UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21832
NAME OF REGISTRANT: Eaton Vance Tax-Managed Diversified
Equity Income Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2008 - 06/30/2009
Eaton Vance Tax-Managed Diversified Equity Income Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933025985
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. Shr For Against
04 STOCKHOLDER PROPOSAL ON THE VESTING OF STOCK Shr For Against
OPTIONS AND AWARDS.
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ABB LTD Agenda Number: 701786937
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 05-May-2009
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No Action
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Registration No Action
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No Action
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
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ABB LTD Agenda Number: 701903684
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 05-May-2009
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No Action
ID 559593 DUE TO CHANGE IN VOTING STATUS OF
RESOLUTION 1. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL NEED
TO REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No Action
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No Action
MEETING NOTICE SENT UNDER MEETING 525721, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
IF YOUR SHARES ARE HELD BY SEB SWEDEN, PLEASE Non-Voting No Action
BE ADVISED THAT THERE IS A SPECIAL PROCEDURE
THAT WILL APPLY TO THIS MEETING. SEB SWEDEN
WILL REGISTER YOUR SHARES BUT WILL NOT ATTEND
THE MEETING ON BEHALF OF YOU. YOU ARE REQUIRED
TO ATTEND OR SEND A REPRESENTATIVE TO THE MEETING.
YOU CAN CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR MORE DETAILS. THANK YOU.
1. Receive the annual report and consolidated financial Non-Voting No Action
statements, annual financial statements and
the Auditors' reports
2.1 Approve the annual report, the consolidated Mgmt No Action
financial statements, and the annual financial
statements for 2008
2.2 Receive the remuneration report [as per pages Mgmt No Action
49 55 of the annual report]
3. Grant discharge to the Board of Directors and Mgmt No Action
the Management
4. Approve to release CHF 650,000,000 of the legal Mgmt No Action
reserves and allocate those released reserves
to other reserves and to carry forward the
available earnings in the amount of CHF 2,555,479,132
5. Approve to renew ABB Ltd s authorized share Mgmt No Action
capital in an amount not to exceed CHF 404,000,000,
enabling the issuance of up to 200,000,000
ABB Ltd shares with a nominal value of CHF
2.02, each by not later than 05 MAY 2011, by
amending the Articles of Incorporation with
a new Article 4ter
6. Approve: to reduce the share capital of CHF Mgmt No Action
4,692,041,526.70 by CHF 1,114,940,560.80 to
CHF 3,577,100,965.90 by way of reducing the
nominal value of the registered shares from
CHF 2.02 by CHF 0.48 to CHF 1.54 and to use
the nominal value reduction amount for repayment
to the shareholders; b) to confirm as a result
of the report of the auditors, that the claims
of the creditors are fully covered notwithstanding
the capital reduction; c) to amend Article
4 Paragraph1 of the Articles of Incorporation
according to the specified words as per the
date of the entry of the capital reduction
in the commercial register Article 4 Paragraph
1; the share capital of the Company is CHF
3,577,100,965.90 and is divided into 2,322,792,835
fully paid registered shares; each share has
a par value of CHF 1.54; and d) to amend Article
4bis Paragraphs.1 and 4, and Article 4ter Paragraph
1 of the Articles of Incorporation, correspondingly
reflecting the reduced nominal value of the
registered shares from CHF 2.02 by CHF 0.48
to CHF 1.54, as per the date of the entry of
the capital reduction in the commercial register
7. Approve to modify the By-laws according to the Mgmt No Action
reduction of the share capital
8.1 Elect Mr. Hubertus Von Gruenberg as a Member Mgmt No Action
of the Board of Directors
8.2 Elect Mr. Roger Agnelli as a Member of the Board Mgmt No Action
of Directors
8.3 Elect Mr. Louis R. Hughes as a Member of the Mgmt No Action
Board of Directors
8.4 Elect Mr. Hans Ulrich Maerki as a Member of Mgmt No Action
the Board of Directors
8.5 Elect Mr. Michel de Rosen as a Member of the Mgmt No Action
Board of Directors
8.6 Elect Mr. Michael Treschow as a Member of the Mgmt No Action
Board of Directors
8.7 Elect Mr. Bernd W. Voss as a Member of the Board Mgmt No Action
of Directors
8.8 Elect Mr. Jacob Wallenberg as a Member of the Mgmt No Action
Board of Directors
9. Elect Ernst & Young AG as the Auditors for FY Mgmt No Action
2009
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ABBOTT LABORATORIES Agenda Number: 933012293
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 24-Apr-2009
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
W.M. DALEY Mgmt For For
W.J. FARRELL Mgmt For For
H.L. FULLER Mgmt For For
W.A. OSBORN Mgmt For For
D.A.L. OWEN Mgmt For For
W.A. REYNOLDS Mgmt For For
R.S. ROBERTS Mgmt For For
S.C. SCOTT III Mgmt For For
W.D. SMITHBURG Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
02 APPROVAL OF THE ABBOTT LABORATORIES 2009 INCENTIVE Mgmt For For
STOCK PROGRAM
03 APPROVAL OF THE ABBOTT LABORATORIES 2009 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN FOR NON-U.S. EMPLOYEES
04 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
05 SHAREHOLDER PROPOSAL - ANIMAL TESTING Shr Against For
06 SHAREHOLDER PROPOSAL - HEALTH CARE PRINCIPLES Shr Against For
07 SHAREHOLDER PROPOSAL - ADVISORY VOTE Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE LTD Agenda Number: 932988554
--------------------------------------------------------------------------------------------------------------------------
Security: G1150G111
Meeting Type: Annual
Meeting Date: 12-Feb-2009
Ticker: ACN
ISIN: BMG1150G1116
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES Mgmt For For
H. GIANCARLO
1B RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA Mgmt For For
DUBLON
1C RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM Mgmt For For
D. GREEN
1D RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI Mgmt For For
IDEI
1E RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE Mgmt For For
MAGNER
2 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Mgmt For For
FOR THE 2009 FISCAL YEAR AND AUTHORIZATION
OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP'S REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933057944
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
1B ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
1C ELECTION OF DIRECTOR: BRUCE L. CROCKETT Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS J. NEFF Mgmt For For
2A APPROVAL OF THE ANNUAL REPORT Mgmt For For
2B APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Mgmt For For
OF ACE LIMITED
2C APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
03 ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
04 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
05 AMENDMENT OF ARTICLES OF ASSOCIATION RELATING Mgmt For For
TO SPECIAL AUDITOR
6A ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) Mgmt For For
AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
6B RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS
LLP
6C ELECTION OF BDO VISURA (ZURICH) AS SPECIAL AUDITING Mgmt For For
FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL
MEETING
07 APPROVAL OF THE PAYMENT OF A DIVIDEND IN THE Mgmt For For
FORM OF A DISTRIBUTION THROUGH A REDUCTION
OF THE PAR VALUE OF OUR SHARES
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 701857015
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 29-Apr-2009
Ticker:
ISIN: DE0008404005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK
YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. Presentation of the approved Annual Financial Non-Voting No vote
Statements and the approved Consolidated Financial
Statements as of and for the fiscal year ended
December 31, 2008, and of the Management Reports
for Allianz SE and for the Group, the Explanatory
Report on the information pursuant to paragraph
289 (4), paragraph 315 (4) of the German Commercial
Code (Handelsgesetzbuch) as well as the Report
of the Supervisory Board for the fiscal year
2008
2. Appropriation of net earnings Mgmt For For
3. Approval of the actions of the members of the Mgmt For For
Management Board
4. Approval of the actions of the members of the Mgmt For For
Supervisory Board
5. By-election to the Supervisory Board Mgmt For For
6. Authorization to acquire treasury shares for Mgmt For For
trading purposes
7. Authorization to acquire and utilize treasury Mgmt For For
shares for other purposes
8. Authorization to use derivatives in connection Mgmt For For
with the acquisition of treasury shares pursuant
to Paragraph 71 (1) no. 8 of the German Stock
Corporation Act (Aktiengesetz)
9. Amendment to the Statutes in accordance with Mgmt For For
Paragraph 67 German Stock Corporation Act (Aktiengesetz)
10.A Other amendments to the Statutes: Cancellation Mgmt For For
of provisions regarding the first Supervisory
Board
10.B Other amendments to the Statutes: Anticipatory Mgmt For For
resolutions on the planned Law on the Implementation
of the Shareholder Rights Directive (Gesetz
zur Umsetzung der Aktionaersrechterichtlinie)
11. Approval of control and profit transfer agreement Mgmt For For
between Allianz SE and Allianz Shared Infrastructure
Services SE
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting No vote
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
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AMGEN INC. Agenda Number: 933015946
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL Mgmt For For
1D ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK Mgmt For For
1G ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For For
1H ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1I ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1J ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN Mgmt For For
(RETIRED)
1K ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER Mgmt For For
1L ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2009.
03 TO APPROVE THE PROPOSED 2009 EQUITY INCENTIVE Mgmt For For
PLAN, WHICH AUTHORIZES THE ISSUANCE OF 100,000,000
SHARES.
04 TO APPROVE THE PROPOSED AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED, WHICH
REDUCES THE SIXTY-SIX AND TWO-THIRDS PERCENT
(66-2/3%) VOTING REQUIREMENT TO A SIMPLE MAJORITY
VOTING REQUIREMENT FOR APPROVAL OF CERTAIN
BUSINESS COMBINATIONS.
5A STOCKHOLDER PROPOSAL #1 (AMEND OUR BYLAWS TO Shr For Against
PERMIT 10 PERCENT OF OUR OUTSTANDING COMMON
STOCK THE ABILITY TO CALL SPECIAL MEETINGS.)
5B STOCKHOLDER PROPOSAL #2 (CHANGE OUR JURISDICTION Shr Against For
OF INCORPORATION FROM DELAWARE TO NORTH DAKOTA.)
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933038374
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT J. ALLISON, JR. Mgmt For For
1B ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1C ELECTION OF DIRECTOR: JOHN W. PODUSKA, SR. Mgmt Against Against
1D ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS.
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION, AS AMENDED.
04 STOCKHOLDER PROPOSAL - AMENDMENT TO NON-DISCRIMINATION Shr Against For
POLICY.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERN PLC Agenda Number: 701847204
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 15-Apr-2009
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the report and accounts Mgmt For For
2. Re-elect Mr. David Challen Mgmt For For
3. Re-elect Mr. Chris Fay Mgmt For For
4. Re-elect Sir Rob Margetts Mgmt For For
5. Re-elect Sir Mark Moody Stuart Mgmt For For
6. Re-elect Mr. Fred Phaswana Mgmt For For
7. Re-elect Mr. Mamphela Ramphele Mgmt For For
8. Re-elect Mr. Peter Woicke Mgmt For For
9. Re-appoint Deloitte LLP as the Auditors Mgmt For For
10. Authorize the Directors to determine the Auditors Mgmt For For
remuneration
11. Approve the remuneration report Mgmt For For
12. Authorize the Directors to allot shares Mgmt For For
S.13 Approve to disapply pre emption rights Mgmt For For
S.14 Grant authority to the purchase of own shares Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR'S NAME. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 932989760
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 25-Feb-2009
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
A.D. LEVINSON, PH.D. Mgmt For For
ERIC E. SCHMIDT, PH.D. Mgmt For For
JEROME B. YORK Mgmt For For
02 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES REPORT, IF PROPERLY PRESENTED
AT THE MEETING.
03 SHAREHOLDER PROPOSAL REGARDING ADOPTION OF PRINCIPLES Shr Against For
FOR HEALTH CARE REFORM, IF PROPERLY PRESENTED
AT THE MEETING.
04 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
05 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr For Against
ON COMPENSATION, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA LUXEMBOURG Agenda Number: 701899671
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D129
Meeting Type: AGM
Meeting Date: 12-May-2009
Ticker:
ISIN: LU0323134006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Presentation of the Management report of the Non-Voting No Action
Board of Directors and the reports of the Independent
Company Auditor on the annual accounts of the
parent Company drawn up in accordance with
the laws and regulations of the Grand-Duchy
of Luxembourg [the "Parent Company Annual Accounts"]
and the consolidated financial statements of
the Arcelor Mittal group drawn up in accordance
with the International Financial Reporting
Standards as adopted in the European Union
[the "Consolidated Financial Statements"] for
the FY 2008
1. Receive the Management report of the Board of Mgmt No Action
Directors and the report of the Independent
Company Auditor, approves the consolidated
financial statements for the FY 2008 in their
entirety, with a resulting consolidated net
income of EUR 10,439 millions
2. Receive the management report of the Board of Mgmt No Action
Directors and the report of the Independent
Company Auditor, approves the Parent Company
Annual Accounts for the FY 2008 in their entirety,
with a resulting profit for Arcelor Mittal
as Parent Company of the Arcelor Mittal group
of EUR 19,093,961,939 [established in accordance
with the laws and regulations of the Grand-Duchy
of Luxembourg, as compared to the consolidated
net income of EUR 10,439 millions established
in accordance with International Financial
Reporting Standards as adopted in the European
Union, the subject of the first resolution]
3. Acknowledge the results to be allocated and Mgmt No Action
distributed amount to EUR 28,134,244,719, from
which EUR 105,278,200 must be allocated to
the legal reserve and EUR 395,657,429 must
be allocated to the reserve for shares held
in treasury
4. Approve to allocate the results of the Company Mgmt No Action
based on the Parent Company Annual Accounts
for the FY 2008 as specified, dividends are
paid in equal quarterly installments of EUR
0.1875 [gross] per share, a first installment
of dividend of EUR 0.1875 [gross] per share
has been paid on 16 MAR 2009
5. Approve to set the amount of annual Directors Mgmt No Action
compensation and attendance fees to be allocated
to the Members of the Board of Directors at
USD 2,870,634
6. Grant discharge to the Directors for FY 2008 Mgmt No Action
7. Acknowledge the end of mandate for Messrs. Michel Mgmt No Action
Marti; Sergio Silva de Freitas; Wilbur L.
Ross; Narayanan Vaghul; Francois Pinault; and
Jean-Pierre Hansen
8. Re-elect Mr. Narayanan Vaghul, residing at 63 Mgmt No Action
First Main Road Flat no. 3, R A Puram, Chennai,
India, for a three-year mandate, in accordance
with Article 8.3 of the Company's Articles
of Association, which mandate shall terminate
on the date of the general meeting of shareholders
to be held in 2012
9. Re-elect Mr. Wilbur L. Ross, residing at 328 Mgmt No Action
El Vedado Road, Palm Beach, Florida 33480-
4736, United States of America, for a three-year
mandate, in accordance with Article 8.3 of
the Company's Articles of Association, which
mandate shall terminate on the date of the
general meeting of shareholders to be held
in 2012
10. Re-elect Mr. Francois Pinault, residing at 48, Mgmt No Action
rue de Bourgogne, 75007 Paris, France, for
a three-year mandate, in accordance with Article
8.3 of the Company's Articles of Association,
which mandate shall terminate on the date of
the general meeting of shareholders to be held
in 2012
11. Approve to cancel with effect as of this General Mgmt No Action
Meeting the authorization granted to the Board
of Directors by the general meeting of shareholders
held on 13 MAY 2008 with respect to the share
buy-back programme and decides to authorize,
effective immediately after this General Meeting,
the Board of Directors of the Company, with
option to delegate, and the corporate bodies
of the other companies in the Arcelor Mittal
group referred to in Article 49bis of the Luxembourg
law of 10 AUG 1915 on commercial companies,
as amended [the "Law"], to acquire and sell
shares in the Company in accordance with the
Law and for all purposes authorized or which
may come to be authorized by the laws and regulations
in force, including but not limited to entering
into off-market and over-the-counter transactions
and to acquire shares in the Company through
derivative financial instruments. Euro next
markets of Amsterdam, Paris, and Brussels -
Luxembourg Stock Exchange - Spanish stock exchanges
of Barcelona, Bilbao, Madrid and Valencia In
accordance with the laws transposing Directive
2003/6/EC of 28 January 2003 and EC Regulation
2273/2003 of 22 December 2003, acquisitions,
disposals, exchanges, contributions and transfers
of shares may be carried out by all means,
on or off the market, including by a public
offer to buy back shares or by the use of derivatives
or option strategies. The fraction of the capital
acquired or transferred in the form of a block
of shares may amount to the entire program.
