UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (2) | Â (3) | Common Stock | 108,138 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VOLLANDS PHILLIP T 9320 LAKESIDE BOULEVARD SUITE 100 THE WOODLANDS, TX 77381 |
 |  |  Vice President and President |  |
By: Jennifer F. Wilson For: Phillip T. Vollands | 02/21/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The 5,944 share difference reflects additional shares held by the reported officer as result of an incorrect tax withholding calculation. |
(2) | 41,666 shares were inadvertently omitted from the Form 3 filed 07/10/2017, and were also omitted from one Form 4 filed by the reporting person after his original Form 3 was filed. The 41,666 shares are an aggregate of the unvested portion of two outstanding awards. (1) A grant of 25,641 restricted stock units vest in increments of 50% of the shares on the second anniversary of the date of grant and 50% of the shares on the fourth anniversary of the date of grant - 12,821 shares will vest 05/18/2019 and 12,820 shares will vest 05/18/2021. (2) A grant of 16,025 restricted stock units vest in increments of one-third of the shares each year - 5,342 shares will vest 06/01/2018, 5,342 will vest 06/01/2019 and 5,341 shares will vest 06/01/2020. |
(3) | 25,641 restricted stock units vest in increments of half of the shares on May 18 every two years and 16,025 restricted stock units vest in increments of one-third on June 1 of each year. |