1 (4)
|
2,540,700
|
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – FGIC Insured
|
|||||
8,500
|
University of Colorado Hospital Authority, Colorado, Revenue Bonds, Series 2012A,
|
11/22 at 100.00
|
AA–
|
8,971,325
|
|
5.000%, 11/15/42
|
|||||
15
|
University of Colorado, Enterprise System Revenue Bonds, Series 2005, 5.000%, 6/01/30 –
|
6/15 at 100.00
|
Aa2
|
15,503
|
|
FGIC Insured
|
|||||
University of Colorado, Enterprise System Revenue Bonds, Series 2005:
|
|||||
645
|
5.000%, 6/01/30 (Pre-refunded 6/01/15) – FGIC Insured
|
6/15 at 100.00
|
Aa2 (4)
|
671,123
|
|
340
|
5.000%, 6/01/30 (Pre-refunded 6/01/15) – FGIC Insured
|
6/15 at 100.00
|
Aa2 (4)
|
353,770
|
|
86,140
|
Total Colorado
|
74,918,057
|
|||
Connecticut – 0.2% (0.2% of Total Investments)
|
|||||
3,250
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Wesleyan University,
|
7/20 at 100.00
|
AA
|
3,600,285
|
|
Series 2010G, 5.000%, 7/01/39
|
|||||
District of Columbia – 1.0% (0.7% of Total Investments)
|
|||||
2,850
|
District of Columbia Student Dormitory Revenue Bonds, Provident Group – Howard Properties LLC
|
10/22 at 100.00
|
BBB–
|
2,801,180
|
|
Issue, Series 2013, 5.000%, 10/01/45
|
|||||
8,435
|
Metropolitan Washington Airports Authority, District of Columbia, Dulles Toll Road Revenue
|
4/22 at 100.00
|
BBB+
|
8,690,918
|
|
Bonds, Dulles Metrorail & Capital Improvement Project, Refunding Second Senior Lien Series
|
|||||
2014A, 5.000%, 10/01/53
|
|||||
2,670
|
Washington Convention Center Authority, District of Columbia, Dedicated Tax Revenue Bonds,
|
10/16 at 100.00
|
AA+
|
3,030,557
|
|
Tender Option Bond Trust 1606, 11.776%, 10/01/30 – AMBAC Insured (IF) (5)
|
|||||
13,955
|
Total District of Columbia
|
14,522,655
|
|||
Florida – 16.6% (11.2% of Total Investments)
|
|||||
1,250
|
Bay County, Florida, Water System Revenue Bonds, Series 2005, 5.000%, 9/01/24 –
|
9/15 at 100.00
|
Aa3
|
1,311,275
|
|
AMBAC Insured
|
|||||
1,275
|
Broward County, Florida, Airport System Revenue Bonds, Series 2004L, 5.000%, 10/01/23 –
|
10/14 at 100.00
|
A+
|
1,284,524
|
|
AMBAC Insured
|
|||||
875
|
Broward County, Florida, Airport System Revenue Bonds, Series 2004L, 5.000%, 10/01/23
|
10/14 at 100.00
|
A1 (4)
|
882,044
|
|
(Pre-refunded 10/01/14) – AMBAC Insured
|
|||||
6,000
|
Cape Coral, Florida, Water and Sewer Revenue Bonds, Refunding Series 2011, 5.000%, 10/01/41 –
|
10/21 at 100.00
|
AA
|
6,418,560
|
|
AGM Insured
|
|||||
Clay County, Florida, Utility System Revenue Bonds, Series 2007:
|
|||||
5,110
|
5.000%, 11/01/27 – AGM Insured (UB)
|
11/17 at 100.00
|
AA
|
5,701,687
|
|
12,585
|
5.000%, 11/01/32 – AGM Insured (UB)
|
11/17 at 100.00
|
AA
|
13,798,068
|
|
1,500
|
Collier County, Florida, Capital Improvement Revenue Bonds, Series 2005, 5.000%, 10/01/23
|
10/14 at 100.00
|
AA– (4)
|
1,512,075
|
|
(Pre-refunded 10/01/14) – NPFG Insured
|
|||||
3,000
|
Collier County, Florida, Gas Tax Revenue Bonds, Series 2005, 5.000%, 6/01/22 (Pre-refunded
|
6/15 at 100.00
|
AA– (4)
|
3,120,900
|
|
6/01/15) – AMBAC Insured
|
|||||
Dade County Housing Finance Authority, Florida, Multifamily Mortgage Revenue Bonds, Siesta
|
|||||
Pointe Apartments Project, Series 1997A:
|
|||||
895
|
5.650%, 9/01/17 – AGM Insured (Alternative Minimum Tax)
|
9/14 at 100.00
|
AA+
|
897,631
|
|
1,890
|
5.750%, 9/01/29 – AGM Insured (Alternative Minimum Tax)
|
9/14 at 100.00
|
AA+
|
1,892,457
|
|
2,500
|
Escambia County School Board, Florida, Certificates of Participation, Series 2004, 5.000%,
|
2/15 at 100.00
|
AA– (4)
|
2,560,675
|
|
2/01/22 (Pre-refunded 2/01/15) – NPFG Insured
|
|||||
2,500
|
Flagler County School Board, Florida, Certificates of Participation, Master Lease Revenue
|
8/15 at 100.00
|
AA (4)
|
2,619,125
|
|
Program, Series 2005A, 5.000%, 8/01/30 (Pre-refunded 8/01/15) – AGM Insured
|
|||||
1,200
|
Flagler County, Florida, Capital Improvement Revenue Bonds, Series 2005, 5.000%, 10/01/30 –
|
10/15 at 100.00
|
AA–
|
1,220,964
|
|
NPFG Insured
|
|||||
90
|
Florida Municipal Loan Council, Revenue Bonds, Series 2001A, 5.250%, 11/01/18
|
No Opt. Call
|
A3
|
90,264
|
|
1,915
|
Halifax Hospital Medical Center, Florida, Revenue Bonds, Series 2006, 5.500%, 6/01/38 –
|
6/18 at 100.00
|
AA
|
2,021,608
|
|
AGM Insured
|
|||||
2,500
|
Hillsborough County Industrial Development Authority, Florida, Industrial Development Revenue
|
No Opt. Call
|
Aaa
|
2,923,025
|
|
Bonds, University Community Hospital, Series 1994, 6.500%, 8/15/19 – NPFG Insured (ETM)
|
|||||
1,000
|
Hillsborough County School Board, Florida, Certificates of Participation, Master Lease
|
7/15 at 100.00
|
Aa2
|
1,040,960
|
|
Program, Series 2005A, 5.000%, 7/01/26 – NPFG Insured
|
|||||
1,000
|
Hillsborough County, Florida, Revenue Refunding Bonds, Tampa Bay Arena, Series 2005, 5.000%,
|
10/15 at 100.00
|
AA+
|
1,055,000
|
|
10/01/25 – FGIC Insured
|
|||||
2,595
|
Indian River County School Board, Florida, Certificates of Participation, Series 2005, 5.000%,
|
7/15 at 100.00
|
AA–
|
2,703,134
|
|
7/01/22 – NPFG Insured
|
|||||
Indian Trace Development District, Florida, Water Management Special Benefit Assessment Bonds,
|
|||||
Series 2005:
|
|||||
1,645
|
5.000%, 5/01/25 – NPFG Insured
|
5/15 at 102.00
|
A3
|
1,703,759
|
|
1,830
|
5.000%, 5/01/27 – NPFG Insured
|
5/15 at 102.00
|
A3
|
1,892,403
|
|
1,500
|
JEA, Florida, Water and Sewerage System Revenue Bonds, Crossover Refunding Series 2007B,
|
10/14 at 100.00
|
AA (4)
|
1,511,760
|
|
5.000%, 10/01/24 (Pre-refunded 10/01/14) – NPFG Insured
|
|||||
4,665
|
Lee County, Florida, Airport Revenue Refunding Bonds, Series 2011A, 5.375%, 10/01/32 – AGM
|
8/21 at 100.00
|
AA
|
5,108,968
|
|
Insured (Alternative Minimum Tax)
|
|||||
1,230
|
Lee County, Florida, Local Option Gas Tax Revenue Bonds, Series 2004, 5.000%, 10/01/20 –
|
10/14 at 100.00
|
A2
|
1,234,945
|
|
FGIC Insured
|
|||||
1,505
|
Lee County, Florida, Transportation Facilities Revenue Bonds, Series 2004B, 5.000%, 10/01/21 –
|
10/14 at 100.00
|
A–
|
1,515,264
|
|
AMBAC Insured
|
|||||
1,000
|
Lee Memorial Health System, Florida, Hospital Revenue Bonds, Series 2007A, 5.000%, 4/01/32 –
|
4/17 at 100.00
|
AA–
|
1,032,420
|
|
NPFG Insured
|
|||||
3,000
|
Leesburg, Florida, Utility Revenue Bonds, Series 2007, 5.000%, 10/01/37 – NPFG Insured
|
10/17 at 100.00
|
AA–
|
3,262,020
|
|
5,000
|
Miami-Dade County Expressway Authority, Florida, Toll System Revenue Bonds, Refunding Series
|
7/24 at 100.00
|
