UNITED STATES |
OMB APPROVAL |
|||||||||
SECURITIES AND EXCHANGE COMMISSION |
OMB Number 3235-0101 |
|||||||||
FORM 144 |
SEC USE ONLY |
|||||||||
|
DOCUMENT SEQUENCE NO. |
|||||||||
|
CUSIP NUMBER |
|||||||||
1 (a) NAME OF ISSUER (Please type or print) |
(b)
IRS IDENT. NO. |
(c) S.E.C. FILE NO. |
WORK LOCATION |
|||||||
1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE |
(e) TELEPHONE NO. |
|||||||||
|
AREA CODE |
NUMBER |
||||||||
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES |
(b) SOCIAL SECURITY NO . |
(c) RELATIONSHIP TO ISSUER |
(d) ADDRESS STREET CITY STATE ZIP CODE |
INSTRUCTION: The person filing this notice should contact the issuer to obtain the IRS. Identification Number and the S.E.C. File Number.
3 (a) |
(b) |
SEC USE ONLY |
(c) |
(d) |
(e) |
(f) |
(g) |
Title of the |
|
|
Number of Shares |
Aggregate |
Number of Shares |
Approximate |
Name of Each |
Common Stock |
Mellon Human Resources & Investor Solutions |
18,000 |
$985,140.00 |
172,697,776 |
11/15/04 |
New York Stock Exchange |
|
|
|||||||
|
INSTRUCTIONS:
1. (a) Name of issuer 2. (a) Name of person for whose account the securities are to be sold |
3. (a) Title of the class of securities to be sold |
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number. SEC 1147 (01-04)
TABLE I ¾
SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of |
Date You |
Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Amount of |
Date of |
Nature of Payment |
Common Stock |
3/22/96 |
Awarded pursuant to Issuer's 1995 Executive Equity Incentive Plan |
Federated Department Stores, Inc. |
18,000 |
11/15/04 |
(1) |
INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
TABLE II ¾
SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
|
|
|
Amount of |
|
|
REMARKS:
(1) Securities are to be acquired pursuant to an exercise of stock options awarded at an exercise price of $33.125 which price will be netted out of the proceeds received upon
sale of all such stock.
(2) The filing of this Form 144 shall not be construed as an admission that the undersigned is an Affiliate of the Issuer.
INSTRUCTIONS: |
ATTENTION: |
11/15/2004 |
/s/Padma
Tatta Cariappa (2) |
The notice shall be signed by the person for whose account the securities are to be sold. At lease one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001). |
SEC 1147 (01-04)