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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) NQ | $ 14.49 | 03/05/2009 | A | 4,900 | 03/05/2010(3) | 03/04/2019 | Common Shares | 4,900 | $ 0 (2) | 4,900 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUEMEY JAMES E 518 E. BROAD STREET COLUMBUS, OH 43215 |
Vice President |
James E. Duemey by James A. Yano, attorney in fact pursuant to POA filed with Commission 8-17-07. | 03/09/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes indirect holdings by spouse of 1,840 shares. The reporting person disclaims beneficial ownership of shares held by spouse. Also includes 500 shares jointly owned with spouse. Also includes the following acquisitions: 12.659 shares acquired in December 2008 under State Auto Financial CAP Reinvestment; and 10.771 shares acquired in December 2008 under the STFC Employee Stock Purchase Plan. |
(2) | Field should be left blank, but due to a software defect, requires imput. |
(3) | The options vest in three equal annual installments beginnning on March 5, 2010. |
(4) | Transaction reflects an annual stock bonus award made to the reporting person and to all full time employees of the Issuer. |