A–
|
5,407,950
|
|
2014A, 5.000%, 7/01/44
|
|||||
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Refunding
|
|||||
Series 2012A:
|
|||||
3,200
|
5.000%, 10/01/30 (Alternative Minimum Tax)
|
No Opt. Call
|
A
|
3,475,456
|
|
1,545
|
5.000%, 10/01/31 (Alternative Minimum Tax)
|
No Opt. Call
|
A
|
1,664,490
|
|
915
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2002A,
|
No Opt. Call
|
AA
|
915,796
|
|
5.125%, 10/01/35 – AGM Insured
|
|||||
12,930
|
Miami-Dade County, Florida, Public Facilities Revenue Bonds, Jackson Health System, Series
|
12/15 at 100.00
|
AA–
|
13,105,459
|
|
2005A, 5.000%, 6/01/32 – NPFG Insured
|
|||||
5,320
|
Miami-Dade County, Florida, Public Facilities Revenue Bonds, Jackson Health System, Series
|
6/15 at 100.00
|
AA–
|
5,479,174
|
|
2005B, 5.000%, 6/01/25 – NPFG Insured
|
|||||
3,000
|
Miami-Dade County, Florida, Transit System Sales Surtax Revenue Bonds, Series 2008, 5.000%,
|
7/18 at 100.00
|
AA
|
3,277,530
|
|
7/01/35 – AGM Insured
|
|||||
6,655
|
Miami-Dade County, Florida, Water and Sewer System Revenue Bonds, Series 2013A,
|
10/22 at 100.00
|
Aa3
|
7,078,657
|
|
5.000%, 10/01/42
|
|||||
Northern Palm Beach County Improvement District, Florida, Revenue Bonds, Water Control and
|
|||||
Improvement Development Unit 9B, Series 2005:
|
|||||
1,290
|
5.000%, 8/01/23 – NPFG Insured
|
8/15 at 102.00
|
AA–
|
1,335,086
|
|
2,145
|
5.000%, 8/01/29 – NPFG Insured
|
8/15 at 102.00
|
AA–
|
2,210,809
|
|
2,000
|
Okaloosa County, Florida, Water and Sewer Revenue Bonds, Series 2006, 5.000%, 7/01/36 –
|
7/16 at 100.00
|
AA
|
2,119,440
|
|
AGM Insured
|
|||||
3,500
|
Orange County Health Facilities Authority, Florida, Hospital Revenue Bonds, Orlando Health, Inc.,
|
4/22 at 100.00
|
A
|
3,578,015
|
|
Series 2012A, 5.000%, 10/01/42
|
|||||
1,000
|
Orange County School Board, Florida, Certificates of Participation, Series 2007A, 5.000%,
|
8/17 at 100.00
|
Aa2
|
1,101,730
|
|
8/01/27 – FGIC Insured
|
|||||
2,500
|
Orange County, Florida, Tourist Development Tax Revenue Bonds, Series 2006, 5.000%,
|
10/16 at 100.00
|
AA–
|
2,666,700
|
|
10/01/31 – SYNCORA GTY Insured
|
|||||
Osceola County, Florida, Transportation Revenue Bonds, Osceola Parkway, Series 2004:
|
|||||
2,500
|
5.000%, 4/01/21 – NPFG Insured
|
No Opt. Call
|
Aa3
|
2,509,725
|
|
7,820
|
5.000%, 4/01/23 – NPFG Insured
|
No Opt. Call
|
Aa3
|
7,849,247
|
|
170
|
Palm Beach County Health Facilities Authority, Florida, Revenue Bonds, Sinai Residences of
|
6/22 at 102.00
|
N/R
|
188,200
|
|
Boca Raton Project, Series 2014A, 7.250%, 6/01/34
|
|||||
900
|
Palm Beach County Housing Finance Authority, Florida, Multifamily Housing Revenue Bonds,
|
No Opt. Call
|
AA
|
901,296
|
|
Westlake Apartments Phase II, Series 2002, 5.150%, 7/01/22 – AGM Insured (Alternative
|
|||||
Minimum Tax)
|
|||||
3,000
|
Palm Beach County School Board, Florida, Certificates of Participation, Series 2007E, 5.000%,
|
8/17 at 100.00
|
AA–
|
3,305,190
|
|
8/01/27 – NPFG Insured
|
|||||
8,000
|
Palm Beach County Solid Waste Authority, Florida, Revenue Bonds, Series 2002B, 0.000%,
|
No Opt. Call
|
AA+ (4)
|
7,998,960
|
|
10/01/14 – AMBAC Insured (ETM)
|
|||||
3,000
|
Pasco County, Florida, Water and Sewer Revenue Bonds, Series 2006 Refunding, 5.000%,
|
4/16 at 100.00
|
AA
|
3,173,400
|
|
10/01/36 – AGM Insured
|
|||||
1,170
|
Polk County, Florida, Utility System Revenue Bonds, Series 2004A, 5.000%, 10/01/24
|
10/14 at 100.00
|
AA– (4)
|
1,179,500
|
|
(Pre-refunded 10/01/14) – FGIC Insured
|
|||||
1,000
|
Port Saint Lucie. Florida, Special Assessment Revenue Bonds, Southwest Annexation District 1B,
|
7/17 at 100.00
|
AA–
|
1,069,210
|
|
Series 2007, 5.000%, 7/01/33 – NPFG Insured
|
|||||
Port St. Lucie, Florida, Utility System Revenue Bonds, Refunding Series 2009:
|
|||||
5,450
|
5.250%, 9/01/35 – AGC Insured
|
9/18 at 100.00
|
AA
|
6,111,140
|
|
8,500
|
5.000%, 9/01/35 – AGC Insured
|
9/18 at 100.00
|
AA
|
9,428,285
|
|
1,000
|
Port St. Lucie, Florida, Utility System Revenue Bonds, Series 2004, 5.000%, 9/01/21
|
9/14 at 100.00
|
AA– (4)
|
1,004,060
|
|
(Pre-refunded 9/01/14) – NPFG Insured
|
|||||
1,895
|
Reedy Creek Improvement District, Orange and Osceola Counties, Florida, General Obligation
|
6/15 at 100.00
|
Aa3
|
1,965,797
|
|
Bonds, Series 2005B, 5.000%, 6/01/25 – AMBAC Insured
|
|||||
5,740
|
Seminole County, Florida, Water and Sewer Revenue Bonds, Refunding & Improvement Series
|
No Opt. Call
|
Aa2 (4)
|
6,653,234
|
|
1992, 6.000%, 10/01/19 – NPFG Insured (ETM)
|
|||||
2,185
|
Seminole County, Florida, Water and Sewer Revenue Bonds, Refunding & Improvement Series
|
No Opt. Call
|
Aa2
|
2,238,773
|
|
1992, 6.000%, 10/01/19 – NPFG Insured
|
|||||
St. Lucie County, Florida, Utility System Revenue Refunding Bonds, Series 1993:
|
|||||
2,635
|
5.500%, 10/01/15 – FGIC Insured (ETM)
|
No Opt. Call
|
N/R (4)
|
2,714,366
|
|
1,200
|
5.500%, 10/01/21 – FGIC Insured (ETM)
|
No Opt. Call
|
N/R (4)
|
1,458,528
|
|
St. Petersburg, Florida, Sales Tax Revenue Bonds, Professional Sports Facility, Series 2003:
|
|||||
1,475
|
5.125%, 10/01/20 – AGM Insured
|
No Opt. Call
|
A1
|
1,480,885
|
|
1,555
|
5.125%, 10/01/21 – AGM Insured
|
No Opt. Call
|
A1
|
1,561,142
|
|
2,500
|
Tallahassee, Florida, Energy System Revenue Bonds, Series 2005, 5.000%, 10/01/29 –
|
10/15 at 100.00
|
AA
|
2,613,650
|
|
NPFG Insured
|
|||||
400
|
Tamarac, Florida, Utility System Revenue Bonds, Series 2009, 5.000%, 10/01/39 – AGC Insured
|
10/19 at 100.00
|
AA
|
430,564
|
|
1,485
|
Tampa, Florida, Healthcare System Revenue Bonds, Allegany Health System – St. Joseph’s
|
10/14 at 100.00
|
Aaa
|
1,501,573
|
|
Hospital, Series 1993, 5.125%, 12/01/23 – NPFG Insured (ETM)
|
|||||
10,335
|
Tampa, Florida, Revenue Bonds, University of Tampa, Series 2006, 5.000%, 4/01/35 – CIFG Insured
|
4/16 at 100.00
|
A3
|
10,463,671
|
|
21,095
|
Tampa-Hillsborough County Expressway Authority, Florida, Revenue Bonds, Refunding Series
|
No Opt. Call
|
A
|
22,506,254
|
|
2012B, 5.000%, 7/01/42
|
|||||
12,000
|
Volusia County School Board, Florida, Certificates of Participation, Master Lease Program
|
8/17 at 100.00
|
Aa3
|
12,406,440
|
|
Series 2007, 5.000%, 8/01/32 – AGM Insured
|
|||||
4,275
|
Volusia County School Board, Florida, Certificates of Participation, Series 2005B, 5.000%,
|
8/15 at 100.00
|
Aa3
|
4,465,409
|
|
8/01/24 – AGM Insured
|
|||||
2,000
|
Volusia County, Florida, Gas Tax Revenue Bonds, Series 2004, 5.000%, 10/01/21 (Pre-refunded