Such transactions may be carried out at any
time, including during a tender offer period,
in accordance with applicable laws and regulations.
New York Stock Exchange Any share buy-backs
on the New York Stock Exchange should be performed
in compliance with Section 10[b] of the Securities
Exchange Act of 1934, as amended [the "Exchange
Act"], Rule 10b-5 promulgated there under,
and Section 9[a][2] of the Exchange Act. The
authorization is valid for a period of eighteen
[18] months or until the date of its renewal
by a resolution of the general meeting of shareholders
if such renewal date is prior to such period.
The maximum number of shares that can be acquired
is the maximum allowed by the Law in such a
manner that the accounting par value of the
Company's shares held by the Company [or other
ArcelorMittal group companies referred to in
Article 49bis of the Law] may not in any event
exceed 10% of its subscribed share capital.
The purchase price per share to be paid in
cash shall not represent more than 125% of
the trading price of the shares on the New
York Stock Exchange and on the Euro next European
markets on which the Company is listed, the
Luxembourg Stock Exchange or the Spanish stock
exchanges of Barcelona, Bilbo, Madrid and Valencia,
depending on the market on which the purchases
are made, and no less than one Euro. For off-market
transactions, the maximum purchase price shall
be 125% of the price on the Euro next European
markets where the Company is listed. The reference
price will be deemed to be the average of the
final listing prices per share on the relevant
stock exchange during 30 consecutive days on
which the relevant stock exchange is open for
trading preceding the three trading days prior
to the date of purchase. In the event of a
share capital increase by incorporation of
reserves or issue premiums and the free allotment
of shares as well as in the event of the division
or regrouping of the shares, the purchase prices
indicated above shall be adjusted by a coefficient
multiple equal to the ratio between the number
of shares comprising the share capital prior
to the transaction and such number following
the transaction. The total amount allocated
for the Company's share repurchase program
may not in any event exceed the amount of the
Company's then available equity. All powers
are granted to the Board of Directors, with
the power to delegate powers, in view of ensuring
the performance of this authorization
12. Appoint Deloitte S.A., with registered office Mgmt No Action
at 560, rue de Neudorf, L-2220 Luxembourg,
G.D. Luxembourg, as independent Company Auditor
for the purposes of an Independent Audit of
the Parent Company Annual Accounts and the
Consolidated Financial Statements for the financial
year 2009
13. Authorize the Board of Directors to: [a] implement Mgmt No Action
the payment of bonuses in relation to financial
years 2008 and 2009 to eligible employees of
the Company partly in shares of the Company
[up to 40%], with the balance to be paid in
cash, provided that the maximum number of shares
allocated to employees in connection therewith
shall not exceed five million [5,000,000] shares
in total, which may either be newly issued
shares or shares held in treasury; and [b]
do or cause to be done all such further acts
and things as the Board of Directors may determine
to be necessary or advisable in order to implement
the content and purpose of this resolution.
The General Meeting further acknowledges that
the maximum total number of five million [5,000,000]
shares for this purpose represents less than
zero point four per cent [0.4 %] of the Company's
current issued share capital
14. Approve the Long-Term Incentive Plan 2009-2018 Mgmt No Action
which will cover the period from and including
financial year 2009 to and including financial
year 2018 [the "LTIP"], a copy of which is
available to shareholders on request from the
Company's Investor Relations department whose
contact details are provided at the end of
this convening notice; [b] delegate to the
Board of Directors the power to issue share
options or other equity-based awards and incentives
to all eligible employees under the LTIP for
a number of Company's shares not exceeding
eight million five hundred thousand [8,500,000]
options on fully paid-up shares, which may
either be newly issued shares or shares held
in treasury, during the period from this General
Meeting until the general meeting of shareholders
to be held in 2010 [defined as the "Cap"],
provided, that the share options will be issued
at an exercise price that shall not be less
than the average of the highest and the lowest
trading price on the New York Stock Exchange
on the day immediately prior to the grant date,
which date shall be decided by the Board of
Directors and shall be within the respective
periods specified in the LTIP; [c] delegate
to the Board of Directors the power to decide
and implement any increase in the Cap by the
additional number necessary to preserve the
rights of the option holders in the event of
a transaction impacting the Company's share
capital; and [d] do or cause to be done all
such further acts and things as the Board of
Directors may determine to be necessary or
advisable in order to implement the content
and purpose of this resolution; the General
Meeting further acknowledges that the Cap represents
less than zero point six per cent [0.6%] of
the Company's current issued share capital
on a diluted basis
15. Authorize the Board of Director to decide the Mgmt No Action
implementation of Employee Share Purchase Plan
2009 reserved for all or part of the employees
of all or part of the Companies comprised within
the scope of consolidation of consolidated
financial statements for a maximum number of
two million five hundred thousand share; and
for the purposes of the implementation of ESPP
2009, issue new shares within the limits of
the authorized share capital and /or deliver
treasury shares up to a maximum of 2 million
five hundred thousand fully paid-up shares
during the period from this general meeting
to the general meeting of shareholders to be
held in 2010; and do or cause to be done all
such further acts and things as the Board of
Directors may determine to be necessary or
advisable in order to implement the content
and purpose of this resolution; general meeting
further acknowledges that the maximum total
number of two million five hundred thousand
shares of the Company as indicated above for
the implementation of the ESPP 2009 represent
less than zero point two percent of the Company's
current issued share capital on a diluted basis
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA LUXEMBOURG Agenda Number: 701899354
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D129
Meeting Type: EGM
Meeting Date: 12-May-2009
Ticker:
ISIN: LU0323134006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the decision to (i) renew for a 5-year Mgmt No Action
period the authorized share capital of EUR
7,082,460,000 represented by 1,617,000,000
shares without nominal value, compared to the
Company's issued share capital of EUR 6,345,859,399.86
represented by 1,448,826,347 shares without
nominal value, representing a potential maximum
increase in the Company's issued share capital
of 168,173,653 new shares, and (ii) authorize
the Board of Directors of the Company to issue,
within the limit of such authorized share capital,
new shares for various types of transactions
and to amend Article 5.5 of the Articles of
Association of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No Action
OF CONSERVATIVE CUT-OFF DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA LUXEMBOURG Agenda Number: 701962474
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D129
Meeting Type: EGM
Meeting Date: 17-Jun-2009
Ticker:
ISIN: LU0323134006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the decision to (i) renew for a 5-year Mgmt No Action
period the authorized share capital of EUR
7,082,460,000 represented by 1,617,000,000
shares without nominal value, compared to the
Company's issued share capital of EUR 6,345,859,399.86
represented by 1,448,826,347 shares without
nominal value, representing a potential maximum
increase in the Company's issued share capital
of 168,173,653 new shares, and (ii) authorize
the Board of Directors of the Company to issue,
within the limit of such authorized share capital,
new shares for various types of transactions
and to amend Article 5.5 of the Articles of
Association of the Company
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 933001694
--------------------------------------------------------------------------------------------------------------------------
Security: N07059186
Meeting Type: Annual
Meeting Date: 26-Mar-2009
Ticker: ASML
ISIN: USN070591862
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
03 DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION Mgmt No vote
OF THE FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ("FY") 2008, AS PREPARED IN ACCORDANCE
WITH DUTCH LAW.
04 DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT Mgmt No vote
("BOM") FROM LIABILITY FOR THEIR RESPONSIBILITIES
IN THE FY 2008.
05 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt No vote
BOARD ("SB") FROM LIABILITY FOR THEIR RESPONSIBILITIES
IN THE FY 2008.
07 PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER Mgmt No vote
ORDINARY SHARE OF EUR 0.09.
8A APPROVAL OF THE NUMBER OF PERFORMANCE STOCK Mgmt No vote
FOR THE BOM AND AUTHORIZATION OF THE BOM TO
ISSUE THE PERFORMANCE STOCK.
8B APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON Mgmt No vote
STOCK FOR THE BOM AND AUTHORIZATION OF THE
BOM TO ISSUE THE SIGN-ON STOCK.
9A APPROVAL OF THE NUMBER OF PERFORMANCE STOCK Mgmt No vote
OPTIONS FOR THE BOM AND AUTHORIZATION OF THE
BOM TO ISSUE THE PERFORMANCE STOCK OPTIONS.
9B APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON Mgmt No vote
STOCK OPTIONS FOR THE BOM AND AUTHORIZATION
OF THE BOM TO ISSUE THE SIGN-ON STOCK OPTIONS.
9C APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY Mgmt No vote
STOCK, AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION
OF THE BOM TO ISSUE THE STOCK OPTIONS OR STOCK.
11A NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN Mgmt No vote
DEN BURG AS MEMBER OF THE SB EFFECTIVE MARCH
26, 2009.
11B NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS Mgmt No vote
AS MEMBER OF THE SB EFFECTIVE MARCH 26, 2009.
11C NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN Mgmt No vote
AS MEMBER OF THE SB EFFECTIVE MARCH 26, 2009.
11D NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN Mgmt No vote
DER MEER MOHR AS MEMBER OF THE SB EFFECTIVE
MARCH 26, 2009.
11E NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART Mgmt No vote
AS MEMBER OF THE SB EFFECTIVE MARCH 26, 2009.
12A PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt No vote
18 MONTHS FROM MARCH 26, 2009, TO ISSUE (RIGHTS
TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF
THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARE
CAPITAL AT THE TIME OF THE AUTHORIZATION.
12B PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt No vote
18 MONTHS FROM MARCH 26, 2009 TO RESTRICT OR
EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS IN CONNECTION WITH ITEM 12A.
12C PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt No vote
18 MONTHS FROM MARCH 26, 2009, TO ISSUE (RIGHTS
TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF
THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED
SHARE CAPITAL AT THE TIME OF THE AUTHORIZATION,
WHICH 5% CAN ONLY BE USED IN CONNECTION WITH
OR ON THE OCCASION OF MERGERS AND/OR ACQUISITIONS.
12D PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt No vote
18 MONTHS FROM MARCH 26, 2009, TO RESTRICT
OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING
TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C.
13 PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt No vote
18 MONTHS FROM MARCH 26, 2009 TO ACQUIRE ORDINARY
SHARES IN THE COMPANY'S SHARE CAPITAL.
14 CANCELLATION OF ORDINARY SHARES. Mgmt No vote
15 CANCELLATION OF ADDITIONAL ORDINARY SHARES. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 933007975
--------------------------------------------------------------------------------------------------------------------------
Security: N07059186
Meeting Type: Annual
Meeting Date: 26-Mar-2009
Ticker: ASML
ISIN: USN070591862
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
03 DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION Mgmt For For
OF THE FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ("FY") 2008, AS PREPARED IN ACCORDANCE
WITH DUTCH LAW.
04 DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT Mgmt For For
("BOM") FROM LIABILITY FOR THEIR RESPONSIBILITIES
IN THE FY 2008.
05 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD ("SB") FROM LIABILITY FOR THEIR RESPONSIBILITIES
IN THE FY 2008.
07 PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER Mgmt For For
ORDINARY SHARE OF EUR 0.09.
8A APPROVAL OF THE NUMBER OF PERFORMANCE STOCK Mgmt For For
FOR THE BOM AND AUTHORIZATION OF THE BOM TO
ISSUE THE PERFORMANCE STOCK.
8B APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON Mgmt Against Against
STOCK FOR THE BOM AND AUTHORIZATION OF THE
BOM TO ISSUE THE SIGN-ON STOCK.
9A APPROVAL OF THE NUMBER OF PERFORMANCE STOCK Mgmt For For
OPTIONS FOR THE BOM AND AUTHORIZATION OF THE
BOM TO ISSUE THE PERFORMANCE STOCK OPTIONS.
9B APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON Mgmt For For
STOCK OPTIONS FOR THE BOM AND AUTHORIZATION
OF THE BOM TO ISSUE THE SIGN-ON STOCK OPTIONS.
9C APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY Mgmt For For
STOCK, AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION
OF THE BOM TO ISSUE THE STOCK OPTIONS OR STOCK.
11A NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN Mgmt For For
DEN BURG AS MEMBER OF THE SB EFFECTIVE MARCH
26, 2009.
11B NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS Mgmt For For
AS MEMBER OF THE SB EFFECTIVE MARCH 26, 2009.
11C NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN Mgmt For For
AS MEMBER OF THE SB EFFECTIVE MARCH 26, 2009.
11D NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN Mgmt For For
DER MEER MOHR AS MEMBER OF THE SB EFFECTIVE
MARCH 26, 2009.
11E NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART Mgmt For For
AS MEMBER OF THE SB EFFECTIVE MARCH 26, 2009.
12A PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt For For
18 MONTHS FROM MARCH 26, 2009, TO ISSUE (RIGHTS
TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF
THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARE
CAPITAL AT THE TIME OF THE AUTHORIZATION.
12B PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt For For
18 MONTHS FROM MARCH 26, 2009 TO RESTRICT OR
EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS IN CONNECTION WITH ITEM 12A.
12C PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt For For
18 MONTHS FROM MARCH 26, 2009, TO ISSUE (RIGHTS
TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF
THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED
SHARE CAPITAL AT THE TIME OF THE AUTHORIZATION,
WHICH 5% CAN ONLY BE USED IN CONNECTION WITH
OR ON THE OCCASION OF MERGERS AND/OR ACQUISITIONS.
12D PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt For For
18 MONTHS FROM MARCH 26, 2009, TO RESTRICT
OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING
TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C.
13 PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt For For
18 MONTHS FROM MARCH 26, 2009 TO ACQUIRE ORDINARY
SHARES IN THE COMPANY'S SHARE CAPITAL.
