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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) - NQ | $ 49.91 | 12/15/2006 | G(3) | V | 450,733 | (4) | 11/30/2011 | Common Stock | 450,733 | $ 0 | 0 | D | |||
Employee Stock Option (right to buy) - NQ | $ 52.26 | 12/15/2006 | G(3) | V | 450,763 | (4) | 11/30/2011 | Common Stock | 450,763 | $ 0 | 0 | D | |||
Employee Stock Option (right to buy) - NQ | $ 50.285 | 12/15/2006 | G(3) | V | 299,337 | (4) | 11/30/2011 | Common Stock | 299,337 | $ 0 | 0 | D | |||
Employee Stock Option (right to buy) - NQ | $ 49.91 | 12/15/2006 | G(5) | V | 450,733 | (4) | 11/30/2011 | Common Stock | 450,733 | $ 0 | 450,733 (5) | I | Family Limited Partnership | ||
Employee Stock Option (right to buy) - NQ | $ 52.26 | 12/15/2006 | G(5) | V | 450,763 | (4) | 11/30/2011 | Common Stock | 450,763 | $ 0 | 450,763 (5) | I | Family Limited Partnership | ||
Employee Stock Option (right to buy) - NQ | $ 50.285 | 12/15/2006 | G(5) | V | 299,337 | (4) | 11/30/2011 | Common Stock | 299,337 | $ 0 | 299,337 (5) | I | Family Limited Partnership | ||
Employee Stock Option (right to buy) - NQ | $ 49.91 | 12/31/2006 | J(6) | 450,733 | (4) | 11/30/2011 | Common Stock | 450,733 | $ 0 | 0 (6) | I | Family Limited Partnership | |||
Employee Stock Option (right to buy) - NQ | $ 52.26 | 12/31/2006 | J(6) | 450,763 | (4) | 11/30/2011 | Common Stock | 450,763 | $ 0 | 0 (6) | I | Family Limited Partnership | |||
Employee Stock Option (right to buy) - NQ | $ 50.285 | 12/31/2006 | J(6) | 299,337 | (4) | 11/30/2011 | Common Stock | 299,337 | $ 0 | 0 (6) | I | Family Limited Partnership | |||
Employee Stock Option (right to buy) - NQ | (7) | 12/31/2006 | J(7) | 298,010 | (4) | 11/30/2011 | Common Stock | 298,010 | $ 0 | 0 (7) | I | Family Limited Partnership | |||
Phantom Stock Units | (8) | (9) | (9) | Common Stock | (9) | 3,040 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STOKES PATRICK T ONE BUSCH PLACE ST. LOUIS, MO 63118-1852 |
X |
Laura H. Reeves, Attorney-in-Fact for Patrick T. Stokes | 01/03/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person disclaims beneficial ownership of these shares held in the Stokes Charitable Remainder Unitrust, except to the extent of his and his wife's pecuniary interest therein. |
(2) | Reporting person transferred his revocable trust limited partnership interest in his Family Limited Partnership to a Family Trust on December 31, 2006 at a value of $5,923,573. Beneficial ownership of these shares is disclaimed except to the extent of his and his spouse's pecuniary interest therein. |
(3) | Transfer of options to Family Limited Partnership. |
(4) | Options became exercisable over a three year period commencing one year following the date of the grant. |
(5) | Acquisition by Family Limited Partnership of options transferred by reporting person. Beneficial ownership of these shares is disclaimed. |
(6) | Indirect sale of options to Family Trust by reporting person of his revocable trust's limited partnership interest in the Family Limited Partnership at a value of $5,923,573. |
(7) | Represents options previously transferred by reporting person to the Family Limited Partnership. These options were also indirectly sold to the Family Trust (see Footnote 6). |
(8) | Each phantom share represents the value of one actual share of Common Stock. |
(9) | Represents reporting person's interest in phantom shares of Anheuser-Busch Companies, Inc. resulting from participation in the Anheuser-Busch 401(k) Restoration Plan. Phantom shares have no exercise feature nor any expiration date. |