|
10/14 at 100.00
|
AA (4)
|
2,016,240
|
|
10/01/14) – AGM Insured
|
|||||
1,785
|
Volusia County, Florida, Tax Revenue Bonds, Tourist Development, Series 2004, 5.000%, 12/01/24
|
12/14 at 100.00
|
A2 (4)
|
1,813,953
|
|
(Pre-refunded 12/01/14) – AGM Insured
|
|||||
232,125
|
Total Florida
|
244,740,499
|
|||
Georgia – 1.7% (1.1% of Total Investments)
|
|||||
1,000
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Series 2004, 5.000%, 11/01/22
|
11/14 at 100.00
|
AA (4)
|
1,012,220
|
|
(Pre-refunded 11/01/14) – AGM Insured
|
|||||
10,000
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Series 2009B, 5.375%, 11/01/39 –
|
11/19 at 100.00
|
AA
|
10,881,600
|
|
AGM Insured
|
|||||
1,155
|
Augusta, Georgia, Water and Sewerage Revenue Bonds, Series 2004, 5.250%, 10/01/39 –
|
10/14 at 100.00
|
AA
|
1,163,663
|
|
AGM Insured
|
|||||
2,825
|
Cherokee County Water and Sewerage Authority, Georgia, Revenue Bonds, Refunding Series 2007,
|
8/20 at 100.00
|
AA
|
3,011,450
|
|
4.000%, 8/01/26
|
|||||
1,520
|
College Park Business and Industrial Development Authority, Georgia, Revenue Bonds, Public
|
9/14 at 102.00
|
AA– (4)
|
1,556,906
|
|
Safety Project, Series 2004, 5.250%, 9/01/23 (Pre-refunded 9/01/14) – NPFG Insured
|
|||||
4,660
|
Greene County Development Authority, Georgia, Health System Revenue Bonds, Catholic Health
|
No Opt. Call
|
Aa2
|
4,759,444
|
|
East Issue, Series 2012, 4.250%, 11/15/42
|
|||||
2,250
|
Gwinnett County Hospital Authority, Georgia, Revenue Anticipation Certificates, Gwinnett
|
7/19 at 100.00
|
A+
|
2,441,003
|
|
Hospital System Inc. Project, Series 2007C, 5.500%, 7/01/39 – AGM Insured
|
|||||
23,410
|
Total Georgia
|
24,826,286
|
|||
Hawaii – 0.0% (0.0% of Total Investments)
|
|||||
Hawaii Department of Budget and Finance, Special Purpose Revenue Bonds, Hawaii Pacific
|
|||||
University, Series 2013A:
|
|||||
250
|
6.625%, 7/01/33
|
7/23 at 100.00
|
BB+
|
265,303
|
|
170
|
6.875%, 7/01/43
|
7/23 at 100.00
|
BB+
|
181,688
|
|
420
|
Total Hawaii
|
446,991
|
|||
Idaho – 0.6% (0.4% of Total Investments)
|
|||||
5,855
|
Idaho Health Facilities Authority, Revenue Bonds, Saint Luke’s Health System Project, Series
|
3/22 at 100.00
|
A–
|
6,205,890
|
|
2012A, 5.000%, 3/01/47 – AGM Insured
|
|||||
Idaho Housing and Finance Association, Grant and Revenue Anticipation Bonds, Federal Highway
|
|||||
Trust Funds, Series 2006:
|
|||||
1,000
|
5.000%, 7/15/23 – NPFG Insured
|
7/16 at 100.00
|
A+
|
1,077,010
|
|
1,065
|
5.000%, 7/15/24 – NPFG Insured
|
7/16 at 100.00
|
A+
|
1,145,290
|
|
7,920
|
Total Idaho
|
8,428,190
|
|||
Illinois – 11.6% (7.8% of Total Investments)
|
|||||
1,050
|
Bedford Park, Illinois, General Obligation Bonds, Series 2004A, 5.250%, 12/15/20 – AGM Insured
|
12/14 at 100.00
|
AA
|
1,069,016
|
|
8,470
|
Chicago Transit Authority, Illinois, Sales Tax Receipts Revenue Bonds, Series 2014,
|
No Opt. Call
|
AA
|
9,146,922
|
|
5.250%, 12/01/49
|
|||||
7,700
|
Chicago, Illinois, General Airport Revenue Bonds, O’Hare International Airport, Third Lien
|
1/20 at 100.00
|
AA
|
8,263,101
|
|
Refunding Series 2010C, 5.250%, 1/01/35 – AGC Insured
|
|||||
7,200
|
Chicago, Illinois, General Airport Revenue Bonds, O’Hare International Airport, Third Lien
|
1/16 at 100.00
|
AA–
|
7,616,160
|
|
Series 2005A, 5.250%, 1/01/24 – NPFG Insured
|
|||||
7,095
|
Cook County Community College District 508, Illinois, General Obligation Bonds, Chicago City
|
12/23 at 100.00
|
AA
|
7,679,131
|
|
Colleges, Series 2013, 5.250%, 12/01/43
|
|||||
6,160
|
De Witt, Ford, Livingston, Logan, Mc Lean and Tazewell Community College District 540,
|
12/17 at 100.00
|
Aa2
|
5,772,782
|
|
Illinois, General Obligation Bonds, Series 2007, 3.000%, 12/01/26 – AGM Insured
|
|||||
3,400
|
Illinois Educational Facilities Authority, Revenue Bonds, Field Museum of Natural History,
|
11/23 at 100.00
|
A2
|
3,661,358
|
|
Series 2002, 5.500%, 11/01/36
|
|||||
3,295
|
Illinois Educational Facilities Authority, Revenue Bonds, Robert Morris College, Series 2000,
|
12/14 at 100.00
|
A3
|
3,298,987
|
|
5.800%, 6/01/30 – NPFG Insured
|
|||||
2,315
|
Illinois Finance Authority, Revenue Bonds, Advocate Health Care Network, Series 2012,
|
No Opt. Call
|
AA
|
2,446,122
|
|
5.000%, 6/01/42
|
|||||
5,750
|
Illinois Finance Authority, Revenue Bonds, Centegra Health System, Series 2012, 5.000%, 9/01/38
|
9/22 at 100.00
|
BBB
|
5,860,803
|
|
5,070
|
Illinois Finance Authority, Revenue Bonds, Centegra Health System, Series 2014A,
|
9/24 at 100.00
|
BBB
|
5,129,877
|
|
5.000%, 9/01/42
|
|||||
1,435
|
Illinois Finance Authority, Revenue Bonds, Rehabilitation Institute of Chicago, Series 2013A,
|
7/23 at 100.00
|
A–
|
1,590,497
|
|
6.000%, 7/01/43
|
|||||
6,720
|
Illinois Finance Authority, Revenue Bonds, The Carle Foundation, Series 2011A, 6.000%, 8/15/41 –
|
8/21 at 100.00
|
AA
|
7,661,069
|
|
AGM Insured
|
|||||
14,965
|
Illinois Finance Authority, Revenue Bonds, The University of Chicago, Series 2012A,
|
10/21 at 100.00
|
AA+
|
15,821,746
|
|
5.000%, 10/01/51
|
|||||
Illinois State, General Obligation Bonds, February Series 2014:
|
|||||
3,200
|
5.250%, 2/01/32
|
2/24 at 100.00
|
A–
|
3,357,376
|
|
2,000
|
5.250%, 2/01/33
|
2/24 at 100.00
|
A–
|
2,088,960
|
|
1,575
|
5.250%, 2/01/34
|
2/24 at 100.00
|
A–
|
1,643,828
|
|
7,000
|
5.000%, 2/01/39
|
2/24 at 100.00
|
A–
|
7,065,870
|
|
Illinois State, General Obligation Bonds, May Series 2014:
|
|||||
510
|
5.000%, 5/01/36
|
5/24 at 100.00
|
A–
|
519,221
|
|
1,630
|
5.000%, 5/01/39
|
5/24 at 100.00
|
A–
|
1,645,534
|
|
Illinois State, General Obligation Bonds, Refunding Series 2012:
|
|||||
3,160
|
5.000%, 8/01/21
|
No Opt. Call
|
A–
|
3,476,442
|
|
1,225
|
5.000%, 8/01/22
|
No Opt. Call
|
A–
|
1,342,110
|
|
2,740
|
5.000%, 8/01/23
|
No Opt. Call
|
A–
|
2,983,586
|
|
270
|
5.000%, 8/01/25
|
8/22 at 100.00
|
A–
|
286,621
|
|
1,425
|
Illinois State, General Obligation Bonds, Series 2013, 5.500%, 7/01/38
|
7/23 at 100.00
|
A–
|
1,511,996
|
|
5,405
|
Illinois Toll Highway Authority, State Toll Highway Authority Revenue Bonds, Series 2006A-1,
|
7/16 at 100.00
|
AA
|
5,835,184
|
|
5.000%, 1/01/24 – AGM Insured
|
|||||
1,395
|
Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Tender Option Bond Trust 4304,
|
No Opt. Call
|
AA–
|
1,892,527
|
|
17.828%, 1/01/21 (IF) (5)
|
|||||
5,000
|
Metropolitan Pier and Exposition Authority, Illinois, McCormick Place Expansion Project Bonds,