14 CANCELLATION OF ORDINARY SHARES. Mgmt For For
15 CANCELLATION OF ADDITIONAL ORDINARY SHARES. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933004195
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 24-Apr-2009
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Mgmt Against Against
1C ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt Against Against
1D ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1E ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt Against Against
1F ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For
1G ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1H ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1I ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1J ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1L ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For
1M ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1N ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
1O ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 AMENDMENT TO INCREASE AUTHORIZED SHARES. Mgmt For For
04 REPORT ON POLITICAL CONTRIBUTIONS. Shr Against For
05 SPECIAL STOCKHOLDER MEETINGS. Shr For Against
06 CUMULATIVE VOTING. Shr Against For
07 BYLAW REQUIRING INDEPENDENT CHAIRMAN. Shr For Against
08 ADVISORY VOTE ON COMPENSATION. Shr For Against
09 PENSION CREDIT POLICY. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA, SANTANDER Agenda Number: 701685096
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: EGM
Meeting Date: 22-Sep-2008
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve, to increase the capital in the nominal Mgmt For For
amount of EUR 71,688,495 by means of the issuance
of 143,376,990 new ordinary shares having a
par value of one-half EUR [0.5] each and an
issuance premium to be determined by the Board
of Directors or, by delegation, the Executive
Committee, in accordance with the provisions
of Section 159.1.c] in fine of the Companies
Law [Lay De Sociedades Anonimas] no later than
on the date of implementation of the resolution,
for an amount that in all events shall be between
a minimum of 8 EUR and a maximum of EUR 11.23
per share; the new shares shall be fully subscribed
and paid up by means of in kind contributions
consisting of ordinary shares of the British
Company Alliance & Leicester plc; total elimination
of the pre-emptive rights held by the shareholders
and holders of convertible bonds and express
provision for the possibility of an incomplete
subscription, option, under the provisions
of Chapter VIII of Title VII and the second
additional provision of the restated text of
the Corporate Income Tax Law [Ley del Impuesto
sobre Sociedadees] approved by Royal Legislative
Decree 4/2004, for the special rules therein
provided with respect to the capital increase
by means of the in kind contribution of all
the ordinary shares of Alliance & Leicester
plc, and authorize the Board of Directors to
delegate in turn to the Executive Committee,
in order to set the terms of the increase as
to all matters not provided for by the shareholders
at this general meeting, perform the acts needed
for the execution thereof, re-draft the text
of sub-sections 1 and 2 of Article 5 of the
By-Laws to reflect the new amount of share
capital, execute whatsoever public or private
documents are necessary to carry out the increase
and, with respect to the in kind contribution
of the shares of Alliance & Leicester plc,
exercise the option for the special tax rules
provided for under Chapter VIII of Title VII
and the second Additional provision of the
restated text of the Corporate Income Tax Law
approved by Royal Legislative Decree 4/2004,
application to the applicable domestic and
foreign agencies to admit the new shares to
trading on the Madrid, Barcelona, Bilbao, and
Valencia stock exchanges through the stock
exchange interconnection system [Continuous
Market] and the foreign stock exchanges on
which the shares of Banco Santander are listed
[London, Milan, Lisbon, Buenos Aires, Mexico,
and, through ADRs, New York], in the manner
required by each of them
2. Grant authority to deliver 100 shares of the Mgmt For For
Bank to each employee of the Alliance & Leicester
plc Group, as a special bonus within the framework
of the acquisition of Alliance & Leicester
plc, once such acquisition has been completed
3. Authorize the Board of Directors to interpret, Mgmt For For
rectify, supplement, execute and further develop
the resolutions adopted by the shareholders
at the general meeting, as well as to delegate
the powers it receives from the shareholders
acting at the general meeting, and grant powers
to convert such resolutions into notarial instruments
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA, SANTANDER Agenda Number: 701791192
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: EGM
Meeting Date: 25-Jan-2009
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 JAN 2009. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1. Approve the capital increase in the nominal Mgmt For For
amount of EUR 88,703,857.50 by means of the
issuance of 177,407,715 new ordinary shares
having a par value of one-half EUR [0.5] each
and an issuance premium to be determined by
the Board of Directors or, by delegation, the
Executive Committee, in accordance with the
provisions of Section 159.1.c in fine of the
Companies Law, no later than on the date of
implementation of the resolution, for an amount
that in all events shall be between a minimum
of EUR 7.56 and a maximum of EUR 8.25 per share,
the new shares shall be fully subscribed and
paid up by means of in kind contributions consisting
of ordinary shares of the Sovereign Bancorp
Inc., total elimination of the pre-emptive
rights held by the shareholders and holders
of convertible bonds and express provision
for the possibility of an incomplete subscription
2. Grant authority for the delivery of 100 shares Mgmt For For
of the Bank to each employee of the Abbey National
Plc Group
3. Authorize the Board of Directors to interpret, Mgmt For For
rectify, supplement, execute and further develop
the resolutions adopted by the shareholders
at the General Meeting, as well as to delegate
the powers it receives from the shareholders
acting at the General Meeting, and grant powers
to convert such resolutions into notarial instruments
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF CONSERVATIVE CUT-OFF.IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 932970343
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Special
Meeting Date: 05-Dec-2008
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF BANK OF AMERICA COMMON STOCK AS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF SEPTEMBER 15, 2008, BY AND BETWEEN MERRILL
LYNCH & CO., INC. AND BANK OF AMERICA CORPORATION,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN, AS AMENDED AND RESTATED.
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK FROM 7.5 BILLION TO 10 BILLION.
04 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
FOREGOING PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933016974
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WALTER E. BOOMER Mgmt For For
1B ELECTION OF DIRECTOR: JAMES R. GAVIN III, M.D., Mgmt For For
PH.D.
1C ELECTION OF DIRECTOR: PETER S. HELLMAN Mgmt For For
1D ELECTION OF DIRECTOR: K.J. STORM Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL RELATING TO ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BCE INC. Agenda Number: 932992274
--------------------------------------------------------------------------------------------------------------------------
Security: 05534B760
Meeting Type: Annual
Meeting Date: 17-Feb-2009
Ticker: BCE
ISIN: CA05534B7604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. BERARD Mgmt For For
R.A. BRENNEMAN Mgmt For For
G.A. COPE Mgmt For For
A.S. FELL Mgmt For For
D. SOBLE KAUFMAN Mgmt For For
B.M. LEVITT Mgmt For For
E.C. LUMLEY Mgmt For For
T.C. O'NEILL Mgmt For For
J.A. PATTISON Mgmt For For
P.M. TELLIER Mgmt For For
V.L. YOUNG Mgmt For For
02 DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
04 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
07 SHAREHOLDER PROPOSAL NO. 5 Shr Against For
08 SHAREHOLDER PROPOSAL NO. 6 Shr Against For
09 SHAREHOLDER PROPOSAL NO. 7 Shr Against For
10 SHAREHOLDER PROPOSAL NO. 8 Shr Against For
11 SHAREHOLDER PROPOSAL NO. 9 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BCE INC. Agenda Number: 933033615
--------------------------------------------------------------------------------------------------------------------------
Security: 05534B760
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: BCE
ISIN: CA05534B7604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B.K. ALLEN Mgmt For For
A. BERARD Mgmt For For
R.A. BRENNEMAN Mgmt For For
R.E. BROWN Mgmt For For
G.A. COPE Mgmt For For
A.S. FELL Mgmt For For
D. SOBLE KAUFMAN Mgmt For For
B.M. LEVITT Mgmt For For
E.C. LUMLEY Mgmt For For
T.C. O'NEILL Mgmt For For
P.M. TELLIER Mgmt For For
P.R. WEISS Mgmt For For
V.L. YOUNG Mgmt For For
02 DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For
3A CEASE AND DESIST BUYING SHARES PURSUANT TO THE Shr Against For
SHARE BUYBACK DATED DECEMBER 12, 2008.
3B DECLARING AS A SPECIAL DIVIDEND AN AMOUNT EQUAL Shr Against For
TO THE DIVIDEND OF THE BCE COMMON SHARES THAT
WOULD HAVE BEEN PAID IN JULY AND OCTOBER 2008.
3C MISSED DIVIDEND PAYMENTS TO SHAREHOLDERS FOR Shr Against For
THE PERIOD OF JULY 15, 2008 AND OCTOBER 15,
2008.
3D CUT BOARD OF DIRECTORS, PRESIDENT AND CEO, AND Shr Against For
TOP MANAGEMENT SALARIES, BONUSES, STOCK OPTION
BENEFITS, OTHER BENEFITS AND PERKS BY 50% IN
2009 AND 2010, AND CAP THEM TO A MAXIMUM OF
$ 500,000 PER PERSON, PER YEAR FOR 2009 AND
2010.
3E INDEPENDENCE OF COMPENSATION COMMITTEE MEMBERS Shr Against For
AND EXTERNAL COMPENSATION ADVISORS.
3F SHAREHOLDER ADVISORY VOTE ON THE EXECUTIVE COMPENSATION Shr For For
POLICY.
3G FEMALE REPRESENTATION ON BOARD OF DIRECTORS. Shr Against For
3H LIMIT ON THE NUMBER OF DIRECTORSHIPS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 932987007
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 03-Feb-2009
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. FRASER-LIGGETT Mgmt For For
E.J. LUDWIG Mgmt For For
W.J. OVERLOCK, JR. Mgmt For For
B.L. SCOTT Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 AMENDMENT TO BD'S RESTATED CERTIFICATE OF INCORPORATION. Mgmt For For
04 AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR Mgmt For For
EQUITY-BASED COMPENSATION PLAN.
05 APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS. Mgmt For For
06 SPECIAL SHAREHOLDER MEETINGS. Shr For Against
07 CUMULATIVE VOTING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 933085208
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 24-Jun-2009
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD JAMES* Mgmt For For
ELLIOT S. KAPLAN* Mgmt For For
SANJAY KHOSLA* Mgmt For For
GEORGE L. MIKAN III* Mgmt For For
MATTHEW H. PAULL* Mgmt For For
RICHARD M. SCHULZE* Mgmt For For
HATIM A. TYABJI* Mgmt For For
GERARD R. VITTECOQ** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
THAT BEGAN ON MARCH 1, 2009.
03 APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS STOCK Mgmt For For
AND INCENTIVE PLAN, AS AMENDED.
04 APPROVAL OF AMENDMENT TO ARTICLE IX OF OUR AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION TO CHANGE
APPROVAL REQUIRED.
05 APPROVAL OF AN AMENDMENT TO ARTICLE IX OF OUR Mgmt For For
ARTICLES TO DECREASE THE SHAREHOLDER APPROVAL
REQUIRED TO AMEND ARTICLE IX.
06 APPROVAL OF AMENDMENT TO ARTICLE IX OF OUR ARTICLES Mgmt For For
TO DECREASE SHAREHOLDER APPROVAL REQUIRED TO
REMOVE DIRECTORS WITHOUT CAUSE.
07 APPROVAL OF AMENDMENT TO ARTICLE IX TO DECREASE Mgmt For For
SHAREHOLDER APPROVAL REQUIRED TO AMEND CLASSIFIED
BOARD PROVISIONS.
08 APPROVAL OF AN AMENDMENT TO ARTICLE X TO DECREASE Mgmt For For
SHAREHOLDER APPROVAL REQUIRED FOR CERTAIN REPURCHASES
OF STOCK.
09 APPROVAL OF AN AMENDMENT TO ARTICLE X OF OUR Mgmt For For
ARTICLES TO DECREASE THE SHAREHOLDER APPROVAL
REQUIRED TO AMEND ARTICLE X.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933093483
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 03-Jun-2009
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. ALEXANDER J. DENNER Mgmt For *
DR. RICHARD C. MULLIGAN Mgmt For *
DR. THOMAS F. DEUEL Mgmt Withheld *
DR. DAVID SIDRANSKY Mgmt Withheld *
02 APPROVAL OF THE ICAHN BYLAWS AMENDMENTS. Mgmt For *
03 APPROVAL OF THE NORTH DAKOTA REINCORPORATION Mgmt Against *
RESOLUTION.
04 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For *
ACCOUNTING FIRM.
05 APPROVAL OF THE BIOGEN BYLAW AMENDMENT. Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933017887
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN E. ABELE Mgmt For For
1B ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MARYE ANNE FOX Mgmt For For
1D ELECTION OF DIRECTOR: RAY J. GROVES Mgmt For For
1E ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: ERNEST MARIO Mgmt For For
1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1I ELECTION OF DIRECTOR: JOHN E. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1K ELECTION OF DIRECTOR: WARREN B. RUDMAN Mgmt For For
1L ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
1M ELECTION OF DIRECTOR: JAMES R. TOBIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2009 FISCAL YEAR.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
BP P L C Agenda Number: 701833293
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 16-Apr-2009
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the report of the Directors and the Mgmt For For
accounts for the YE 31 DEC 2008
2. Approve the Directors remuneration report for Mgmt Against Against
the YE 31 DEC 2008
3. Re-elect Mr. A. Burgmans as a Director Mgmt For For
4. Re-elect Mrs. C. B. Carroll as a Director Mgmt For For
5. Re-elect Sir William Castell as a Director Mgmt For For
6. Re-elect Mr. I. C. Conn as a Director Mgmt For For
7. Re-elect Mr. G. David as a Director Mgmt For For
8. Re-elect Mr. E. B. Davis as a Director Mgmt For For
9. Re-elect Mr. R. Dudley as a Director Mgmt For For
10. Re-elect Mr. D. J. Flint as a Director Mgmt For For
11. Re-elect Dr. B. E. Grote as a Director Mgmt For For
12. Re-elect Dr. A. B. Hayward as a Director Mgmt For For
13. Re-elect Mr. A. G. Inglis as a Director Mgmt For For
14. Re-elect Dr. D. S. Julius as a Director Mgmt For For
15. Re-elect Sir Tom McKillop as a Director Mgmt Against Against
16. Re-elect Sir Ian Prosser as a Director Mgmt For For
17. Re-elect Mr. P. D. Sutherland as a Director Mgmt For For
18. Re-appoint Ernst & Young LLP as the Auditors Mgmt For For
from the conclusion of this meeting until the
conclusion of the next general meeting before
which accounts are laid and to authorize the
Directors to fix the Auditors remuneration
S.19 Authorize the Company, in accordance with Section Mgmt For For
163[3] of the Companies Act 1985, to make market
purchases [Section 163[3]] with nominal value
of USD 0.25 each in the capital of the Company,
at a minimum price of USD 0.25 and not more
than 5% above the average market value for
such shares derived from the London Stock Exchange
Daily Official List, for the 5 business days
preceding the date of purchase; [Authority
expires at the conclusion of the AGM of the
Company in 2010 or 15 JUL 2010]; the Company,
before the expiry, may make a contract to purchase
ordinary shares which will or may be executed
wholly or partly after such expiry
20. Authorize the Directors by the Company's Articles Mgmt For For
of Association to allot relevant securities
up to an aggregate nominal amount equal to
the Section 80 Amount of USD 1,561 million,
; [Authority expires the earlier of the conclusion
of the next AGM in 2010 of the Company or 15
JUL 2010]
S.21 Authorize the Directors, pursuant to Section Mgmt For For
89 of the Companies Act 1985, to allot equity
securities [Section 89] to the allotment of
equity securities: a) in connection with a
rights issue; b) up to an aggregate nominal
amount of USD 234 million; [Authority expires
the earlier of the conclusion of the next AGM
in 2010 of the Company or 15 JUL 2010];
S.22 Grant authority for the calling of general meeting Mgmt For For
of the Company by notice of at least 14 clear
days
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
PLEASE NOTE THAT RESOLUTION 15 IS NOT BEING Non-Voting No vote
COUNTED AT THE MEETING, AS MR. TOM MCKILLOP
IS NO LONGER STANDING AS DIRECTOR. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933018372
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D ELECTION OF DIRECTOR: L.J. FREEH Mgmt For For
1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1F ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: L. JOHANSSON Mgmt For For
1H ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
1K ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 EXECUTIVE COMPENSATION DISCLOSURE. Shr Against For
04 SIMPLE MAJORITY VOTE. Shr For Against
05 SPECIAL SHAREOWNER MEETINGS. Shr For Against
06 EXECUTIVE COMPENSATION ADVISORY VOTE. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CARREFOUR SA, PARIS Agenda Number: 701849979
--------------------------------------------------------------------------------------------------------------------------
Security: F13923119
Meeting Type: MIX
Meeting Date: 28-Apr-2009
Ticker:
ISIN: FR0000120172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
PLEASE NOTE THAT THIS COMMENT HAS BEEN DELETED. Non-Voting No vote
THANK YOU.
