s22-10026_8k.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
 
January 11, 2011
  
  Date of Report (Date of earliest event reported)  
 
 
EMCORE CORPORATION
  
  Exact Name of Registrant as Specified in its Charter  
 
New Jersey
  
0-22175
  
22-2746503
State of Incorporation
  
Commission File Number
  
IRS Employer Identification Number
 
 
10420 Research Road, SE, Albuquerque, NM  87123
  
 
Address of principal executive offices, including zip code
  
 
    (505) 332-5000    
   
Registrant's telephone number, including area code
    
  
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 
 
 
 
 
 
Item 3.01
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On January 11, 2011, EMCORE Corporation (the "Company") issued a press release announcing the receipt of a letter from the NASDAQ Stock Market confirming that the Company has regained compliance with NASDAQ Listing Rule 5250(c)(1). A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

ITEM 9.01 Financial Statements and Exhibits.

 (d)           Exhibits

Exhibit
Number
Description
99.1
Press Release, dated January 11, 2011, issued by EMCORE Corporation.
 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
EMCORE CORPORATION
 Dated: January 11, 2011
By: /s/ Hong Hou                                          
 
Name:  Hong Q. Hou, Ph.D.
 
Title:    Chief Executive Officer