|
No Opt. Call
|
AAA
|
6,203,150
|
|
Tender Option Bond Trust 3861, 15.215%, 6/15/18 (IF) (5)
|
|||||
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
|||||
Project, Capital Appreciation Refunding Series 2010B-1:
|
|||||
20,000
|
0.000%, 6/15/45 – AGM Insured
|
No Opt. Call
|
AAA
|
4,186,800
|
|
10,000
|
0.000%, 6/15/46 – AGM Insured
|
No Opt. Call
|
AAA
|
1,983,900
|
|
20,045
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
No Opt. Call
|
AAA
|
7,093,525
|
|
Project, Series 2002A, 0.000%, 12/15/35 – AGM Insured
|
|||||
5,920
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
6/20 at 100.00
|
AAA
|
6,637,386
|
|
Project, Tender Option Bond Trust 3861, 13.614%, 6/15/42 (IF) (5)
|
|||||
Schaumburg, Illinois, General Obligation Bonds, Series 2004B:
|
|||||
4,260
|
5.000%, 12/01/22 (Pre-refunded 12/01/14) – FGIC Insured
|
12/14 at 100.00
|
AAA
|
4,328,799
|
|
2,365
|
5.000%, 12/01/23 (Pre-refunded 12/01/14) – FGIC Insured
|
12/14 at 100.00
|
AAA
|
2,403,195
|
|
5,345
|
Southwestern Illinois Development Authority, Health Facility Revenue Bonds, Memorial Group,
|
11/23 at 100.00
|
BB+
|
5,941,983
|
|
Inc., Series 2013, 7.625%, 11/01/48
|
|||||
4,000
|
Southwestern Illinois Development Authority, School Revenue Bonds, Triad School District 2,
|
No Opt. Call
|
AA–
|
2,489,400
|
|
Madison County, Illinois, Series 2006, 0.000%, 10/01/25 – NPFG Insured
|
|||||
Williamson & Johnson Counties Community Unit School District 2, Marion, Illinois, General
|
|||||
Obligation Bonds, Series 2011:
|
|||||
930
|
7.000%, 12/01/21 – AGM Insured
|
12/20 at 100.00
|
AA
|
1,134,107
|
|
1,035
|
7.000%, 12/01/22 – AGM Insured
|
12/20 at 100.00
|
AA
|
1,253,778
|
|
1,155
|
7.000%, 12/01/23 – AGM Insured
|
12/20 at 100.00
|
AA
|
1,388,888
|
|
1,065
|
7.000%, 12/01/26 – AGM Insured
|
12/20 at 100.00
|
AA
|
1,251,332
|
|
2,085
|
7.250%, 12/01/29 – AGM Insured
|
12/20 at 100.00
|
AA
|
2,466,096
|
|
2,295
|
7.250%, 12/01/30 – AGM Insured
|
12/20 at 100.00
|
AA
|
2,703,579
|
|
197,660
|
Total Illinois
|
170,132,744
|
|||
Indiana – 7.6% (5.1% of Total Investments)
|
|||||
12,360
|
Indiana Finance Authority, Hospital Revenue Bonds, Community Health Network Project, Series
|
5/23 at 100.00
|
A
|
13,160,804
|
|
2012A, 5.000%, 5/01/42
|
|||||
3,450
|
Indiana Finance Authority, Midwestern Disaster Relief Revenue Bonds, Ohio Valley Electric
|
6/22 at 100.00
|
BBB–
|
3,524,900
|
|
Corporation Project, Series 2012A, 5.000%, 6/01/39 – AGM Insured
|
|||||
14,760
|
Indiana Finance Authority, Private Activity Bonds, Ohio River Bridges East End Crossing
|
7/23 at 100.00
|
BBB
|
15,489,882
|
|
Project, Series 2013A, 5.250%, 1/01/51 (Alternative Minimum Tax)
|
|||||
5,000
|
Indiana Finance Authority, Revenue Bonds, Trinity Health Care Group, Refunding Series 2010B.,
|
12/20 at 100.00
|
Aa2
|
5,374,000
|
|
5.000%, 12/01/37
|
|||||
17,970
|
Indiana Finance Authority, Wastewater Utility Revenue Bonds, CWA Authority Project, Series
|
10/24 at 100.00
|
AA
|
19,654,507
|
|
2014A, 5.000%, 10/01/44
|
|||||
11,200
|
Indiana Health Facility Financing Authority, Revenue Bonds, Community Hospitals of Indiana,
|
5/15 at 100.00
|
N/R (4)
|
11,606,560
|
|
Series 2005A, 5.000%, 5/01/35 (Pre-refunded 5/01/15) – AMBAC Insured
|
|||||
8,500
|
Indiana Municipal Power Agency, Power Supply Revenue Bonds, Series 2007A, 5.000%, 1/01/42 –
|
1/17 at 100.00
|
AA–
|
9,072,985
|
|
NPFG Insured
|
|||||
5,000
|
Indianapolis Local Public Improvement Bond Bank Bonds, Indiana, PILOT Infrastructure Project
|
1/20 at 100.00
|
AA
|
5,479,350
|
|
Revenue Bonds, Series 2010F, 5.000%, 1/01/35 – AGM Insured
|
|||||
20,000
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Series 1999E, 0.000%, 2/01/28 –
|
No Opt. Call
|
AA
|
12,586,600
|
|
AMBAC Insured
|
|||||
9,615
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Waterworks Project Series 2009A,
|
1/19 at 100.00
|
AA
|
10,695,534
|
|
5.500%, 1/01/38 – AGC Insured
|
|||||
935
|
Shoals, Indiana, Exempt Facilities Revenue Bonds, National Gypsum Company Project, Series
|
11/23 at 100.00
|
N/R
|
1,024,928
|
|
2013, 7.250%, 11/01/43 (Alternative Minimum Tax)
|
|||||
2,040
|
Valparaiso, Indiana, Exempt Facilities Revenue Bonds, Pratt Paper LLC Project, Series 2013,
|
1/24 at 100.00
|
N/R
|
2,282,332
|
|
7.000%, 1/01/44 (Alternative Minimum Tax)
|
|||||
1,500
|
Vigo County Hospital Authority, Indiana, Revenue Bonds, Union Hospital, Series 2007,
|
9/17 at 100.00
|
N/R
|
1,489,830
|
|
5.800%, 9/01/47
|
|||||
112,330
|
Total Indiana
|
111,442,212
|
|||
Iowa – 1.3% (0.9% of Total Investments)
|
|||||
10,000
|
Iowa Finance Authority, Health Facilities Revenue Bonds, UnityPoint Health Project, Series
|
2/23 at 100.00
|
Aa3
|
10,976,100
|
|
2013A, 5.250%, 2/15/44
|
|||||
Iowa Tobacco Settlement Authority, Asset Backed Settlement Revenue Bonds, Series 2005C:
|
|||||
2,020
|
5.375%, 6/01/38
|
6/15 at 100.00
|
B+
|
1,657,935
|
|
1,230
|
5.500%, 6/01/42
|
6/15 at 100.00
|
B+
|
1,015,476
|
|
445
|
5.625%, 6/01/46
|
6/15 at 100.00
|
B+
|
370,196
|
|
5,600
|
Iowa Tobacco Settlement Authority, Tobacco Asset-Backed Revenue Bonds, Series 2005B,
|
6/17 at 100.00
|
B+
|
4,916,576
|
|
5.600%, 6/01/34
|
|||||
19,295
|
Total Iowa
|
18,936,283
|
|||
Kansas – 0.6% (0.4% of Total Investments)
|
|||||
Neosho County Unified School District 413, Kansas, General Obligation Bonds, Series 2006:
|
|||||
2,145
|
5.000%, 9/01/27 (Pre-refunded 9/01/14) – AGM Insured
|
9/14 at 100.00
|
A2 (4)
|
2,153,752
|
|
4,835
|
5.000%, 9/01/29 (Pre-refunded 9/01/14) – AGM Insured
|
9/14 at 100.00
|
A2 (4)
|
4,854,727
|
|
1,405
|
Wyandotte County/Kansas City Unified Government Board of Public Utilities, Kansas, Utility
|
9/24 at 100.00
|
A+
|
1,526,069
|
|
System Revenue Bonds, Refunding & Improvement Series 2014A, 5.000%, 9/01/44
|
|||||
8,385
|
Total Kansas
|
8,534,548
|
|||
Kentucky – 2.6% (1.7% of Total Investments)
|
|||||
5,170
|
Kentucky Economic Development Finance Authority, Hospital Facilities Revenue Bonds, Owensboro
|
6/20 at 100.00
|
BBB+
|
5,843,444
|
|
Medical Health System, Series 2010A, 6.000%, 6/01/30
|
|||||
Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds,
|
|||||
Downtown Crossing Project, Convertible Capital Appreciation Series 2013C:
|
|||||
3,330
|
0.000%, 7/01/43
|
7/31 at 100.00
|
Baa3
|
2,144,254
|
|
5,735
|
0.000%, 7/01/46
|
7/31 at 100.00
|
Baa3
|
3,692,881
|
|
Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds,
|
|||||