O.1 Approve the financial statements and discharge Mgmt For For
Directors
O.2 Approve to accept the consolidated financial Mgmt For For
statements and statutory reports
O.3 Approve the transaction with Mr. Jose Luis Duran Mgmt For For
regarding severance payments
O.4 Approve the transaction with Mr. Lars Olofsson Mgmt For For
regarding severance payments
O.5 Approve the treatment of losses and dividends Mgmt For For
of EUR 1.08 per share
O.6 Elect Mr. Lars Olofsson as a Director Mgmt For For
O.7 Re-elect Mr. Rene Abate as a Director Mgmt For For
O.8 Re-elect Mr. Nicolas Bazire as a Director Mgmt For For
O.9 Re-elect Mr. Jean Martin Folz as a Director Mgmt For For
O.10 Re-appoint Deloitte and Associes as the Auditor Mgmt Against Against
and Beas as Alternate Auditor
O.11 Re-appoint KPMG as the Auditor Mgmt Against Against
O.12 Ratify Mr. Bernard Perod as the Alternate Auditor Mgmt Against Against
O.13 Grant authority for the repurchase of up to Mgmt Against Against
10% of issued capital
E.14 Approve the reduction in share capital via cancellation Mgmt For For
of repurchased shares
E.15 Grant authority for the issuance of equity or Mgmt For For
equity linked securities with preemptive rights
up to aggregate nominal amount of EUR 500 million
E.16 Grant authority for the issuance of equity or Mgmt For For
equity linked securities without preemptive
rights up to an aggregate nominal amount of
EUR 350 million
E.17 Authorize the Board to increase capital in the Mgmt Against Against
event of additional demand related to delegation
submitted to shareholder vote above
E.18 Grant authority for the capitalization of reserves Mgmt For For
of up to EUR 500 million for bonus issue or
increase in par value
E.19 Grant authority for the issued capital up to Mgmt Against Against
3% for use in Stock Option Plan
E.20 Grant authority for the issued capital up to Mgmt Against Against
0.2% for use in restricted Stock Plan
E.21 Approve Employee Stock Purchase Plan Mgmt For For
E.22 Approve Employee Stock Purchase Plan for international Mgmt For For
employees
Receive the reports of the Board of Directors Non-Voting No vote
and reports of the Statutory Auditors
Conventions referred to in Articles L.225-38 Non-Voting No vote
and L.225-42-1 of the Commercial Code
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933078378
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 17-Jun-2009
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SOL J. BARER, PH.D. Mgmt For For
ROBERT J. HUGIN Mgmt For For
MICHAEL D. CASEY Mgmt For For
RODMAN L. DRAKE Mgmt For For
A.H. HAYES, JR., M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
WALTER L. ROBB, PH.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING THE VOTING STANDARD Shr Against For
FOR DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933051067
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 27-May-2009
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For
1G ELECTION OF DIRECTOR: S. NUNN Mgmt For For
1H ELECTION OF DIRECTOR: D.J. O'REILLY Mgmt For For
1I ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1J ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1K ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1L ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1M ELECTION OF DIRECTOR: C. WARE Mgmt For For
1N ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS Mgmt For For
FOR PERFORMANCE-BASED AWARDS UNDER THE CHEVRON
INCENTIVE PLAN
04 APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS Mgmt For For
FOR PERFORMANCE-BASED AWARDS UNDER THE LONG-TERM
INCENTIVE PLAN OF CHEVRON CORPORATION
05 SPECIAL STOCKHOLDER MEETINGS Shr For Against
06 ADVISORY VOTE ON SUMMARY COMPENSATION TABLE Shr For Against
07 GREENHOUSE GAS EMISSIONS Shr Against For
08 COUNTRY SELECTION GUIDELINES Shr Against For
09 HUMAN RIGHTS POLICY Shr Against For
10 HOST COUNTRY LAWS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 932954729
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 13-Nov-2008
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1L ELECTION OF DIRECTOR: JERRY YANG Mgmt Against Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 25, 2009.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
THE COMPANY'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON HUMAN RIGHTS.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CLEVELAND-CLIFFS INC Agenda Number: 932954577
--------------------------------------------------------------------------------------------------------------------------
Security: 185896107
Meeting Type: Consent
Meeting Date: 03-Oct-2008
Ticker: CLF
ISIN: US1858961071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 "BY VOTING THIS AGENDA YOU ARE HEREBY CERTIFYING Mgmt Against For
THAT YOUR SHARES ARE "NOT INTERESTED SHARES,"
AS DEFINED IN THE PROXY STATEMENT. IF YOU HOLD
"INTERESTED SHARES," YOU MUST CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IN ORDER TO VOTE
YOUR SHARES PROPERLY. PLEASE REFER TO THE PROXY
MATERIAL TO DETERMINE IF YOU HOLD "INTERESTED
SHARES" VERSUS "NOT INTERESTED SHARES." CONTROL
SHARE ACQUISITION PROPOSAL: A RESOLUTION OF
CLEVELAND- CLIFFS' SHAREHOLDERS AUTHORIZING
THE CONTROL SHARE ACQUISITION OF CLEVELAND-CLIFFS
COMMON SHARES PURSUANT TO THE ACQUIRING PERSON
STATEMENT OF HARBINGER CAPITAL PARTNERS MASTER
FUND I, LTD. AND HARBINGER CAPITAL PARTNERS
SPECIAL SITUATIONS FUND, L.P. DATED AUGUST
14, 2008.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933010011
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 08-May-2009
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1B ELECTION OF DIRECTOR: JILL K. CONWAY Mgmt For For
1C ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1E ELECTION OF DIRECTOR: DAVID W. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1H ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1I ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS COLGATE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 APPROVAL OF THE COLGATE-PALMOLIVE COMPANY 2009 Mgmt For For
EXECUTIVE INCENTIVE COMPENSATION PLAN.
04 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shr For Against
ADVISORY VOTE.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933019552
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. DECKER ANSTROM Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
MICHAEL I. SOVERN Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 APPROVAL OF OUR 2002 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN, AS AMENDED AND RESTATED
04 APPROVAL OF OUR 2002 RESTRICTED STOCK PLAN, Mgmt For For
AS AMENDED AND RESTATED
05 APPROVAL OF OUR 2003 STOCK OPTION PLAN, AS AMENDED Mgmt For For
AND RESTATED
06 IDENTIFY ALL EXECUTIVE OFFICERS WHO EARN IN Shr Against For
EXCESS OF $500,000
07 OBTAIN SHAREHOLDER APPROVAL OF CERTAIN FUTURE Shr For Against
DEATH BENEFIT ARRANGEMENTS
08 ADOPT AN ANNUAL VOTE ON EXECUTIVE COMPENSATION Shr For Against
09 ADOPT A RECAPITALIZATION PLAN Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933026317
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1H ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1J ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
03 PROPOSAL TO APPROVE 2009 OMNIBUS STOCK AND PERFORMANCE Mgmt For For
INCENTIVE PLAN.
04 UNIVERSAL HEALTH CARE PRINCIPLES. Shr Against For
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Shr For Against
06 POLITICAL CONTRIBUTIONS. Shr Against For
07 GREENHOUSE GAS REDUCTION. Shr Against For
08 OIL SANDS DRILLING. Shr Against For
09 DIRECTOR QUALIFICATIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN LTD. Agenda Number: 933074851
--------------------------------------------------------------------------------------------------------------------------
Security: G2552X108
Meeting Type: Special
Meeting Date: 28-May-2009
Ticker: COV
ISIN: BMG2552X1083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED Mgmt For For
TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX
A.
02 IF THE SCHEME OF ARRANGEMENT IS APPROVED, AND Mgmt For For
IN CONNECTION WITH SCHEME OF ARRANGEMENT AND
REORGANIZATION, APPROVAL OF CREATION OF DISTRIBUTABLE
RESERVES OF COVIDIEN PLC (THROUGH REDUCTION
OF SHARE PREMIUM ACCOUNT OF COVIDIEN PLC) THAT
WAS PREVIOUSLY APPROVED BY COVIDIEN LTD. AND
OTHER CURRENT SHAREHOLDERS OF COVIDIEN PLC
(AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT).
03 APPROVAL OF THE MOTION TO ADJOURN THE MEETING Mgmt For For
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT PROXIES TO APPROVE
THE SCHEME OF ARRANGEMENT AT THE TIME OF THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP Agenda Number: 701860884
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 24-Apr-2009
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Presentation of the annual report, parent company's Non-Voting No Action
2008 financial statements, Group's 2008 consolidated
financial statements and the remuneration report.
1.2 Consultative vote on the remuneration report. Mgmt No Action
1.3 Approval of the annual report, parent company's Mgmt No Action
2008 financial statements and Group's 2008
consolidated financial statements.
2 Discharge of the acts of the Members of the Mgmt No Action
Board of Directors and the Executive Board.
3 Appropriation of retained earnings. Mgmt No Action
4.1 Increasing conditional capital for convertible Mgmt No Action
and warrant bonds.
4.2 Renewing and increasing authorized capital. Mgmt No Action
5.1 Group's Independent auditor. Mgmt No Action
5.2 Presence quorum for Board of Directors' resolutions. Mgmt No Action
5.3 Deletion of provisions concerning contributions Mgmt No Action
in kind.
6.1.1 Re-elect Hans-Ulrich Doerig as Director. Mgmt No Action
6.1.2 Re-elect Walter B. Kielholz as Director. Mgmt No Action
6.1.3 Re-elect Richard E. Thornburgh as Director. Mgmt No Action
6.1.4 Elect Andreas Koopmann as Director. Mgmt No Action
6.1.5 Elect Urs Rohner as Director. Mgmt No Action
6.1.6 Elect John Tiner as Director. Mgmt No Action
6.2 Election of the independent auditors. Mgmt No Action
6.3 Election of special auditors. Mgmt No Action
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP Agenda Number: 701903672
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 24-Apr-2009
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No Action
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Registration No Action
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933021418
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1D ELECTION OF DIRECTOR: KRISTEN G. WILLIAMS Mgmt For For
1E ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. JOYCE Mgmt For For
1G ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1H ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For
1I ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For
1J ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1L ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL
YEAR.
03 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shr For Against
MEETINGS.
04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN Shr For Against
OF THE BOARD.
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING ADVISORY STOCKHOLDER Shr For Against
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 932986310
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 29-Jan-2009
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD R. HORTON Mgmt For For
BRADLEY S. ANDERSON Mgmt For For
MICHAEL R. BUCHANAN Mgmt For For
MICHAEL W. HEWATT Mgmt For For
BOB G. SCOTT Mgmt For For
DONALD J. TOMNITZ Mgmt For For
BILL W. WHEAT Mgmt For For
02 TO VOTE ON A STOCKHOLDER PROPOSAL CONCERNING Shr Against For
AMENDING OUR EQUAL EMPLOYMENT OPPORTUNITY POLICY.
03 TO VOTE ON A STOCKHOLDER PROPOSAL CONCERNING Shr Against For
A MAJORITY VOTE STANDARD FOR THE ELECTION OF
DIRECTORS.
04 TO CONDUCT OTHER BUSINESS PROPERLY BROUGHT BEFORE Mgmt Against Against
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 701829547
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 08-Apr-2009
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK
YOU
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. Presentation of the financial statements and Non-Voting No vote
annual report for the 2008 FY with the report
of the Supervisory Board, the Group financial
statements and Group annual report as well
as the report by the Board of Managing Directors
pursuant to Sections 289(4) and 315(4) of the
German Commercial Code
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 556,464,360.60 as follows: payment
of a dividend of EUR 0.60 per no-par share
ex-dividend and payable date:09 APR 2009
3. Ratification of the Acts of the Board of Managing Mgmt For For
Directors
4. Ratification of the Acts of the Supervisory Mgmt For For
Board
5. Appointment of Auditors for the 2009 FY and Mgmt For For
the 2009 interim reports: KPMG AG, Berlin
6. Authorization to acquire own shares the Company Mgmt For For
shall be authorized to acquire own shares of
up to 10% of the Company's share capital through
the Stock Exchange at prices not deviating
more than 5% from the market price of the shares
or by way of a public repurchase offer at prices
not deviating more than 10% from the market
price of the shares, on or before 08 OCT 2010,
the Company shall be authorized to use the
shares in connection with Mergers and Acquisitions,
to offer the shares to Executive Members of
the Company or its affiliates within the scope
of the Stock Option Plan adopted by the general
meeting on 19 APR 2000, to use the shares as
employee shares for employees of the Company
or its affiliates or in so far as option or
conversion rights are exercised, and to retire
the shares, in these cases, share holders subscription
rights shall be excluded
7. Approval of the use of derivatives [call and Mgmt For For
put options] for the purpose of acquiring own
shares as per item 6
8.1. Election to the Supervisory Board: Mr. Gerard Mgmt For For
Kleisterlee
8.2. Election to the Supervisory Board: Mr. Manfred Mgmt For For
Schneider
8.3. Election to the Supervisory Board: Mr. Lloyd Mgmt For For
G Trotter
8.4. Election to the Supervisory Board: Mr. Bernhard Mgmt For For
Walter
8.5. Election to the Supervisory Board: Mr. Lynton Mgmt For For
R Wilson
9. Approval of the control and Profit Transfer Mgmt For For
Agreement with the Company's wholly owned subsidiary
Evobus GMBH, effective retroactively from 01
JAN of the FY in which the resolution is entered
into the commercial register, with duration
of at least 5 years
10. Amendment to Section 16(1) of the Art of Association Mgmt For For
in accordance with the implementation of the
Shareholders Rights Act [ARUG], in respect
of the right of attendance and voting at shareholders
meetings being contingent upon shareholders
being registered in the Company's share register
and registering with the Company by the fourth
day before the meeting not counting the day
of the assembly, the amendment shall only be
entered in the commercial register if and when
the ARUG comes into effect
11. Creation of a new authorized capital the existing Mgmt For For
authorized capital I and II shall be revoked,
the Board of Managing Directors shall be authorized
to increase the Company's share capital by
up to EUR 1,000,000,000 through the issue of
registered no-par shares against payment in
cash or kind shareholders shall be granted
subscription rights except for residual amounts,
Mergers and Acquisitions, the satisfaction
of option and conversion rights, a capital
increase against payment in cash for up to
10% of the Company's share capital if the shares
are sold at a price not materially below the
market price of the shares, the Board of Managing
Directors shall limit the exclusion of shareholders
subscription rights to 20% of the Company's
share capital. correspondence amendment to
Section 3(2) of the Art of Association
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting No vote
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933024591
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MORTIMER M. CAPLIN Mgmt For For
1B ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1C ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt Against Against
1D ELECTION OF DIRECTOR: LINDA P. HEFNER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS DANAHER'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2009.
03 TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S 2007 Mgmt For For
STOCK INCENTIVE PLAN.
04 TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THAT DANAHER'S COMPENSATION COMMITTEE ADOPT
SPECIFIED PRINCIPLES RELATING TO THE EMPLOYMENT
OF ANY NAMED EXECUTIVE OFFICER.
05 TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THAT DANAHER'S COMPENSATION COMMITTEE ADOPT
A POLICY REQUIRING THAT SENIOR EXECUTIVES RETAIN
A SIGNIFICANT PERCENTAGE OF SHARES ACQUIRED
THROUGH EQUITY COMPENSATION PROGRAMS UNTIL
TWO YEARS FOLLOWING TERMINATION OF THEIR EMPLOYMENT.
06 TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING Shr Against For
THAT DANAHER'S BOARD OF DIRECTORS ISSUE A REPORT
IDENTIFYING POLICY OPTIONS FOR ELIMINATING
EXPOSURE OF THE ENVIRONMENT AND DENTAL CONSUMERS
TO MERCURY FROM DENTAL AMALGAMS SOLD BY DANAHER.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 701874148
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 26-May-2009
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS USUAL. THANK
YOU
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. Presentation of the established Annual Financial Non-Voting No vote
Statements and Management Report (including
the comments on disclosure pursuant to paragraph
289 (4) German Commercial Code) for the 2008
financial year, the approved Consolidated Financial
Statements and Management Report (including
the comments on disclosure pursuant to paragraph
315 (4) German Commercial Code) for the 2008
financial year as well as the Report of the
Supervisory Board
2. Appropriation of distributable profit Mgmt For For
3. Ratification of the acts of management of the Mgmt For For
Management Board for the 2008 financial year
4. Ratification of the acts of management of the Mgmt For For
Supervisory Board for the 2008 financial year
5. Election of the auditor for the 2009 financial Mgmt For For
year, interim accounts
6. Authorization to acquire own shares for trading Mgmt For For
purposes (paragraph 71 (1) No. 7 Stock Corporation
Act)
7. Authorization to acquire own shares pursuant Mgmt For For
to paragraph 71 (1) No. 8 Stock Corporation
Act as well as for their use with the possible
exclusion of pre-emptive rights
8. Amendment to the Articles of Association relating Mgmt For For
to the registration period for the General
Meeting
9. Amendment to paragraph 19 (2) sentence 3 of Mgmt For For
the Articles of Association to accord with
the rules of the Act on the Implementation
of the Shareholder Rights Directive
10. Creation of new authorized capital (with the Mgmt For For
possibility of excluding pre-emptive rights,
also in accordance with paragraph 186 (3) sentence
4 Stock Corporation Act) and amendment to the
Articles of Association
11. Creation of new authorized capital for capital Mgmt For For
increases in cash or in kind (with the possibility
of excluding pre-emptive rights) and amendment
to the Articles of Association
12. Creation of new authorized capital (with the Mgmt For For
possibility of excluding pre-emptive rights
for broken amounts as well as in favour of
holders of option and convertible rights) and
amendment to the Articles of Association
13. Authorization to issue participatory notes with Mgmt For For
warrants and/ or convertible participatory
notes, bonds with warrants and convertible
bonds (with the possibility of excluding pre-emptive
rights), creation of conditional capital and
amendment to the Articles of Association
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting No vote
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 933051120
--------------------------------------------------------------------------------------------------------------------------
Security: 25271C102
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: DO
ISIN: US25271C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES S. TISCH Mgmt Withheld Against
LAWRENCE R. DICKERSON Mgmt Withheld Against
JOHN R. BOLTON Mgmt For For
CHARLES L. FABRIKANT Mgmt For For
PAUL G. GAFFNEY II Mgmt For For
EDWARD GREBOW Mgmt For For
HERBERT C. HOFMANN Mgmt Withheld Against
ARTHUR L. REBELL Mgmt Withheld Against
RAYMOND S. TROUBH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2009.
