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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock options to Buy | $ 43.67 | 04/01/2017 | A(1) | 101,380 | (8) | 04/01/2027 | Ordinary Shares, par value EUR 0.01 per share | 101,380 | $ 0 | 101,380 (8) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sullivan Martha N. C/O SENSATA TECHNOLOGIES, INC. 529 PLEASANT STREET ATTLEBORO, MA 02703 |
X | President and CEO |
/s/ Michael Richards by power of attorney | 04/04/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted pursuant to Sensata Technologies Holding N.V. 2010 Equity Incentive Plan. |
(2) | Consists of unvested restricted securities granted to the reporting person on April 1, 2017. The restricted securities include 14,427 restricted securities that will vest on April 1, 2020 based on the reporting person's continued employment, and 60,110 restricted securities that will vest on April 1, 2020 based on the issuer's satisfaction of certain performance criteria. |
(3) | Includes 206,501 unvested restricted securities, of which 167,503 securities are subject to performance conditions. |
(4) | Represents the portion of the reporting person's performance-based restricted securities granted in 2014 that were forfeited based on certain performance criteria not being met. |
(5) | Includes 205,567 unvested restricted securities, of which 166,569 securities are subject to performance conditions. |
(6) | Represents shares withheld to cover taxes due by the reporting person upon vesting of certain restricted security awards. |
(7) | Includes 181,009 unvested restricted securities, of which 142,011 securities are subject to performance conditions. |
(8) | The option is exercisable over four years at 25% per year, beginning on the first anniversary date of April 1, 2018. |