Downtown Crossing Project, Series 2013A:
|
|||||
1,445
|
5.750%, 7/01/49
|
7/23 at 100.00
|
Baa3
|
1,617,649
|
|
290
|
6.000%, 7/01/53
|
7/23 at 100.00
|
Baa3
|
327,889
|
|
Kentucky State Property and Buildings Commission, Revenue Bonds, Project 93, Refunding
|
|||||
Series 2009:
|
|||||
3,860
|
5.250%, 2/01/20 – AGC Insured
|
2/19 at 100.00
|
AA
|
4,507,785
|
|
10,000
|
5.250%, 2/01/24 – AGC Insured
|
2/19 at 100.00
|
AA
|
11,424,500
|
|
7,500
|
Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project,
|
7/16 at 100.00
|
AA+
|
8,096,925
|
|
Series 2006B, 5.000%, 7/01/25 – AMBAC Insured
|
|||||
37,330
|
Total Kentucky
|
37,655,327
|
|||
Louisiana – 4.1% (2.7% of Total Investments)
|
|||||
3,330
|
Jefferson Parish Hospital District1, Louisiana, Hospital Revenue Bonds, West Jefferson Medical
|
1/21 at 100.00
|
AA
|
3,771,924
|
|
Center, Refunding Series 2011A, 6.000%, 1/01/39 – AGM Insured
|
|||||
3,025
|
Lafayette, Louisiana, Utilities Revenue Bonds, Series 2004, 5.250%, 11/01/22 (Pre-refunded
|
11/14 at 100.00
|
AA– (4)
|
3,063,841
|
|
11/01/14) – NPFG Insured
|
|||||
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2005A:
|
|||||
2,400
|
5.000%, 5/01/25 (Pre-refunded 5/01/15) – FGIC Insured
|
5/15 at 100.00
|
Aa1 (4)
|
2,487,480
|
|
4,415
|
5.000%, 5/01/26 (Pre-refunded 5/01/15) – FGIC Insured
|
5/15 at 100.00
|
Aa1 (4)
|
4,575,927
|
|
5,000
|
5.000%, 5/01/27 (Pre-refunded 5/01/15) – FGIC Insured
|
5/15 at 100.00
|
Aa1 (4)
|
5,182,250
|
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A:
|
|||||
3,300
|
4.750%, 5/01/39 – AGM Insured
|
5/16 at 100.00
|
Aa1
|
3,471,864
|
|
35,725
|
4.500%, 5/01/41 – NPFG Insured (UB)
|
5/16 at 100.00
|
Aa1
|
37,394,430
|
|
38
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006, Residuals 660-1, 16.105%,
|
5/16 at 100.00
|
Aa1
|
45,496
|
|
5/01/34 – NPFG Insured (IF)
|
|||||
57,233
|
Total Louisiana
|
59,993,212
|
|||
Maine – 0.1% (0.0% of Total Investments)
|
|||||
1,015
|
Maine Health and Higher Educational Facilities Authority Revenue Bonds, Eastern Maine Medical
|
7/23 at 100.00
|
Baa1
|
1,045,886
|
|
Center Obligated Group Issue, Series 2013, 5.000%, 7/01/43
|
|||||
Maryland – 0.4% (0.2% of Total Investments)
|
|||||
5,345
|
Baltimore, Maryland, Senior Lien Convention Center Hotel Revenue Bonds, Series 2006A, 5.250%,
|
9/16 at 100.00
|
BB+
|
5,473,333
|
|
9/01/28 – SYNCORA GTY Insured
|
|||||
Massachusetts – 2.5% (1.7% of Total Investments)
|
|||||
4,500
|
Massachusetts Department of Transportation, Metropolitan Highway System Revenue Bonds,
|
1/20 at 100.00
|
AA+
|
4,983,030
|
|
Commonwealth Contract Assistance Secured, Refunding Series 2010B, 5.000%, 1/01/35
|
|||||
3,225
|
Massachusetts Development Finance Agency, Resource Recovery Revenue Refunding Bonds,
|
11/17 at 100.00
|
BB+
|
3,237,739
|
|
Covanta Energy Project, Series 2012B, 4.875%, 11/01/42
|
|||||
5,330
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, Harvard University,
|
12/19 at 100.00
|
AAA
|
7,552,503
|
|
Tender Option Bond Trust 2010-20W, 13.578%, 12/15/34 (IF) (5)
|
|||||
11,000
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2005A,
|
8/15 at 100.00
|
AA+ (4)
|
11,555,390
|
|
5.000%, 8/15/23 (Pre-refunded 8/15/15) – AGM Insured (UB)
|
|||||
7,255
|
Massachusetts Water Resources Authority, General Revenue Bonds, Series 2007A, 4.500%,
|
2/17 at 100.00
|
AA+
|
7,431,587
|
|
8/01/46 – AGM Insured (UB) (5)
|
|||||
1,500
|
University of Massachusetts Building Authority, Senior Lien Project Revenue Bonds, Series
|
11/14 at 100.00
|
AA (4)
|
1,519,665
|
|
2004-1, 5.375%, 11/01/20 (Pre-refunded 11/01/14) – AMBAC Insured
|
|||||
32,810
|
Total Massachusetts
|
36,279,914
|
|||
Michigan – 3.4% (2.2% of Total Investments)
|
|||||
5,490
|
Detroit City School District, Wayne County, Michigan, Unlimited Tax School Building and Site
|
No Opt. Call
|
AA
|
6,402,713
|
|
Improvement Bonds, Series 2001A, 6.000%, 5/01/29 – AGM Insured (UB)
|
|||||
1,695
|
Detroit Water and Sewerage Department, Michigan, Sewage Disposal System Revenue Bonds,
|
7/22 at 100.00
|
BB+
|
1,666,016
|
|
Refunding Senior Lien Series 2012A, 5.250%, 7/01/39
|
|||||
6,000
|
Detroit, Michigan, General Obligation Bonds, Series 2001A-1, 5.375%, 4/01/18 – NPFG Insured (6)
|
No Opt. Call
|
AA–
|
5,913,240
|
|
2,000
|
Detroit, Michigan, Sewage Disposal System Revenue Bonds, Series 2001D-2, 0.240%, 7/01/32 –
|
1/15 at 100.00
|
AA–
|
1,450,257
|
|
NPFG Insured (7)
|
|||||
3,000
|
Michigan Public Power Agency, AFEC Project Revenue Bonds, Series 2012A, 5.000%, 1/01/43
|
1/22 at 100.00
|
A2
|
3,156,360
|
|
8,260
|
Michigan State Building Authority, Revenue Bonds, Facilities Program, Refunding Series
|
10/21 at 100.00
|
Aa3
|
9,135,890
|
|
2011-II-A, 5.375%, 10/15/41
|
|||||
11,000
|
Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group, Series
|
6/22 at 100.00
|
Aa2
|
11,592,900
|
|
2009C, 5.000%, 12/01/48
|
|||||
10,000
|
Wayne Charter County, Michigan, Limited Tax General Obligation Airport Hotel Revenue Bonds,
|
No Opt. Call
|
AA–
|
10,004,000
|
|
Detroit Metropolitan Wayne County Airport, Series 2001A, 5.250%, 12/01/25 – NPFG Insured
|
|||||
47,445
|
Total Michigan
|
49,321,376
|
|||
Minnesota – 0.8% (0.6% of Total Investments)
|
|||||
5,450
|
Minneapolis, Minnesota, Health Care System Revenue Bonds, Fairview Health Services, Series
|
11/18 at 100.00
|
AA
|
6,418,956
|
|
2008B, 6.500%, 11/15/38 – AGC Insured
|
|||||
5,020
|
Minnesota State, General Obligation Bonds, Various Purpose, Refunding Series 2010D,
|
No Opt. Call
|
AA+
|
5,823,551
|
|
5.000%, 8/01/18
|
|||||
10,470
|
Total Minnesota
|
12,242,507
|
|||
Missouri – 0.5% (0.3% of Total Investments)
|
|||||
2,250
|
Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds,
|
2/22 at 100.00
|
A1
|
2,383,133
|
|
Heartland Regional Medical Center, Series 2012, 5.000%, 2/15/43
|
|||||
305
|
St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village
|
9/23 at 100.00
|
A–
|
327,039
|
|
of Sunset Hills, Series 2013A, 5.875%, 9/01/43
|
|||||
4,125
|
St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Series
|
No Opt. Call
|
AA–
|
4,837,800
|
|
2005, 5.500%, 7/01/29 – NPFG Insured
|
|||||
6,680
|
Total Missouri
|
7,547,972
|
|||
Montana – 0.2% (0.2% of Total Investments)
|
|||||
3,000
|
Montana Facility Finance Authority, Hospital Revenue Bonds, Benefis Health System Obligated
|
1/21 at 100.00
|
AA
|
3,372,000
|
|
Group, Series 2011A, 5.750%, 1/01/31 – AGM Insured