--------------------------------------------------------------------------------------------------------------------------
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF Agenda Number: 701852914
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 06-May-2009
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK
YOU
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. Presentation of the financial statements and Non-Voting No vote
annual report for the 2008 FY with the report
of the Supervisory Board, the group financial
statements and group annual report, and the
re-port pursuant to sect ions 289[4] and 315[4]
of the German Commercial Code
2. Resolution on the appropriation of the distribute Mgmt For For
profit of EUR 2,856,795,549 as follows: payment
of a dividend of EUR 1.50 per no-par share
ex-dividend and payable date: 05 MAY 2009
3. Ratification of the Acts of the Board of Managing Mgmt For For
Directors
4. Ratification of the Acts of the Supervisory Mgmt For For
Board
5. Election of Mr. Jens P. Heyerdahl D.Y. to the Mgmt For For
Supervisory Board
6.A Election of the auditor for the 2009 financial Mgmt For For
year as well as for the inspection of financial
statements: PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftspruefungsgesellschaft, Duesseldorf,
is appointed as the auditor for the annual
as well as the consolidated financial statements
for the 2009 financial year.
6.B Election of the auditor for the 2009 financial Mgmt For For
year as well as for the inspection of financial
statements: in addition, PricewaterhouseCoopers
Aktiengesellschaft Wirtschaftspruefungsgesellschaft,
Duesseldorf, is appointed as the auditor for
the inspection of the abbreviated financial
statements and the interim management report
for the first half of the 2009 financial year.
7. Renewal of the authorization to acquire own Mgmt For For
shares
8. Resolution on the creation of authorized capital Mgmt For For
and the corresponding amendment to the Articles
of Association
9.A Resolution on the authorization to issue convertible Mgmt For For
and/or warrant bonds , profit-sharing rights
and/or participating bonds, the creation of
contingent capital, and the corresponding amendment
to the Articles of Association a) authorization
I: the Board of Managing Directors shall be
authorized, with the con sent of the Supervisory
Board, to issue bonds or profit-sharing rights
of up to EUR 5,000,000,000, conferring convertible
and/or option rights for shares of the Company,
on or before 05 MAY 2014 shareholders shall
be granted subscription except, for residual
amounts, for the granting of such rights to
other bondholders, and for the issue of bonds
conferring convertible and/or option rights
for shares of the company of up to 10% of the
share capital if such bonds are issued at a
price not materially below their theoretical
market value shareholders' subscription rights
shall also be excluded for the issue o f profit-sharing
rights and/or participating bonds without convertible
or option rights with debenture like features,
the Company's share capital shall be increased
accordingly by up to EUR 175,000,000 through
the issue of up to 175,000,000 new registered
shares, insofar as convertible and/or option
rights are exercised [contingent capital 2009
I]
9.B Resolution on the authorization to issue convertible Mgmt For For
and/or warrant bonds , profit-sharing rights
and/or participating bonds, the creation of
contingent capital, and the corresponding amendment
to the Articles of Association b) authorization
ii: the board of Managing Directors shall be
authorized, with the consent of the Supervisory
Board, to issue bonds or profit-sharing rights
of up to EUR 5,000,000,000, conferring convertible
and/or option rights for shares of the company,
on or before 05 May 2014, shareholders shall
be granted subscription except, for residual
amounts, for the granting of such rights to
other bondholders, and for the issue of bonds
conferring convertible and/or option rights
for shares of the company of up to 10 pct.
of the share capital if such bonds are issued
at a price not materially below their theoretical
market value, shareholders' subscription rights
shall also be excluded for the issue o f profit-sharing
rights and/or participating bonds without convertible
or option rights with debenture-like features,
the Company's share capital shall be increased
accordingly by up to EUR 175,000,000 through
the issue of up to 175,000,000 new registered
shares, insofar as convertible and/or option
rights are exercised [contingent capital 2009
II]
10. Adjustment of the object of the Company and Mgmt For For
the corresponding amendment to the Articles
of Association
11.A Amendments to the Articles of Association in Mgmt For For
accordance with the implementation of the shareholders'
rights act [ARUG] a) amendment to section 19[2]2
of the Articles of Association in respect of
the Board of Directors being authorized to
allow the audiovisual transmission of the shareholders'
meeting
11.B Amendments to the Articles of Association in Mgmt For For
accordance with the implementation of the shareholders'
rights act [ARUG] b) amendment to section 20[1]
of the Articles of Association in respect of
proxy-voting instructions being issued in written
or electronically in a manner defined by the
Company
11.C Amendments to the Articles of Association in Mgmt For For
accordance with the implementation of the shareholders'
rights act [ARUG] c) amendment to section 18[2]
of the Articles of Association in respect of
shareholders being entitled to participate
and vote at the shareholders' meeting if they
register with the Company by the sixth day
prior to the meeting
12. Approval of the control and profit transfer Mgmt For For
agreement with the Company's wholly-owned subsidiary,
E.ON Einundzwanzigste Verwaltungs GMBH, effective
until at least 31 DEC 2013
13. Approval of the control and profit transfer Mgmt For For
agreement with the Company's wholly-owned subsidiary,
E.On Zweiundzwanzigste Verwaltungs Gmbh, effective
until at least 31 DEC 2013
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting No vote
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933007747
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VANESSA C.L. CHANG Mgmt For For
FRANCE A. CORDOVA Mgmt For For
THEODORE F. CRAVER, JR. Mgmt For For
CHARLES B. CURTIS Mgmt For For
BRADFORD M. FREEMAN Mgmt For For
LUIS G. NOGALES Mgmt For For
RONALD L. OLSON Mgmt For For
JAMES M. ROSSER Mgmt For For
R.T. SCHLOSBERG III Mgmt For For
THOMAS C. SUTTON Mgmt For For
BRETT WHITE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
03 MANAGEMENT PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For
TO THE EDISON INTERNATIONAL 2007 PERFORMANCE
INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER SAY Shr For Against
ON EXECUTIVE PAY.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 932983681
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 03-Feb-2009
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.A. BUSCH III* Mgmt For For
A.F. GOLDEN* Mgmt Withheld Against
H. GREEN* Mgmt For For
W.R. JOHNSON* Mgmt For For
J.B. MENZER* Mgmt For For
V.R. LOUCKS, JR.** Mgmt Withheld Against
02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933046965
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 27-May-2009
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
L.R. FAULKNER Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
R.C. KING Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 50) Mgmt For For
03 CUMULATIVE VOTING (PAGE 51) Shr Against For
04 SPECIAL SHAREHOLDER MEETINGS (PAGE 53) Shr For Against
05 INCORPORATE IN NORTH DAKOTA (PAGE 54) Shr Against For
06 BOARD CHAIRMAN AND CEO (PAGE 55) Shr For Against
07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
(PAGE 57)
08 EXECUTIVE COMPENSATION REPORT (PAGE 59) Shr Against For
09 CORPORATE SPONSORSHIPS REPORT (PAGE 60) Shr Against For
10 AMENDMENT OF EEO POLICY (PAGE 62) Shr Against For
11 GREENHOUSE GAS EMISSIONS GOALS (PAGE 63) Shr Against For
12 CLIMATE CHANGE AND TECHNOLOGY REPORT (PAGE 65) Shr Against For
13 RENEWABLE ENERGY POLICY (PAGE 66) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 933040723
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL T. ADDISON Mgmt Withheld Against
ANTHONY J. ALEXANDER Mgmt Withheld Against
MICHAEL J. ANDERSON Mgmt Withheld Against
DR. CAROL A. CARTWRIGHT Mgmt Withheld Against
WILLIAM T. COTTLE Mgmt Withheld Against
ROBERT B. HEISLER, JR. Mgmt Withheld Against
ERNEST J. NOVAK, JR. Mgmt Withheld Against
CATHERINE A. REIN Mgmt Withheld Against
GEORGE M. SMART Mgmt Withheld Against
WES M. TAYLOR Mgmt Withheld Against
JESSE T. WILLIAMS, SR. Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL: ADOPT SIMPLE MAJORITY Shr For Against
VOTE
04 SHAREHOLDER PROPOSAL: REDUCE THE PERCENTAGE Shr For Against
OF SHARES REQUIRED TO CALL SPECIAL SHAREHOLDER
MEETING
05 SHAREHOLDER PROPOSAL: ESTABLISH SHAREHOLDER Shr For Against
PROPONENT ENGAGEMENT PROCESS
06 SHAREHOLDER PROPOSAL: ADOPT A MAJORITY VOTE Shr Against For
STANDARD FOR THE ELECTION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA Agenda Number: 933047892
--------------------------------------------------------------------------------------------------------------------------
Security: 358029106
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: FMS
ISIN: US3580291066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RESOLUTION ON THE APPROVAL OF THE ANNUAL FINANCIAL Mgmt For For
STATEMENTS OF FRESENIUS MEDICAL CARE AG & CO.
KGAA FOR THE FINANCIAL YEAR 2008
02 RESOLUTION ON THE ALLOCATION OF DISTRIBUTABLE Mgmt For For
PROFIT
03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Mgmt For For
THE GENERAL PARTNER
04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Mgmt For For
THE MEMBERS OF THE SUPERVISORY BOARD
05 ELECTION OF THE AUDITORS AND CONSOLIDATED GROUP Mgmt For For
AUDITORS FOR THE FINANCIAL YEAR 2009
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933023222
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: N.D. CHABRAJA Mgmt For For
1B ELECTION OF DIRECTOR: J.S. CROWN Mgmt For For
1C ELECTION OF DIRECTOR: W.P. FRICKS Mgmt For For
1D ELECTION OF DIRECTOR: J.L. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: G.A. JOULWAN Mgmt For For
1F ELECTION OF DIRECTOR: P.G. KAMINSKI Mgmt For For
1G ELECTION OF DIRECTOR: J.M. KEANE Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LUCAS Mgmt For For
1I ELECTION OF DIRECTOR: L.L. LYLES Mgmt For For
1J ELECTION OF DIRECTOR: J.C. REYES Mgmt For For
1K ELECTION OF DIRECTOR: R. WALMSLEY Mgmt For For
02 APPROVAL OF GENERAL DYNAMICS 2009 EQUITY COMPENSATION Mgmt For For
PLAN
03 APPROVAL OF 2009 GENERAL DYNAMICS UNITED KINGDOM Mgmt For For
SHARE SAVE PLAN
04 SELECTION OF INDEPENDENT AUDITORS Mgmt For For
05 SHAREHOLDER PROPOSAL WITH REGARD TO WEAPONS Shr Against For
IN SPACE
06 SHAREHOLDER PROPOSAL WITH REGARD TO EXECUTIVE Shr For Against
DEATH BENEFIT PAYMENTS
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933003713
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 22-Apr-2009
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A2 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Mgmt For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt Against Against
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt Against Against
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A15 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B RATIFICATION OF KPMG Mgmt For For
C1 CUMULATIVE VOTING Shr Against For
C2 EXECUTIVE COMPENSATION ADVISORY VOTE Shr For Against
C3 INDEPENDENT STUDY REGARDING BREAKING UP GE Shr Against For
C4 DIVIDEND POLICY Shr For Against
C5 SHAREHOLDER VOTE ON GOLDEN PARACHUTES Shr For Against
--------------------------------------------------------------------------------------------------------------------------
GENZYME CORPORATION Agenda Number: 933056132
--------------------------------------------------------------------------------------------------------------------------
Security: 372917104
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: GENZ
ISIN: US3729171047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR: DOUGLAS A. BERTHIAUME Mgmt For For
1B RE-ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1C RE-ELECTION OF DIRECTOR: ROBERT J. CARPENTER Mgmt For For
1D RE-ELECTION OF DIRECTOR: CHARLES L. COONEY Mgmt For For
1E RE-ELECTION OF DIRECTOR: VICTOR J. DZAU Mgmt For For
1F RE-ELECTION OF DIRECTOR: SENATOR CONNIE MACK Mgmt For For
III
1G RE-ELECTION OF DIRECTOR: RICHARD F. SYRON Mgmt For For
1H RE-ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
02 A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN
BY 2,500,000 SHARES.
03 A PROPOSAL TO APPROVE THE 2009 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
04 A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF INDEPENDENT AUDITORS FOR 2009.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933024248
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BERG Mgmt For For
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
CARLA A. HILLS Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
03 TO APPROVE AN AMENDMENT TO GILEAD'S 2004 EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 701867701
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 20-May-2009
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive and adopt the Directors report and financial Mgmt For For
statements
2. Approve the remuneration report Mgmt For For
3. Elect Mr. James Murdoch as a Director Mgmt For For
4. Elect Mr. Larry Culp as a Director Mgmt For For
5. Re-elect Sir. Crispin Davis as a Director Mgmt For For
6. Re-elect Dr. Moncef Slaoui as a Director Mgmt For For
7. Re-elect Mr. Tom de Swaan as a Director Mgmt For For
8. Re-appoint the Auditors Mgmt For For
9. Approve the remuneration of the Auditors Mgmt For For
10. Authorize the Company and its subsidiaries to Mgmt For For
make political donations to political organization
and incur political expenditure
11. Grant authority to allot shares Mgmt For For
S.12 Approve the disapplication of pre-emption rights Mgmt For For
S.13 Authorize the Company to purchase its own shares Mgmt For For
14. Approve the exemption from statement of Senior Mgmt For For
Statutory Auditors name
S.15 Approve the reduced notice of general meeting Mgmt For For
other than an AGM
16. Adopt the GlaxoSmithKline GSK 2009 Performance Mgmt For For
Share Plan
17. Adopt the GSK 2009 Share Option Plan Mgmt For For
18. Adopt the GSK 2009 Deferred Annual Bonus Plan Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF CONSERVATIVE CUT-OFF. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 933043604
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual
Meeting Date: 22-May-2009
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
IAN W. TELFER Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
CHARLES A. JEANNES Mgmt For For
JOHN P. BELL Mgmt For For
LAWRENCE I. BELL Mgmt For For
BEVERLEY A. BRISCOE Mgmt For For
PETER J. DEY Mgmt For For
P. RANDY REIFEL Mgmt For For
A. DAN ROVIG Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933017178
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC SCHMIDT Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
LARRY PAGE Mgmt Withheld Against
L. JOHN DOERR Mgmt Withheld Against
JOHN L. HENNESSY Mgmt Withheld Against
ARTHUR D. LEVINSON Mgmt Withheld Against
ANN MATHER Mgmt Withheld Against
PAUL S. OTELLINI Mgmt Withheld Against
K. RAM SHRIRAM Mgmt Withheld Against
SHIRLEY M. TILGHMAN Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
03 APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 STOCK Mgmt Against Against
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE UNDER THE
PLAN BY 8,500,000.
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shr For For
DISCLOSURE.