|
|||||
Nebraska – 2.6% (1.8% of Total Investments)
|
|||||
4,010
|
Lincoln County Hospital Authority 1, Nebraska, Hospital Revenue and Refunding Bonds, Great
|
No Opt. Call
|
A–
|
4,223,853
|
|
Plains Regional Medical Center Project, Series 2012, 5.000%, 11/01/42
|
|||||
27,125
|
Lincoln, Nebraska, Electric System Revenue Bonds, Series 2007A, 4.500%, 9/01/37 – NPFG
|
9/16 at 100.00
|
AA
|
28,002,765
|
|
Insured (UB) (5)
|
|||||
5,000
|
Municipal Energy Agency of Nebraska, Power Supply System Revenue and Refunding Bonds,
|
4/19 at 100.00
|
AA+
|
5,663,550
|
|
Series 2009A, 5.375%, 4/01/39 – BHAC Insured
|
|||||
1,000
|
Nebraska Public Power District, General Revenue Bonds, Series 2005A, 5.000%, 1/01/25
|
7/15 at 100.00
|
AA (4)
|
1,044,550
|
|
(Pre-refunded 7/01/15) – AGM Insured
|
|||||
37,135
|
Total Nebraska
|
38,934,718
|
|||
Nevada – 2.7% (1.8% of Total Investments)
|
|||||
7,000
|
Clark County School District, Nevada, General Obligation Bonds, Refunding Series 2005A,
|
6/15 at 101.00
|
AA–
|
7,352,240
|
|
5.000%, 6/15/19 – FGIC Insured
|
|||||
3,000
|
Clark County, Nevada, Airport Revenue Bonds, Subordinate Lien Series 2009C, 5.000%,
|
7/19 at 100.00
|
AA
|
3,378,690
|
|
7/01/26 – AGM Insured
|
|||||
16,840
|
Clark County, Nevada, Passenger Facility Charge Revenue Bonds, Las Vegas-McCarran
|
1/20 at 100.00
|
AA
|
18,217,344
|
|
International Airport, Series 2010A, 5.250%, 7/01/39 – AGM Insured
|
|||||
10,285
|
Henderson, Nevada, General Obligation Bonds, Sewer Series 2004, 5.000%, 6/01/34 (Pre-refunded
|
12/14 at 100.00
|
AA (4)
|
10,452,440
|
|
12/01/14) – FGIC Insured
|
|||||
37,125
|
Total Nevada
|
39,400,714
|
|||
New Jersey – 4.1% (2.8% of Total Investments)
|
|||||
Essex County Improvement Authority, New Jersey, Guaranteed Revenue Bonds, Project
|
|||||
Consolidation, Series 2004:
|
|||||
2,000
|
5.125%, 10/01/21 – NPFG Insured
|
10/14 at 100.00
|
Aa2
|
2,016,140
|
|
2,250
|
5.125%, 10/01/22 – NPFG Insured
|
10/14 at 100.00
|
Aa2
|
2,268,113
|
|
New Jersey Economic Development Authority, Revenue Bonds, Motor Vehicle Surcharge,
|
|||||
Series 2004A:
|
|||||
3,850
|
5.000%, 7/01/22 – NPFG Insured
|
No Opt. Call
|
AA–
|
3,888,847
|
|
3,850
|
5.000%, 7/01/23 – NPFG Insured
|
No Opt. Call
|
AA–
|
3,888,847
|
|
5,900
|
5.000%, 7/01/29 – NPFG Insured
|
No Opt. Call
|
AA–
|
5,959,531
|
|
26,000
|
New Jersey Turnpike Authority, Revenue Bonds, Refunding Series 2005D-1, 5.250%, 1/01/26 –
|
No Opt. Call
|
AA
|
31,548,918
|
|
AGM Insured
|
|||||
3,320
|
New Jersey Turnpike Authority, Revenue Bonds, Series 2005A, 5.000%, 1/01/21 – AGM Insured
|
1/15 at 100.00
|
AA
|
3,384,574
|
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds,
|
|||||
Series 2007-1A:
|
|||||
3,320
|
4.500%, 6/01/23
|
6/17 at 100.00
|
BB
|
3,267,776
|
|
1,545
|
4.625%, 6/01/26
|
6/17 at 100.00
|
B+
|
1,340,612
|
|
1,470
|
4.750%, 6/01/34
|
6/17 at 100.00
|
B2
|
1,101,456
|
|
1,330
|
Washington Township Board of Education, Mercer County, New Jersey, General Obligation Bonds,
|
No Opt. Call
|
Aa3
|
1,681,453
|
|
Series 2005, 5.250%, 1/01/26 – AGM Insured
|
|||||
54,835
|
Total New Jersey
|
60,346,267
|
|||
New Mexico – 1.3% (0.8% of Total Investments)
|
|||||
3,660
|
San Juan County, New Mexico, Gross Receipts Tax Revenue Bonds, Refunding Subordinate Series
|
6/15 at 100.00
|
AA–
|
3,802,557
|
|
2005, 5.000%, 6/15/25 – NPFG Insured
|
|||||
13,600
|
University of New Mexico, System Improvement Subordinated Lien Revenue Bonds, Series 2007A,
|
6/17 at 100.00
|
AA
|
14,782,928
|
|
5.000%, 6/01/36 – AGM Insured
|
|||||
17,260
|
Total New Mexico
|
18,585,485
|
|||
New York – 6.8% (4.6% of Total Investments)
|
|||||
1,880
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
AA–
|
1,920,702
|
|
Hospital, Series 2004, 5.000%, 8/01/23 – FGIC Insured
|
|||||
7,225
|
Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Cornell
|
7/20 at 100.00
|
Aa1
|
8,227,541
|
|
University, Series 2010A, 5.000%, 7/01/35
|
|||||
3,335
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
3,436,284
|
|
2005F, 5.000%, 3/15/24 (Pre-refunded 3/15/15) – AMBAC Insured
|
|||||
3,720
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 4.500%,
|
2/17 at 100.00
|
AA–
|
3,780,562
|
|
2/15/47 – NPFG Insured
|
|||||
12,500
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A,
|
6/16 at 100.00
|
AA–
|
13,407,500
|
|
5.000%, 12/01/25 – FGIC Insured
|
|||||
6,000
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006C,
|
9/16 at 100.00
|
AA–
|
6,390,120
|
|
5.000%, 9/01/35 – NPFG Insured
|
|||||
2,500
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2011A, 5.000%,
|
5/21 at 100.00
|
AA
|
2,677,775
|
|
5/01/36 – AGM Insured
|
|||||
5,610
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2012A,
|
9/22 at 100.00
|
A–
|
6,004,046
|
|
5.000%, 9/01/42
|
|||||
3,025
|
Monroe County Industrial Development Corporation, New York, FHA Insured Mortgage Revenue
|
2/21 at 100.00
|
Aa2
|
3,465,561
|
|
Bonds, Unity Hospital of Rochestor Project, Series 2010, 5.500%, 8/15/40
|
|||||
2,615
|
New York City Industrial Development Agency, New York, Revenue Bonds, Yankee Stadium
|
3/19 at 100.00
|
AA
|
3,186,848
|
|
Project PILOT, Series 2009A, 7.000%, 3/01/49 – AGC Insured
|
|||||
85
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005F-1, 5.000%, 9/01/21 –
|
9/15 at 100.00
|
AA
|
89,319
|
|
AMBAC Insured
|
|||||
4,915
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005F-1, 5.000%, 9/01/21
|
9/15 at 100.00
|
Aa2 (4)
|
5,172,841
|
|
(Pre-refunded 9/01/15) – AMBAC Insured
|
|||||
10,000
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005M, 5.000%, 4/01/26 –
|
4/15 at 100.00
|
AA
|
10,304,400
|
|
FGIC Insured
|
|||||
3,345
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F, 5.000%, 1/01/26 –
|
1/15 at 100.00
|
A
|
3,408,354
|
|
AMBAC Insured
|
|||||
1,655
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F, 5.000%, 1/01/26
|
1/15 at 100.00
|
A2 (4)
|
1,688,663
|
|
(Pre-refunded 1/01/15) – AMBAC Insured
|
|||||
14,000
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 –
|
7/15 at 100.00
|
AA
|
14,529,340
|
|
AGM Insured
|
|||||
3,650
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds,
|
3/15 at 100.00
|
AAA
|
3,760,851
|
|
Series 2005B, 5.000%, 3/15/25 (Pre-refunded 3/15/15) – AGM Insured
|
|||||
4,655
|
Onondaga Civic Development Corporation, New York, Revenue Bonds, Saint Joseph’s Hospital
|
7/22 at 100.00
|
BB
|
4,572,281
|
|
Health Center Project, Series 2012, 5.000%, 7/01/42
|
|||||
Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Refunding
|
|||||
Subordinate Lien Series 2013A:
|
|||||
2,135
|
5.000%, 11/15/28
|
No Opt. Call
|
A+
|
2,465,776
|
|
2,430
|
0.000%, 11/15/31
|
No Opt. Call
|
A+
|
1,221,950
|
|
1,460
|
0.000%, 11/15/32
|
No Opt. Call
|
A+
|
697,763
|
|
96,740
|
Total New York
|
100,408,477
|
|||
North Carolina – 1.7% (1.1% of Total Investments)
|
|||||
750
|
Gaston County Industrial Facilities and Pollution Control Financing Authority, North Carolina,
|
8/15 at 100.00
|
N/R
|
750,330
|
|
National Gypsum Company Project Exempt Facilities Revenue Bonds, Series 2005, 5.750%,
|
|||||
8/01/35 (Alternative Minimum Tax)
|
|||||
10,000
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Bonds, Duke University
|
6/22 at 100.00
|
AA
|
10,844,700
|
|
Health System, Series 2012A, 5.000%, 6/01/42
|
|||||
4,715
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Bonds, Vidant Health,
|
6/22 at 100.00
|
A+
|
5,094,982
|
|
Refunding Series 2012A, 5.000%, 6/01/36
|
|||||
Raleigh Durham Airport Authority, North Carolina, Airport Revenue Bonds, Series 2005A:
|
|||||
3,205
|
5.000%, 5/01/23 – AMBAC Insured
|
5/15 at 100.00
|
Aa3
|
3,309,066
|
|
3,295
|
5.000%, 5/01/24 – AMBAC Insured
|
5/15 at 100.00
|
Aa3
|
3,401,989
|
|
830
|
University of North Carolina, Greensboro, General Revenue Bonds, Series 2014A, 5.000%, 4/01/39
|
4/24 at 100.00
|
Aa3
|
928,795
|
|
22,795
|
Total North Carolina
|
24,329,862
|
|||
North Dakota – 0.8% (0.5% of Total Investments)
|
|||||
2,245
|
Grand Forks, North Dakota, Health Care System Revenue Bonds, Altru Health System Obligated
|
12/21 at 100.00
|
A–
|
2,348,562
|
|
Group, Series 2012, 5.000%, 12/01/35
|
|||||
Grand Forks, North Dakota, Sales Tax Revenue Bonds, Alerus Project, Series 2005A:
|
|||||
2,195
|
5.000%, 12/15/22 – NPFG Insured
|
12/15 at 100.00
|
Aa3
|
2,326,832
|
|
1,355
|
5.000%, 12/15/23 – NPFG Insured
|
12/15 at 100.00
|
Aa3
|
1,436,381
|
|
3,000
|
5.000%, 12/15/24 – NPFG Insured
|
12/15 at 100.00
|
Aa3
|
3,176,580
|
|
1,890
|
Williston, North Dakota, Multifamily Housing Revenue Bonds, Eagle Crest Apartments LLC
|
9/23 at 100.00
|
N/R
|
1,962,085
|
|
Project, Series 2013, 7.750%, 9/01/38
|
|||||
10,685
|
Total North Dakota
|
11,250,440
|
|||
Ohio – 8.0% (5.3% of Total Investments)
|
|||||
1,730
|
Akron, Bath and Copley Joint Township Hospital District, Ohio, Hospital Revenue Bonds,
|
5/22 at 100.00
|
A1
|
1,828,091
|
|
Children’s Hospital Medical Center, Improvement & Refunding Series 2012, 5.000%, 11/15/42
|
|||||
Allen County, Ohio, Hospital Facilities Revenue Bonds, Catholic Health Partners, Refunding and
|
|||||
Improvement Series 2012A:
|
|||||
1,930
|
5.000%, 5/01/33
|
5/22 at 100.00
|
AA–
|
2,087,469
|
|
2,540
|
4.000%, 5/01/33
|
5/22 at 100.00
|
AA–
|
2,572,868
|
|
2,420
|
5.000%, 5/01/42
|
5/22 at 100.00
|
AA–
|
2,572,291
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
|||||
Bonds, Senior Lien, Series 2007A-2:
|
|||||
16,145
|
5.125%, 6/01/24
|
6/17 at 100.00
|
B–
|
13,529,187
|
|
370
|
5.875%, 6/01/30
|
6/17 at 100.00
|
B
|
301,199
|
|
11,600
|
5.750%, 6/01/34
|
6/17 at 100.00
|
B
|
9,256,800
|
|
1,860
|
5.875%, 6/01/47
|
6/17 at 100.00
|
B
|
1,455,097
|
|
8,310
|
Cleveland Heights-University Heights City School District, Ohio, General Obligation Bonds,
|
6/23 at 100.00
|
AA
|
8,830,455
|
|
School Improvement Series 2014, 5.000%, 12/01/51
|
|||||
2,000
|
Columbus City School District, Franklin County, Ohio, General Obligation Bonds, Series 2004,
|
12/14 at 100.00
|
AA (4)
|
2,034,220
|
|
5.250%, 12/01/25 (Pre-refunded 12/01/14) – AGM Insured
|
|||||
6,000
|
Franklin County, Ohio, Hospital Revenue Bonds, Nationwide Children’s Hospital Project,
|
5/22 at 100.00
|
Aa2
|
6,402,240
|
|
Improvement Series 2012A, 5.000%, 11/01/42
|
|||||
2,205
|
Hamilton City School District, Ohio, General Obligation Bonds, Series 2005, 5.000%, 12/01/24 –
|
6/15 at 100.00
|
A3
|
2,284,270
|
|
NPFG Insured
|
|||||
19,535
|
Hamilton County, Ohio, Sales Tax Bonds, Subordinate Lien, Series 2006A, 4.250%, 12/01/32 –
|
12/16 at 100.00
|
A+
|
19,774,499
|
|
AMBAC Insured
|
|||||
6,425
|
JobsOhio Beverage System, Ohio, Statewide Liquor Profits Revenue Bonds, Senior Lien Series
|
1/23 at 100.00
|
AA
|
6,987,830
|
|
2013A, 5.000%, 1/01/38 (UB) (5)
|
|||||
JobsOhio Beverage System, Ohio, Statewide Senior Lien Liquor Profits Revenue Bonds, Tender
|
|||||
Option Bond Trust 1157:
|
|||||
1,725
|
17.325%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
2,329,440
|
|
1,250
|
17.325%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
1,688,000
|
|
625
|
17.325%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
844,000
|
|
1,750
|
17.316%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
2,362,850
|
|
2,000
|
16.318%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
2,700,800
|
|
390
|
17.197%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
525,611
|
|
Middletown City School District, Butler County, Ohio, General Obligation Bonds, Refunding
|
|||||
Series 2007:
|
|||||
4,380
|
5.250%, 12/01/27 – AGM Insured
|
No Opt. Call
|
A2
|
5,236,159
|
|
6,000
|
5.250%, 12/01/31 – AGM Insured
|
No Opt. Call
|
A2
|
7,211,880
|
|
9,235
|
Muskingum County, Ohio, Hospital Facilities Revenue Bonds, Genesis HealthCare System Obligated
|
2/23 at 100.00
|
BB+
|
8,992,674
|
|
Group Project, Series 2013, 5.000%, 2/15/48
|
|||||
Southeastern Ohio Port Authority, Hospital Facilities Revenue Bonds, Memorial Health System
|
|||||
Obligated Group Project, Refunding and Improvement Series 2012:
|
|||||
2,000
|
5.750%, 12/01/32
|
12/22 at 100.00
|
N/R
|
2,026,900
|
|
1,320
|
6.000%, 12/01/42
|
12/22 at 100.00
|
N/R
|
1,340,605
|
|
2,000
|
University of Akron, Ohio, General Receipts Bonds, Federally Taxable Build America Bonds,
|
1/20 at 100.00
|
AA
|
2,213,100
|
|
Series 2010B, 5.000%, 1/01/29 – AGM Insured
|
|||||
115,745
|
Total Ohio
|
117,388,535
|
|||
Oklahoma – 2.3% (1.5% of Total Investments)
|
|||||
Oklahoma Capitol Improvement Authority, State Facilities Revenue Bonds, Series 2005F:
|
|||||
3,500
|
5.000%, 7/01/24 (Pre-refunded 7/01/15) – AMBAC Insured
|
7/15 at 100.00
|
AA (4)
|
3,655,260
|
|
7,500
|
5.000%, 7/01/27 (Pre-refunded 7/01/15) – AMBAC Insured
|
7/15 at 100.00
|
AA (4)
|
7,832,700
|
|
Oklahoma City Water Utilities Trust, Oklahoma, Water and Sewer Revenue Bonds, Series 2010:
|
|||||
1,000
|
5.375%, 7/01/40