05 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shr Against For
06 STOCKHOLDER PROPOSAL REGARDING HEALTH CARE REFORM. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933018334
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
J.B. HESS Mgmt For For
S.W. BODMAN Mgmt For For
R. LAVIZZO-MOUREY Mgmt For For
C.G. MATTHEWS Mgmt For For
E.H. VON METZSCH Mgmt For For
2 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 932994785
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 18-Mar-2009
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For For
1B ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For
1C ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For
1D ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For
1E ELECTION OF DIRECTOR: M. V. HURD Mgmt For For
1F ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For
1G ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For
1H ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For
1I ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For
1J ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 701830172
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: OGM
Meeting Date: 19-Mar-2009
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve to increase the share capital from USD Mgmt For For
7,500,100,000, GBP 401,500 and EUR 100,000
to USD 10,500,100,000, GBP 401,500 and EUR
100,000 by the creation of an additional 6,000,000,000
ordinary shares of USD 0.50 each in the capital
of the Company forming a single class with
the existing ordinary shares of USD 0.50 each
in the capital of the Company
2. Authorize the Directors, in substitution for Mgmt For For
any existing authority and for the purpose
of Section 80 of the UK Companies Act 1985,
[the Act] to allot relevant securities up to
an aggregate nominal amount of USD2,530,200,000
in connection with the allotment of the new
ordinary shares as specified pursuant to right
issue[Authority expires at the conclusion of
the AGM of the Company to be held in 2009];
and the Directors may allot relevant securities
after the expiry of this authority in pursuance
of such an offer or agreement made prior to
such expiry
S.3 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 2 and pursuant to Section 94
of the UK Companies Act 1985, [the Act] the
subject of authority granted by Resolution
2 as if Section 89[1] of the Act displaying
to any such allotment and in particular to
make such allotments subject to such exclusions
or other arrangements as the Directors may
deem necessary or expedient in relation to
fractional entitlements or securities represented
by depository receipts or having regard to
any restrictions, obligations or legal problems
under the Laws of the requirements of any regulatory
body or stock exchange in any territory or
otherwise howsoever; [Authority expires the
earlier of the conclusion of the AGM of the
Company to be held in 2009]; and, authorize
the Directors to allot equity securities in
pursuance of such offers or agreement made
prior to such expiry
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF CONSERVATIVE CUT-OFF. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 701873463
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 22-May-2009
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the annual accounts and reports of the Mgmt For For
Directors and of the Auditor for the YE 31
DEC 2008
2. Approve the Director's remuneration report for Mgmt For For
YE 31 DEC 2008
3.1 Re-elect Mr. S.A. Catz as a Director Mgmt For For
3.2 Re-elect Mr. V.H.C Cheng as a Director Mgmt For For
3.3 Re-elect Mr. M.K.T Cheung as a Director Mgmt For For
3.4 Re-elect Mr. J.D. Coombe as a Director Mgmt For For
3.5 Re-elect Mr. J.L. Duran as a Director Mgmt For For
3.6 Re-elect Mr. R.A. Fairhead as a Director Mgmt For For
3.7 Re-elect Mr. D.J. Flint as a Director Mgmt For For
3.8 Re-elect Mr. A.A. Flockhart as a Director Mgmt For For
3.9 Re-elect Mr. W.K. L. Fung as a Director Mgmt For For
3.10 Re-elect Mr. M.F. Geoghegan as a Director Mgmt For For
3.11 Re-elect Mr. S.K. Green as a Director Mgmt For For
3.12 Re-elect Mr. S.T. Gulliver as a Director Mgmt For For
3.13 Re-elect Mr. J.W.J. Hughes-Hallett as a Director Mgmt For For
3.14 Re-elect Mr. W.S.H. Laidlaw as a Director Mgmt For For
3.15 Re-elect Mr. J.R. Lomax as a Director Mgmt For For
3.16 Re-elect Sir Mark Moody-Stuart as a Director Mgmt For For
3.17 Re-elect Mr. G. Morgan as a Director Mgmt For For
3.18 Re-elect Mr. N.R.N. Murthy as a Director Mgmt For For
3.19 Re-elect Mr. S.M. Robertson as a Director Mgmt For For
3.20 Re-elect Mr. J.L. Thornton as a Director Mgmt For For
3.21 Re-elect Sir Brian Williamson as a Director Mgmt For For
4. Reappoint the Auditor at remuneration to be Mgmt For For
determined by the Group Audit Committee
5. Authorize the Directors to allot shares Mgmt For For
S.6 Approve to display pre-emption rights Mgmt For For
7. Authorize the Company to purchase its own ordinary Mgmt For For
shares
S.8 Adopt new Articles of Association with effect Mgmt For For
from 01 OCT 2009
S.9 Approve general meetings being called on 14 Mgmt For For
clear days' notice
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA S.A. Agenda Number: 701819382
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 20-Mar-2009
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT SHAREHOLDERS WHO PARTICIPATE Non-Voting No vote
IN ANY FORM AT THE OGM, WHETHER DIRECTLY, BY
PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE
ENTITLED TO RECEIVE AN ATTENDANCE PREMIUM [0.005
EUROS GROSS PER SHARE]. THANK YOU.
1. Examination and approval, if applicable, of Mgmt For For
the individual Annual Financial Statements
of IBERDROLA, S.A. (Balance Sheet, Profit and
Loss Statement, Statement of Changes in Shareholders
Equity, Statement of Cash Flows, and Notes),
and of the consolidated financial statements
of IBERDROLA, S.A. and its subsidiaries (Balance
Sheet, Profit and Loss Statement, Statement
of Changes in Shareholders Equity, Statement
of Cash Flows, and Notes) for the fiscal year
ended on 31 DEC 2008.
2. Examination and approval, if applicable, of Mgmt For For
the proposal for the allocation of profits/losses
and the distribution of dividends for the fiscal
year ended on 31 DEC 2008
3. Examination and approval, if applicable, of Mgmt For For
the individual management report of IBERDROLA,
S.A. and of the consolidated management report
of IBERDROLA, S.A. and its subsidiaries for
the fiscal year ended on 31 DEC 2008
4. Examination and approval, if applicable, of Mgmt For For
the management and actions of the Board of
Directors during the fiscal year ended on 31
DEC 2008
5. Re-election of the Auditor of the Company and Mgmt For For
of its Consolidated Group for fiscal year 2009
6. Ratification of the interim appointment as Director Mgmt For For
of Ms. Samantha Barber to fill a vacancy, made
after the holding of the last General Shareholders
Meeting, with the status of external independent
Director
7. Authorization to the Board of Directors, with Mgmt For For
the express power of delegation, for the derivative
acquisition of the Company's own shares by
the Company itself and/or by its subsidiaries,
up to a maximum of 5% percent of the share
capital, pursuant to applicable law, for which
purpose the authorization granted by the shareholders
at the General Shareholders Meeting of 17 APR
2008 is hereby deprived of effect to the extent
of the unused amount
8. Delegation to the Board of Directors, with the Mgmt For For
express power of substitution, for a term of
5 years, of the power to issue: a) bonds or
simple debentures and other fixed-income securities
of a like nature (other than notes), as well
as preferred stock, up to a maximum amount
of 20 billion euros, and b) notes up to a maximum
amount, independently of the foregoing, of
6 billion euros; and authorization for the
Company to guarantee, within the limits set
forth above, new issuances of securities by
subsidiaries, for which purpose the delegation
approved by the shareholders at the General
Shareholders Meeting held on 17 APR 2008 is
hereby deprived of effect to the extent of
the unused amount
9. Delegation to the Board of Directors, with the Mgmt For For
express power of substitution, for a term of
5 years, of the power to issue debentures or
bonds that are exchangeable for and/or convertible
into shares of the Company or of other companies
within or outside of its Group, and warrants
on newly-issued shares or outstanding shares
of the Company or of other Companies within
or outside of its Group, up to a maximum limit
of 5 billion euros. Establishment of the standards
for determining the basis for and terms and
conditions applicable to the conversion, exchange
or exercise. Delegation to the Board of Directors,
with the express power of substitution, of
the powers required to establish the basis
for the terms and conditions applicable to
the conversion, exchange or exercise, as well
as, in the case of convertible debentures and
bonds and warrants on newly-issued shares,
of the power to increase share capital to the
extent required to accommodate requests for
the conversion of debentures or for the exercise
of warrants, for which purpose the delegation
of powers approved under item six of the agenda
for the General Shareholders' Meeting of 03
APR 2004 is deprived of effect
10. Authorization to the Board of Directors, with Mgmt For For
the express power of delegation, to apply for
the listing on and delisting from Spanish or
foreign, official or unofficial, organized
or other secondary markets of the shares, debentures,
bonds, notes, preferred stock or any other
securities issued or to be issued, and to adopt
such resolutions as may be necessary to ensure
the continued listing of the shares, debentures
or other securities of the Company that may
then be outstanding, for which purpose the
authorization granted by the shareholders at
the General Shareholders Meeting of 17 APR
2008 is hereby deprived of effect
11. Authorization to the Board of Directors, with Mgmt For For
the express power of delegation, to create
and fund Associations and Foundations, pursuant
to applicable legal provisions, for which purpose
the authorization granted by the shareholders
at the General Shareholders' Meeting of 17
APR 2008 is hereby deprived of effect to the
extent of the unused amount
12. Amendment of the By-Laws: 12.1. Amendment of Mgmt For For
Articles 23, 28, 34, 36, 37, 38, 45, 46, 47
and 49 of Title II of the By-Laws. 12.2. Amendment
of Articles 57 and 58 of Title IV of the By-Laws
13. Amendment of the Regulations of the General Mgmt For For
Shareholders Meeting and approval, if applicable,
of a newly-restated text of the Regulations
of the General Shareholders' Meeting
14. Delegation of powers to formalize and execute Mgmt For For
all resolutions adopted by the shareholders
at the General Shareholders' Meeting, for conversion
thereof into a public instrument, and for the
interpretation, correction and supplementation
thereof or further elaboration thereon until
the required registrations are made
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933016962
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 08-May-2009
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM F. ALDINGER Mgmt For For
1B ELECTION OF DIRECTOR: MARVIN D. BRAILSFORD Mgmt For For
1C ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1D ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1H ELECTION OF DIRECTOR: HAROLD B. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. SPEER Mgmt For For
1J ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
03 STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, Shr For Against
URGING THE BOARD OF DIRECTORS TO SEEK STOCKHOLDER
APPROVAL OF ANY FUTURE EXTRAORDINARY RETIREMENT
BENEFITS FOR SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933008725
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: C. BLACK Mgmt For For
1C ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1D ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1E ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For
1H ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For
1J ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1K ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION
162(M) OF THE INTERNAL REVENUE CODE
04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shr Against For
05 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shr For Against
AND PENSION INCOME
06 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933043262
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARTIN L. FLANAGAN Mgmt For For
1B ELECTION OF DIRECTOR: BEN F. JOHNSON, III Mgmt For For
1C ELECTION OF DIRECTOR: J. THOMAS PRESBY, CPA Mgmt For For
2 TO APPOINT ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933008523
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1D ELECTION OF DIRECTOR: ARNOLD G. LANGBO Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION POLICIES Shr For Against
AND DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 932983302
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 21-Jan-2009
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS W. ARCHER Mgmt Withheld Against
RICHARD GOODMAN Mgmt For For
SOUTHWOOD J. MORCOTT Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Mgmt For For
AUDITORS FOR 2009.
03 PROPOSAL REGARDING SURVIVOR BENEFITS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933038641
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 GOVERNMENTAL SERVICE REPORT Shr Against For
05 CUMULATIVE VOTING Shr Against For
06 SPECIAL SHAREOWNER MEETINGS Shr For Against
07 CREDIT CARD LENDING PRACTICES Shr Against For
08 CHANGES TO KEPP Shr For Against
09 SHARE RETENTION Shr For Against
10 CARBON PRINCIPLES REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 933007545
--------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 02-Apr-2009
Ticker: KBH
ISIN: US48666K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM Mgmt For For
1C ELECTION OF DIRECTOR: KENNETH M. JASTROW, II Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY Mgmt For For
1G ELECTION OF DIRECTOR: JEFFREY T. MEZGER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS KB HOME'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO ADOPT THE PROTECTIVE AMENDMENT TO Mgmt For For
KB HOME'S RESTATED CERTIFICATE OF INCORPORATION
04 PROPOSAL TO APPROVE THE SUCCESSOR RIGHTS PLAN Mgmt For For
05 TO APPROVE THE ANNUAL INCENTIVE PLAN FOR EXECUTIVE Mgmt For For
OFFICERS
06 STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION Shr For Against
07 STOCKHOLDER PROPOSAL RELATING TO AN ADVISORY Shr For Against
VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION
08 STOCKHOLDER PROPOSAL RELATING TO HEALTH CARE Shr Against For
REFORM PRINCIPLES
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933004361
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 15-Apr-2009
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt For For
SHERRILL W. HUDSON Mgmt For For
R. KIRK LANDON Mgmt For For
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
DONNA E. SHALALA Mgmt For For
JEFFREY SONNENFELD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt Against Against
2007 EQUITY INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING THE COMPANY'S Shr Against For
BUILDING PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933069862
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 09-Jun-2009
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD HAYTHORNTHWAITE Mgmt For For
DAVID R. CARLUCCI Mgmt For For
ROBERT W. SELANDER Mgmt For For
02 APPROVAL OF AMENDMENT OF SECTIONS 6.1(A) AND Mgmt For For
6.4(B) OF THE COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2009
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933053124
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 27-May-2009
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For
1B ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1C ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1D ELECTION OF DIRECTOR: ANDREW J. MCKENNA Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE
AS INDEPENDENT AUDITORS FOR 2009.
03 APPROVAL OF PERFORMANCE GOALS FOR CERTAIN QUALIFIED Mgmt For For
PERFORMANCE-BASED AWARDS UNDER THE MCDONALD'S
CORPORATION AMENDED AND RESTATED 2001 OMNIBUS
STOCK OWNERSHIP PLAN.
04 APPROVAL OF MCDONALD'S CORPORATION 2009 CASH Mgmt For For
INCENTIVE PLAN.
05 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shr For Against
VOTE ON EXECUTIVE COMPENSATION.
06 SHAREHOLDER PROPOSAL RELATING TO THE USE OF Shr Against For
CAGE-FREE EGGS.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 932935488
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 21-Aug-2008
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VICTOR J. DZAU, M.D. Mgmt For For
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt For For
DENISE M. O'LEARY Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE THE MEDTRONIC, INC. 2008 STOCK AWARD Mgmt For For
AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933007432
--------------------------------------------------------------------------------------------------------------------------
Security: 589331107
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: MRK
ISIN: US5893311077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH, PH.D. Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Mgmt For For
1G ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D. Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D. Mgmt For For
1I ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1J ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D. Mgmt For For
1L ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1M ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D. Mgmt For For
1N ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1O ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO LIMIT THE SIZE OF THE BOARD
TO NO MORE THAN 18 DIRECTORS
04 STOCKHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER Shr For Against
MEETINGS
05 STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT Shr Against For
LEAD DIRECTOR
06 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY Shr For Against
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933031154
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. ROBERT HENRIKSON Mgmt For For
JOHN M. KEANE Mgmt For For
CATHERINE R. KINNEY Mgmt For For
HUGH B. PRICE Mgmt For For
KENTON J. SICCHITANO Mgmt For For
02 REAPPROVAL OF THE METLIFE, INC. 2005 STOCK AND Mgmt For For
INCENTIVE COMPENSATION PLAN
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2009
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 932960013
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2008
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
02 ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For For
03 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
04 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
05 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
06 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 APPROVAL OF MATERIAL TERMS OF PERFORMANCE CRITERIA Mgmt For For
UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN.
11 APPROVAL OF AMENDMENTS TO THE 1999 STOCK OPTION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS.
12 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
13 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES Shr Against For
ON INTERNET CENSORSHIP.
14 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS.
15 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 933021711
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVAL OF THE 2008 ANNUAL REPORT, FINANCIAL Mgmt For For
STATEMENTS OF NESTLE S.A. AND CONSOLIDATED
FINANCIAL STATEMENTS OF THE NESTLE GROUP.*
1B ACCEPTANCE OF THE 2008 COMPENSATION REPORT (NON-BINDING Mgmt For For
ADVISORY VOTE).
02 RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
AND OF THE MANAGEMENT.
03 APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND)
FOR THE FINANCIAL YEAR 2008.
4A1 RE-ELECTION TO THE BOARD OF DIRECTORS: MR. DANIEL Mgmt For For
BOREL
4A2 RE-ELECTION TO THE BOARD OF DIRECTORS: MS. CAROLINA Mgmt For For
MULLER-MOHL
4B ELECTION OF THE STATUTORY AUDITORS KPMG S.A., Mgmt For For
GENEVA BRANCH (FOR A TERM OF ONE YEAR).
05 CAPITAL REDUCTION (BY CANCELLATION OF SHARES). Mgmt For For
06 MARK THE "FOR" BOX TO THE RIGHT IF YOU WISH Mgmt Against
TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE,
MR. JEAN-LUDOVIC HARTMAN
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 701794592
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: OGM
Meeting Date: 23-Apr-2009
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No Action
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Registration No Action
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No Action
IN CUT-OFF DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 701860909
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 23-Apr-2009
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No Action
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No Action
MEETING NOTICE SENT UNDER MEETING 525807, INCLUDING
THE AGENDA. TO BE ELIGIBLE TO VOTE AT THE UPCOMING
MEETING, YOUR SHARES MUST BE RE-REGISTERED
FOR THIS MEETING. IN ADDITION, YOUR NAME MAY
BE PROVIDED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER. PLEASE CONTACT YOUR GLOBAL CUSTODIAN
OR YOUR CLIENT SERVICE REPRESENTATIVE IF YOU
HAVE ANY QUESTIONS OR TO FIND OUT WHETHER YOUR
SHARES HAVE BEEN RE-REGISTERED FOR THIS MEETING.