|
7/21 at 100.00
|
AAA
|
1,138,290
|
|
1,500
|
5.000%, 7/01/40
|
7/21 at 100.00
|
AAA
|
1,658,940
|
|
19,060
|
Oklahoma Municipal Power Authority, Power Supply System Revenue Bonds, Series 2007, 4.500%,
|
1/17 at 100.00
|
AA–
|
19,238,592
|
|
1/01/47 – FGIC Insured
|
|||||
32,560
|
Total Oklahoma
|
33,523,782
|
|||
Oregon – 0.5% (0.3% of Total Investments)
|
|||||
2,535
|
Oregon Department of Administrative Services, Certificates of Participation, Series 2005A,
|
5/15 at 100.00
|
AA (4)
|
2,627,021
|
|
5.000%, 5/01/25 (Pre-refunded 5/01/15) – AGM Insured
|
|||||
4,000
|
Oregon Department of Administrative Services, State Lottery Revenue Bonds, Series 2011A,
|
4/21 at 100.00
|
AAA
|
4,672,840
|
|
5.250%, 4/01/31
|
|||||
6,535
|
Total Oregon
|
7,299,861
|
|||
Pennsylvania – 5.5% (3.7% of Total Investments)
|
|||||
2,165
|
Allegheny County Sanitary Authority, Pennsylvania, Sewer Revenue Bonds, Series 2010, 5.000%,
|
12/20 at 100.00
|
AA
|
2,346,275
|
|
6/01/40 – AGM Insured
|
|||||
7,925
|
Commonwealth Financing Authority, Pennsylvania, State Appropriation Lease Bonds, Series 2006A,
|
6/16 at 100.00
|
AA
|
8,530,549
|
|
5.000%, 6/01/26 – AGM Insured (UB)
|
|||||
7,630
|
Dauphin County General Authority, Pennsylvania, Health System Revenue Bonds, Pinnacle Health
|
6/22 at 100.00
|
A
|
8,033,474
|
|
System Project, Series 2012A, 5.000%, 6/01/42
|
|||||
5,250
|
Delaware River Port Authority, New Jersey and Pennsylvania, Revenue Bonds, Series 2010E,
|
1/20 at 100.00
|
AA
|
5,583,375
|
|
5.000%, 1/01/40 – AGM Insured
|
|||||
1,560
|
Montgomery County Industrial Development Authority, Pennsylvania, FHA Insured Mortgage
|
8/20 at 100.00
|
AA
|
1,724,611
|
|
Revenue Bonds, New Regional Medical Center Project, Series 2010, 5.375%, 8/01/38
|
|||||
1,800
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Drexel University, Series
|
5/15 at 100.00
|
AA–
|
1,853,262
|
|
2005A, 5.000%, 5/01/28 – NPFG Insured
|
|||||
11,100
|
Pennsylvania Public School Building Authority, Lease Revenue Bonds, School District of
|
12/16 at 100.00
|
AA
|
11,255,289
|
|
Philadelphia, Series 2006B, 4.500%, 6/01/32 – AGM Insured
|
|||||
2,625
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Series 2006A, 5.000%, 12/01/26 –
|
6/16 at 100.00
|
A+
|
2,806,230
|
|
AMBAC Insured
|
|||||
1,300
|
Philadelphia Hospitals and Higher Education Facilities Authority, Pennsylvania, Hospital
|
7/22 at 100.00
|
BB+
|
1,319,409
|
|
Revenue Bonds, Temple University Health System Obligated Group, Series 2012A,
|
|||||
5.625%, 7/01/42
|
|||||
10,000
|
Philadelphia, Pennsylvania, Airport Revenue Bonds, Series 2010A, 5.000%, 6/15/40 – AGM Insured
|
6/20 at 100.00
|
AA
|
10,499,600
|
|
7,055
|
Pittsburgh and Allegheny County Sports and Exhibition Authority, Pennsylvania, Hotel Room
|
8/20 at 100.00
|
AA
|
7,453,114
|
|
Excise Tax Revenue Bonds, Refunding Series 2010, 5.000%, 2/01/35 – AGC Insured
|
|||||
5,180
|
Pittsburgh and Allegheny County Sports and Exhibition Authority, Pennsylvania, Sales Tax
|
8/20 at 100.00
|
AA
|
5,587,044
|
|
Revenue Bonds, Refunding Series 2010, 5.000%, 2/01/31 – AGM Insured
|
|||||
6,335
|
Radnor Township School District, Delaware County, Pennsylvania, General Obligation Bonds,
|
8/15 at 100.00
|
Aa1
|
6,586,690
|
|
Series 2005B, 5.000%, 2/15/30 – AGM Insured
|
|||||
Reading School District, Berks County, Pennsylvania, General Obligation Bonds, Series 2005:
|
|||||
3,285
|
5.000%, 1/15/22 – AGM Insured
|
1/16 at 100.00
|
AA
|
3,496,554
|
|
3,450
|
5.000%, 1/15/23 – AGM Insured
|
1/16 at 100.00
|
AA
|
3,670,110
|
|
76,660
|
Total Pennsylvania
|
80,745,586
|
|||
Puerto Rico – 0.6% (0.4% of Total Investments)
|
|||||
2,500
|
Puerto Rico Electric Power Authority, Power Revenue Bonds, Series 2005RR, 5.000%, 7/01/30
|
7/15 at 100.00
|
AA+ (4)
|
2,610,425
|
|
(Pre-refunded 7/01/15) – SYNCORA GTY Insured
|
|||||
1,550
|
Puerto Rico Municipal Finance Agency, Series 2005C, 5.250%, 8/01/21 – CIFG Insured
|
No Opt. Call
|
AA
|
1,547,396
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A:
|
|||||
14,195
|
0.000%, 8/01/45 – NPFG Insured
|
No Opt. Call
|
AA–
|
1,851,312
|
|
5,900
|
0.000%, 8/01/47 – AMBAC Insured
|
No Opt. Call
|
BBB
|
670,417
|
|
36,550
|
0.000%, 8/01/54 – AMBAC Insured
|
No Opt. Call
|
BBB
|
2,711,279
|
|
60,695
|
Total Puerto Rico
|
9,390,829
|
|||
Rhode Island – 1.0% (0.7% of Total Investments)
|
|||||
2,195
|
Providence Housing Development Corporation, Rhode Island, FHA-Insured Section 8 Assisted
|
1/15 at 100.00
|
AA–
|
2,201,036
|
|
Mortgage Revenue Refunding Bonds, Barbara Jordan Apartments, Series 1994A, 6.750%,
|
|||||
7/01/25 – NPFG Insured
|
|||||
1,405
|
Rhode Island Health & Educational Building Corporation, Higher Education Auxiliary Enterprise
|
9/14 at 100.00
|
A1 (4)
|
1,414,231
|
|
Revenue Bonds, Series 2004A, 5.500%, 9/15/24 (Pre-refunded 9/15/14) – AMBAC Insured
|
|||||
Rhode Island Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed Bonds,
|
|||||
Series 2002A:
|
|||||
250
|
6.125%, 6/01/32
|
No Opt. Call
|
BBB+
|
250,510
|
|
11,595
|
6.250%, 6/01/42
|
No Opt. Call
|
BBB–
|
11,594,420
|
|
15,445
|
Total Rhode Island
|
15,460,197
|
|||
South Carolina – 5.0% (3.4% of Total Investments)
|
|||||
14,650
|
Anderson County School District 5, South Carolina, General Obligation Bonds, Series 2008,
|
No Opt. Call
|
Aa1
|
17,794,768
|
|
Trust 1181, 9.908%, 8/01/15 – AGM Insured (IF)
|
|||||
Medical University Hospital Authority, South Carolina, FHA-Insured Mortgage Revenue Bonds,
|
|||||
Series 2004A:
|
|||||
2,000
|
5.250%, 8/15/22 (Pre-refunded 8/15/14) – NPFG Insured
|
8/14 at 100.00
|
AA– (4)
|
2,003,960
|
|
2,605
|
5.250%, 8/15/23 (Pre-refunded 8/15/14) – NPFG Insured
|
8/14 at 100.00
|
AA– (4)
|
2,610,158
|
|
2,385
|
5.250%, 8/15/25 (Pre-refunded 8/15/14) – NPFG Insured
|
8/14 at 100.00
|
AA– (4)
|
2,389,722
|
|
4,085
|
Saint Peters Parish/Jasper County Public Facilities Corporation, South Carolina, Installment
|
4/21 at 100.00
|
AA
|
4,369,888
|
|
Purchase Revenue Bonds, County Office Building Projects, Series 2011A, 5.250%, 4/01/44 –
|
|||||
AGC Insured
|
|||||
4,100
|
South Carolina JOBS Economic Development Authority, Industrial Revenue Bonds, South Carolina
|
2/23 at 100.00
|
A
|
4,287,985
|
|
Electric and Gas Company, Series 2013, 4.000%, 2/01/28
|
|||||
1,250
|
South Carolina Jobs-Economic Development Authority, Hospital Revenue Bonds, Palmetto Health,
|
8/21 at 100.00
|
AA
|
1,438,338
|
|