THANK YOU.
1.1 Receive the 2008 annual report, financial statements Mgmt No Action
of Nestle SA and consolidated financial statements
of the Nestle Group, reports of the statutory
Auditors
1.2 Receive the 2008 compensation report Mgmt No Action
2. Approve to release the Members of the Board Mgmt No Action
of Directors and the Management
3. Approve the appropiration of profits resulting Mgmt No Action
from the balance sheet of Nestle S.A. and Dividends
of CHF 1.40 per share
4.1.1 Re-elect Mr. Daniel Borel to the Board of Directors Mgmt No Action
4.1.2 Re-elect Mrs. Carolina Mueller Mohl to the Board Mgmt No Action
of Directors
4.2 Elect KPMG S.A., Geneva branch as the Statutory Mgmt No Action
Auditor for a term of 1 year
5. Approve to cancel 180,000,000 repurchased under Mgmt No Action
the Share Buy-back Programme launched on 24
AUG 2007 and reduce the share capital by CHF
18,000,000
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 933002088
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
07 ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For
08 RESOLUTION ON THE USE OF THE PROFIT SHOWN ON Mgmt For For
THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND.
09 RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
10 RESOLUTION ON THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS.
11 RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS.
12 DIRECTOR
GEORG EHRNROOTH Mgmt For For
LALITA D. GUPTE Mgmt For For
BENGT HOLMSTROM Mgmt For For
HENNING KAGERMANN Mgmt For For
OLLI-PEKKA KALLASVUO Mgmt For For
PER KARLSSON Mgmt For For
JORMA OLLILA Mgmt For For
MARJORIE SCARDINO Mgmt For For
RISTO SIILASMAA Mgmt For For
KEIJO SUILA Mgmt For For
ISABEL MAREY-SEMPER Mgmt For For
13 RESOLUTION ON THE REMUNERATION OF THE AUDITOR. Mgmt For For
14 ELECTION OF AUDITOR. Mgmt For For
15 AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE Mgmt For For
TO REPURCHASE THE COMPANY'S OWN SHARES.
17 MARK THE "FOR" BOX IF YOU WISH TO INSTRUCT THE Mgmt Against
DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA
OR ESA NIINIMAKI, BOTH LEGAL COUNSELS OF NOKIA
CORPORATION, TO VOTE, IN THEIR DISCRETION,
ON YOUR BEHALF ONLY UPON ITEM 17.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933012748
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LINDA WALKER BYNOE Mgmt For For
NICHOLAS D. CHABRAJA Mgmt For For
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ARTHUR L. KELLY Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
EDWARD J. MOONEY Mgmt For For
WILLIAM A. OSBORN Mgmt For For
JOHN W. ROWE Mgmt For For
HAROLD B. SMITH Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
ENRIQUE J. SOSA Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 ADOPTION OF THE PROPOSAL RELATING TO AN ADVISORY Mgmt For For
(NON-BINDING) VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 701781014
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 24-Feb-2009
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No Action
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Registration No Action
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 701804975
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 24-Feb-2009
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No Action
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No Action
MEETING NOTICE SENT UNDER MEETING 524714, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve the annual report, the financial statements Mgmt No Action
of Novartis AG and the Group Consolidated financial
statements for the business year 2008
2. Grant discharge from liability of the Members Mgmt No Action
of the Board of Directors and the Executive
Committee for their activities during the business
year 2008
3. Approve the available earnings of Novartis AG Mgmt No Action
as per balance sheets and declaration of dividend
as specified and the total dividend payment
of CHF 4,906,210,030 is equivalent to a gross
dividend of CHF 2.00 per registered share of
CHF 0.50 nominal value entitled to dividends,
assuming that this proposal by the Board of
Directors for the earnings appropriation is
approved, payment will be made with effect
from 27 FEB 2009
4. Approve to cancel 6,000,000 shares repurchased Mgmt No Action
under the 6th share repurchase program and
to reduce the share capital accordingly by
CHF 3,000,000 from CHF 1,321,811,500 to CHF
1,318,811,500; and amend Article 4 of the Articles
of Incorporation as specified
5.1 Amend Articles 18 and 25 of the Articles of Mgmt No Action
Incorporation as specified
5.2 Amend Article 2 of the Articles of Incorporation Mgmt No Action
as specified
5.3 Amend Article 28 of the Articles of Incorporation Mgmt No Action
as specified
6.1 At this AGM, Prof. Peter Burckhardt M.D. is Non-Voting No Action
resigning from the Board of Directors, having
reached the age limit, at his own wish and
Prof. William W. George is also resigning from
the Board of Directors
6.2.A Re-elect Prof. Srikant M. Datar Ph.D, for a Mgmt No Action
3 year term
6.2.B Re-elect Mr. Andreas Von Planta Ph.D, for a Mgmt No Action
3 year term
6.2.C Re-elect Dr.-Ing. Wendelin Wiedeking, for a Mgmt No Action
3 year term
6.2.D Re-elect Prof. Rolf. M. Zinkernagel M.D, for Mgmt No Action
a 3 year term
6.3 Elect Prof. William Brody, M.D, Ph.D for a 3 Mgmt No Action
year term
7. Appoint PricewaterhouseCoopers AG, as the Auditors Mgmt No Action
of Novartis AG, for a further year
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No Action
IN BLOCKING JOB. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NVR, INC. Agenda Number: 933017281
--------------------------------------------------------------------------------------------------------------------------
Security: 62944T105
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: NVR
ISIN: US62944T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM A. MORAN Mgmt For For
1C ELECTION OF DIRECTOR: ALFRED E. FESTA Mgmt For For
1D ELECTION OF DIRECTOR: W. GRADY ROSIER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009.
03 SHAREHOLDER PROPOSAL TO IMPOSE A REQUIREMENT Shr For Against
THAT OUR NAMED EXECUTIVE OFFICERS HOLD CERTAIN
SHARES ACQUIRED BY THEM UNDER OUR COMPENSATION
PLANS UNTIL TWO YEARS AFTER TERMINATION.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933021230
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 01-May-2009
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt Against Against
1B ELECTION OF DIRECTOR: RONALD W. BURKLE Mgmt Against Against
1C ELECTION OF DIRECTOR: JOHN S. CHALSTY Mgmt Against Against
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt Against Against
1E ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt Against Against
1F ELECTION OF DIRECTOR: RAY R. IRANI Mgmt Against Against
1G ELECTION OF DIRECTOR: IRVIN W. MALONEY Mgmt Against Against
1H ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt Against Against
1I ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt Against Against
1J ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt Against Against
1K ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt Against Against
1L ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt Against Against
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
03 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO PERMIT STOCKHOLDERS TO CALL SPECIAL MEETINGS.
04 REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 932949033
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 10-Oct-2008
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY O. HENLEY Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
DONALD L. LUCAS Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
JACK F. KEMP Mgmt For For
JEFFREY S. BERG Mgmt Withheld Against
SAFRA A. CATZ Mgmt For For
HECTOR GARCIA-MOLINA Mgmt Withheld Against
H. RAYMOND BINGHAM Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt For For
BRUCE R. CHIZEN Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2009 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2009.
04 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933014906
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt Against Against
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M ELECTION OF DIRECTOR: M.D. WHITE Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
03 APPROVAL OF PEPSICO, INC. EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER RECYCLING Shr Against For
(PROXY STATEMENT P. 59)
05 SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED Shr Against For
PRODUCTS REPORT (PROXY STATEMENT P. 61)
06 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P. 63)
07 SHAREHOLDER PROPOSAL - ADVISORY VOTE ON COMPENSATION Shr For Against
(PROXY STATEMENT P. 64)
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933011176
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For
1E ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For
1J ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1K ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For
1L ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
03 PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Mgmt For For
PLAN, AS AMENDED AND RESTATED.
04 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shr Against For
05 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shr Against For
07 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr For Against
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933018067
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1F ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt Against Against
1G ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1I ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3 APPROVAL OF ELIGIBILITY, BUSINESS CRITERIA FOR Mgmt For For
AWARDS AND AWARD LIMITS UNDER THE PMI 2008
PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PHILIPS ELECTRS N V Agenda Number: 701837570
--------------------------------------------------------------------------------------------------------------------------
Security: N6817P109
Meeting Type: AGM
Meeting Date: 27-Mar-2009
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.a Adoption of the 2008 financial statements. Mgmt No Action
2.c Adoption of the distribution to shareholders Mgmt No Action
of EUR 0.70 per common share against the retained
earnings.
2.d Discharge of the responsibilities of the members Mgmt No Action
of the Board of Management.
2.e Discharge of the responsibilities of the members Mgmt No Action
of the Supervisory Board.
3 Re-appointment of Mr P-J. Sivignon as member Mgmt No Action
of the Board of Management.
4.a Re-appointment of Mr. J.J. Schiro as member Mgmt No Action
of the Supervisory Board.
4.b Appointment of Mr. J. van der Veer as member Mgmt No Action
of the Supervisory Board.
4.c Appointment of Ms. C.A. Poon as member of the Mgmt No Action
Supervisory Board.
5. Amendment of the Long-Term Incentive Plan. Mgmt No Action
6.a Authorization of the Board of Management to Mgmt No Action
issue or grant rights to acquire shares.
6.b Authorization of the Board of Management to Mgmt No Action
restrict or exclude pre-emption rights.
7. Authorization of the Board of Management to Mgmt No Action
acquire shares in the Company.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 701905981
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 14-May-2009
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the Directors' Report and the Financial Mgmt For For
Statements
2. Approve the Directors remuneration report Mgmt For For
3. Elect MR. H. M. McGrath as a Director Mgmt For For
4. Re-elect Mr. M. E. Tucker as a Director Mgmt For For
5. Re-elect Mr. M. G. A. McLintock as a Director Mgmt For For
6. Re-elect Mr. N. E. T. Prettejohn as a director Mgmt For For
7. Re-appoint KPMG Audit Plc as Auditor Mgmt For For
8. Authorize the Directors to determine the amount Mgmt For For
of the Auditors remuneration
9. Declare a final dividend of 12.91 pence per Mgmt For For
ordinary share of the Company
10. Approve the renewal of authority to allot ordinary Mgmt For For
shares
11. Approve the additional authority to allot ordinary Mgmt For For
shares for rights issues
12. Approve the renewal of authority to allot preference Mgmt For For
S.13 Approve the renewal of authority for disapplication Mgmt For For
of pre-emption rights
S.14 Approve the renewal of authority for purchase Mgmt For For
of own shares
S.15 Amendments the Articles of Association Companies Mgmt For For
Act 2006
S.16 Approve the notice for general meeting Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933012433
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALBERT R. GAMPER, JR. Mgmt For For
CONRAD K. HARPER Mgmt For For
SHIRLEY ANN JACKSON Mgmt For For
DAVID LILLEY Mgmt For For
THOMAS A. RENYI Mgmt For For
HAK CHEOL SHIN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2009.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 932990218
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 03-Mar-2009
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
MARC I. STERN Mgmt For For
BRENT SCOWCROFT Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE COMPANY'S FISCAL YEAR ENDING SEPTEMBER
27, 2009.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 933061626
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt Against Against
1B ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For
1C ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt Against Against
1D ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Mgmt For For
1E ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt Against Against
1G ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION
04 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr For Against
MEETINGS
05 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
06 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF HEALTH Shr Against For
CARE REFORM PRINCIPLES
07 STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shr For Against
EXECUTIVE RETIREMENT PLANS
--------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED Agenda Number: 932925639
--------------------------------------------------------------------------------------------------------------------------
Security: 760975102
Meeting Type: Annual
Meeting Date: 15-Jul-2008
Ticker: RIMM
ISIN: CA7609751028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE ELECTION OF DIRECTORS REFERRED TO IN THE Mgmt For For
MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY
DATED MAY 28, 2008, NAMELY JAMES BALSILLIE,
MIKE LAZARIDIS, JAMES ESTILL, DAVID KERR, ROGER
MARTIN, JOHN RICHARDSON, BARBARA STYMIEST AND
JOHN WETMORE.
02 THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LTD Agenda Number: 701642565
--------------------------------------------------------------------------------------------------------------------------
Security: 760975102
Meeting Type: AGM
Meeting Date: 15-Jul-2008
Ticker:
ISIN: CA7609751028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Elect the Messrs. James Balsillie, Mike Lazaridis, Mgmt For For
James Estill, David Kerr, Roger Martin, John
Richardson, Barbara Stymiest and John Wetmore
as the Directors, as specified
2. Re-appoint Ernst & Young LLP as the Independent Mgmt For For
Auditors of the Company and authorize the Directors
to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 701911833
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: AGM
Meeting Date: 19-May-2009
Ticker:
ISIN: GB00B03MM408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adopt the annual report and accounts Mgmt For For
2. Approve the remuneration report Mgmt Against Against
3. Appoint Mr. Simon Henry as a Director Mgmt For For
4. Re-appoint Mr. Lord Kerr of Kinlochard as a Mgmt For For
Director
5. Re-appoint Mr. Wim Kok as a Director Mgmt For For
6. Re-appoint Mr. Nick Land as a Director Mgmt For For
7. Re-appoint Mr. Jorma Ollila as a Director Mgmt For For
8. Re-appoint Mr. Jeroen ven der Veer as a Director Mgmt For For
9. Re-appoint Mr. Hans Wijers as a Director Mgmt For For
10. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company
11. Approve the remuneration of the Auditors Mgmt For For
12. Grant authority for the issue of equity or equity-linked Mgmt For For
securities with pre-emptive rights up to aggregate
nominal amount of EUR 145 million
S.13 Grant authority, subject to the previous resolution Mgmt For For
being passed, for the issue of equity or equity-linked
securities without pre-emptive rights up to
aggregate nominal amount of EUR 21 million
S.14 Grant authority to purchase 624 million ordinary Mgmt For For
shares for Market Purchase
15. Authorize the Company and its Subsidiaries to Mgmt For For
make EU Political Donations to Political Organizations
other than Political Parties up to GBP 200,000
and to incur EU Political Expenditure up to
GBP 200,000
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RWE AG, ESSEN Agenda Number: 701843446
--------------------------------------------------------------------------------------------------------------------------
Security: D6629K109
Meeting Type: AGM
Meeting Date: 22-Apr-2009
Ticker:
ISIN: DE0007037129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 01 APR 2008, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK
YOU
1. Presentation of the approved financial statements Non-Voting No vote
of RWE Aktiengesellschaft and the Group for
the financial year ended 31 DEC 2008 with the
combined Review of Operations of RWE Aktiengesellschaft
and the Group including the statement by the
Executive Board on takeover-related issues,
the proposal of the Executive Board for the
appropriation of distributable profit, and
the Supervisory Board report for fiscal 2008
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 2,408,107,789.25 as follows:
Payment of a dividend of EUR 4.50 per no-par
share EUR 20,000,417.75 shall be carried forward
Ex-dividend and payable date: 23 APR 2009
3. Approval of the acts of the executive Board Mgmt For For
for fiscal 2008
4. Approval of the acts of the Supervisory Board Mgmt For For
for fiscal 2008
5. Appointment of the Auditors for the 2009 FY: Mgmt For For
PricewaterhouseCoopers AG, Frankfurt
6. Appointment of the Auditors for the abbreviation Mgmt For For
2009 FY: PricewaterhouseCoopers AG, Frankfurt
7. Authorization to acquire own shares the Company Mgmt For For
shall be authorized to acquire own shares of
up to 10% of its share capital through the
s tock exchange, at a price not deviating more
than 10% from the market price of the shares,
or by way of a public repurchase offer to all
shareholders, at a price not deviating more
than 20% from the market price of the shares,
on or before October 21, 2010.The existing
authorization to acquire own shares shall be
revoked when the above authorization comes
into effect. The Board of Managing Directors
shall be authorized to dispose of the shares
in a manner other than through the stock exchange
or by way of a public offer to all shareholders
against payment in cash at a price not materially
below the market price of the shares, to retire
the shares and to exclude shareholders. subscription
rights in connection with mergers and acquisitions,
and for the satisfaction of conversion and/or
option rights
8. Authorization for the use of derivative financial Mgmt For For
instruments within the scope of share buybacks
9. Authorization I to grant convertible bonds and Mgmt For For
warrants, the creation of a contingent capital
I, and the correspondence amendment to the
Article of Association the Board of Managing
Directors shall be authorized, with the consent
of the Supervisory Board, to issue bonds of
up to EUR 6,000,000,000, conferring convertible
rights for bearer shares of the Company, on
or before 21 APR 2014, shareholders shall be
granted subscription rights except for residual
amounts and for the satisfaction of convertible
and/or option rights, the Company's share capital
shall be increased accordingly by up to EUR
143,975,680 through the issue of up to 56,240,500
bearer no-par shares, insofar as convertible
and/or option rights are exercised
10. Authorization II to grant convertible bonds Mgmt For For
and warrants, the creation of a contingent
capital II, and the correspondence amendment
to the Article of Association, the Board of
Managing Directors shall be authorized, with
the consent of the Supervisory Board, to issue
bonds of up to EUR 6,000,000,000, conferring
convertible rights for bearer shares of the
Company, on or before 21 APR 2014, shareholders
shall be granted subscription rights except
for residual amounts and for the satisfaction
of convertible and/or option rights, the Company's
share capital shall be increased accordingly
by up to EUR 143,975,680 through the issue
of up to 56,240,500 bearer no-par shares, insofar
as convertible and/or option rights are exercised
11. Amendment to the Article of Association Section Mgmt For For
15[3], in respect of the Board of Managing
Directors being authorized to allow the electronic
transmission of the shareholders meeting Section
17[2] shall be deleted, The above amendments
shall only be entered into the commercial register
if and when the ARUG comes into effect
12. Amendment to Article 16, Paragraph [3] of the Mgmt For For
Articles of Incorporation [Adoption of a resolution]
--------------------------------------------------------------------------------------------------------------------------
SANOFI-AVENTIS Agenda Number: 701820397
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: OGM
Meeting Date: 17-Apr-2009
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting No vote
YOU.
O.1 Approve the financial statements and statutory Mgmt For For
reports
O.2 Receive the consolidated financial statements Mgmt For For
and statutory reports
O.3 Approve the allocation of income and dividends Mgmt For For
of EUR 2.20 per share
O.4 Ratify the appointment of Mr. Chris Viehbacher Mgmt For For
as a Director
O.5 Approve the Auditors' special report regarding Mgmt Against Against
related-party transactions
O.6 Approve the transaction with Mr. Chris Viehbacher Mgmt Against Against
regarding Severance Payments
O.7 Grant authority for the repurchase of up to Mgmt For For
10% of issued share capital
E.8 Grant authority for the issuance of equity or Mgmt For For
equity-linked securities with preemptive rights
up to aggregate nominal amount of EUR 1.3 billion
E.9 Grant authority for the issuance of equity or Mgmt For For
equity-linked securities without preemptive
rights up to aggregate nominal amount of EUR
500 million
E.10 Grant authority for the capital increase of Mgmt For For
up to 10% of issued capital for future acquisitions
E.11 Authorize the Board to increase capital in the Mgmt For For
event of additional demand related to delegation
submitted to shareholder vote above
E.12 Grant authority for the capitalization of reserves Mgmt For For
of up to EUR 500 million for bonus issue or
increase in par value
E.13 Approve the Employee Stock Purchase Plan Mgmt For For
E.14 Grant authority for the use of up to 2.5% of Mgmt Against Against
issued capital in the Stock Option Plan
E.15 Grant authority for the use of up to 1.0% of Mgmt Against Against
issued capital in the Restricted Stock Plan
E.16 Approve the reduction in share capital via cancellation Mgmt For For
of repurchased shares
E.17 Amend Article 15 of the Bylaws regarding the Mgmt For For
Audit Committee
E.18 Grant authority for the filing of required documents/otherMgmt For For
formalities
--------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION Agenda Number: 933071920
--------------------------------------------------------------------------------------------------------------------------
Security: 806605101
Meeting Type: Annual
Meeting Date: 18-May-2009
Ticker: SGP
ISIN: US8066051017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS J. COLLIGAN Mgmt For For
FRED HASSAN Mgmt For For
C. ROBERT KIDDER Mgmt For For
EUGENE R. MCGRATH Mgmt For For
ANTONIO M. PEREZ Mgmt For For
PATRICIA F. RUSSO Mgmt For For
JACK L. STAHL Mgmt For For
CRAIG B. THOMPSON, M.D. Mgmt For For
KATHRYN C. TURNER Mgmt For For
ROBERT F.W. VAN OORDT Mgmt For For
ARTHUR F. WEINBACH Mgmt For For
02 RATIFY THE DESIGNATION OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITOR FOR 2009.
03 SHAREHOLDER PROPOSAL RE CUMULATIVE VOTING. Shr Against For
04 SHAREHOLDER PROPOSAL RE CALLING SPECIAL MEETING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 701785567
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 27-Jan-2009
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK
YOU
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. Presentation of the report of the Supervisory Non-Voting No vote
Board, the corporate governance and compensation
report, and the compliance report for the 2007/2008
FY
2. Presentation of the Company and group financial Non-Voting No vote
statements and annual reports for the 2007/2008
FY with the report pursuant to Sections 289(4)
and 315(4) of the German Commercial Code
3. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 1,462,725,473.60 as follows:
Payment of a dividend of EUR 1.60 per entitled
share Ex-dividend and payable date: 28 JAN
2009
4.1. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Rudi
Lamprecht [Postponement]
4.2. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Juergen
Radomski [Postponement]
4.3. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Uriel
J. Sharef [Postponement]
4.4. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Klaus
Wucherer [Postponement]
4.5. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Peter
Loescher
4.6. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Wolfgang
Dehen
4.7. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Heinrich
Hiesinger
4.8. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Joe
Kaeser
4.9. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Eduardo
Montes
4.10. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Jim
Reid-Anderson
4.11. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Erich
R. Reinhardt
4.12. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Hermann
Requardt
4.13. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Siegfried
Russwurm
4.14. Ratification of the acts of the individual members Mgmt For For
of the Board of Managing Directors: Mr. Peter
Y. Solmssen
5.1. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Gerhard Cromme
5.2. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Ralf Heckmann
5.3. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Josef Ackermann
5.4. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Lothar Adler
5.5. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Jean-Louis Beffa
5.6. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Gerhard Bieletzki
5.7. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Gerd von Brandenstein
5.8. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. John David Coombe
5.9. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Hildegard Cornudet
5.10. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Michael Diekmann
5.11. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Hans Michael
Gaul
5.12. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Birgit Grube
5.13. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Peter Gruss
5.14. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Bettina Haller
5.15. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Heinz Hawreliuk
5.16. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Berthold Huber
5.17. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Harald Kern
5.18. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Walter Kroell
5.19. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Nicola Leibinger-Kammueller
5.20. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Michael Mirow
5.21. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Werner Moenius
5.22. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Roland Motzigemba
5.23. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Thomas Rackow
5.24. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Hakan Samuelsson
5.25. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Dieter Scheitor
5.26. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Albrecht Schmidt
5.27. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Henning Schulte-Noelle
5.28. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Rainer Sieg
5.29. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Peter von Siemens
5.30. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Jerry I. Speyer
5.31. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Birgit Steinborn
5.32. Ratification of the acts of the individual members Mgmt For For
of the Supervisory Board: Mr. Iain Vallance
of Tummel
6. Appointment of auditors for the 2008/2009 FY: Mgmt For For
Ernst + Young AG, Stuttgart
7. Authorization to acquire own shares, the Company Mgmt For For
shall be authorized to acquire own shares of
up to 10% of its share capital, at prices neither
more than 10% above nor more than 20% below
the market price, between 01 MAR 2009, and
26 JUL 2010, the Board of Managing Directors
shall be authorized to retire the shares, to
use the shares within the scope of the Company's
stock option plans, to issue the shares to
employees and executives of the Company, and
to use the shares to fulfill conversion or
option rights
8. Authorization to use derivatives for the acquisition Mgmt For For
of own shares Supplementary to item 7, the
Company shall be authorized to use call and
put options for the purpose of acquiring own
shares
9. Resolution on the creation of authorized capital, Mgmt For For
and the corresponding amendments to the Articles
of Association, the Board of Managing Directors
shall be authorized, with the consent of the
Supervisory Board, to increase the share capital
by up to EUR 520,800,000 through the issue
of up to 173,600,000 new registered shares
against cash payment, on or before 26 JAN 2014,
shareholders shall be granted subscription
rights, except for the issue of shares against
payment in kind, for residual amounts, for
the granting of subscription rights to bondholders,
and for the issue of shares at a price not
materially below their market price
10. Resolution on the authorization to issue convertible Mgmt For For
or warrant bonds, the creation of new contingent
capital, and the corresponding amendments to
the Articles of Association, the Board of Managing
Directors shall be authorized to issue bonds
of up to EUR 15,000,000,000, conferring a convertible
or option right for up to 200,000,000 new shares,
on or before 26 JAN 2014, shareholders shall
be granted subscription rights, except for
the issue of bonds at a price not materially
below their theoretical market value, for residual
amounts, and for the granting of subscription
rights to holders of previously issued convertible
or option rights, the Company's share capital
shall be increased accordingly by up to EUR
600,000,000 through the issue of new registered
shares, insofar as convertible or option rights
are exercised
11. Resolution on the revision of the Supervisory Mgmt For For
Board remuneration, and the corresponding amendments
to the Articles of Association, the members
of the Supervisory Board shall receive a fixed
annual remuneration of EUR 50,000, plus a variable
remuneration of EUR 150 per EUR 0.01 of the
earnings per share in excess of EUR 1, plus
a further variable remuneration of EUR 250
per EUR 0.01 by which the three-year average
earnings per share exceed EUR 2, the Chairman
shall receive three times, and the Deputy Chairman
one and a half times, the amounts Committee
members shall be granted further remuneration,
all members shall receive an attendance fee
of EUR 1,000 per meeting
12. Amendment to the Articles of Association Mgmt For For
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting No vote
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933027523
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LEWIS E. EPLEY, JR. Mgmt For For
ROBERT L. HOWARD Mgmt Withheld Against
HAROLD M. KORELL Mgmt For For
VELLO A. KUUSKRAA Mgmt Withheld Against
KENNETH R. MOURTON Mgmt Withheld Against
CHARLES E. SCHARLAU Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP ("PWC") TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 933069759
--------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 09-Jun-2009
Ticker: SPLS
ISIN: US8550301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt Against Against
1B ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt Against Against
1C ELECTION OF DIRECTOR: MARY ELIZABETH BURTON Mgmt Against Against
1D ELECTION OF DIRECTOR: JUSTIN KING Mgmt Against Against
1E ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt Against Against
1F ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt Against Against
1G ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt Against Against
1H ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt Against Against
1I ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt Against Against
1K ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt Against Against
1L ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt Against Against
02 TO APPROVE AN AMENDMENT TO STAPLES' AMENDED Mgmt For For
AND RESTATED 1998 EMPLOYEE STOCK PURCHASE PLAN
INCREASING THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE FROM 15,750,000 TO
22,750,000.
03 TO APPROVE AN AMENDMENT TO STAPLES' AMENDED Mgmt For For
AND RESTATED INTERNATIONAL EMPLOYEE STOCK PURCHASE
PLAN INCREASING THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE FROM 1,275,000
TO 2,775,000.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
05 TO ACT ON A SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
REINCORPORATION OF STAPLES, INC. IN NORTH DAKOTA.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933037144
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. BURNES Mgmt For For
P. COYM Mgmt For For
P. DE SAINT-AIGNAN Mgmt For For
A. FAWCETT Mgmt For For
D. GRUBER Mgmt For For
L. HILL Mgmt For For
R. KAPLAN Mgmt For For
C. LAMANTIA Mgmt For For
R. LOGUE Mgmt For For
R. SERGEL Mgmt For For
R. SKATES Mgmt For For
G. SUMME Mgmt For For
R. WEISSMAN Mgmt For For
02 TO APPROVE AMENDMENTS TO STATE STREET'S ARTICLES Mgmt For For
OF ORGANIZATION AND BY-LAWS CHANGING THE SHAREHOLDER
QUORUM AND VOTING REQUIREMENTS, INCLUDING THE
ADOPTION OF A MAJORITY VOTE STANDARD FOR UNCONTESTED
ELECTIONS OF DIRECTORS.
03 TO APPROVE THE AMENDED AND RESTATED 2006 EQUITY Mgmt For For
INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE
BY 17 MILLION THE NUMBER OF SHARES OF OUR COMMON
STOCK THAT MAY BE DELIVERED IN SATISFACTION
OF AWARDS UNDER THE PLAN.
04 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2009.
06 TO VOTE ON A SHAREHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 932949398
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Special
Meeting Date: 25-Sep-2008
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPOINT MR. JOSEPH (YOSI) NITZANI AS A STATUTORY Mgmt For For
INDEPENDENT DIRECTOR FOR A TERM OF THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 933094384
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 22-Jun-2009
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE BOARD OF DIRECTORS' RECOMMENDATION Mgmt For For
THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER
31, 2008, WHICH WAS PAID IN FOUR INSTALLMENTS
AND AGGREGATED NIS 1.95 (APPROXIMATELY US$0.525,
ACCORDING TO THE APPLICABLE EXCHANGE RATES)
PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL.
2A ELECTION OF DIRECTOR: DR. PHILLIP FROST Mgmt For For
2B ELECTION OF DIRECTOR: ROGER ABRAVANEL Mgmt For For
2C ELECTION OF DIRECTOR: PROF. ELON KOHLBERG Mgmt For For
2D ELECTION OF DIRECTOR: PROF. YITZHAK PETERBURG Mgmt For For
2E ELECTION OF DIRECTOR: EREZ VIGODMAN Mgmt For For
03 TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF Mgmt For For
PRICEWATERHOUSECOOPERS INTERNATIONAL LTD.,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM UNTIL THE 2010 ANNUAL MEETING
OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO DETERMINE THEIR COMPENSATION
PROVIDED SUCH COMPENSATION IS ALSO APPROVED
BY THE AUDIT COMMITTEE.
--------------------------------------------------------------------------------------------------------------------------
THE CHUBB CORPORATION Agenda Number: 933014211
--------------------------------------------------------------------------------------------------------------------------
Security: 171232101
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: CB
ISIN: US1712321017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ZOE BAIRD Mgmt For For
1B ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1D ELECTION OF DIRECTOR: JOEL J. COHEN Mgmt For For
1E ELECTION OF DIRECTOR: JOHN D. FINNEGAN Mgmt For For
1F ELECTION OF DIRECTOR: KLAUS J. MANGOLD Mgmt For For
1G ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For
1H ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1I ELECTION OF DIRECTOR: JESS SODERBERG Mgmt For For
1J ELECTION OF DIRECTOR: DANIEL E. SOMERS Mgmt For For
1K ELECTION OF DIRECTOR: KAREN HASTIE WILLIAMS Mgmt For For
1L ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
1M ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
02 TO APPROVE THE ADOPTION OF THE CHUBB CORPORATION Mgmt For For
LONG-TERM INCENTIVE PLAN (2009).
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933005856
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 22-Apr-2009
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
02 ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against
03 ELECTION OF DIRECTOR: CATHLEEN P. BLACK Mgmt Against Against
04 ELECTION OF DIRECTOR: BARRY DILLER Mgmt Against Against
05 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt Against Against
06 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
07 ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
08 ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt Against Against
09 ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
10 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
11 ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt Against Against
12 ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt Against Against
13 ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
14 ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
15 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
16 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shr For Against
BOARD CHAIR
18 SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE Shr Against For
ON HUMAN RIGHTS
19 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933037322
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 08-May-2009
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1H ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1I ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt Against Against
1K ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2009 FISCAL YEAR
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
04 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
05 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr For Against
VOTE
06 SHAREHOLDER PROPOSAL TO AMEND BY-LAWS TO PROVIDE Shr Against For
FOR A BOARD COMMITTEE ON U.S. ECONOMIC SECURITY
07 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933042866
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For
1C ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1D ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1E ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY
31, 2010.
03 TO AMEND THE SIXTH ARTICLE OF THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION TO ALLOW HOLDERS
OF AT LEAST 25% OF SHARES OF THE COMPANY'S
OUTSTANDING COMMON STOCK TO CALL A SPECIAL
MEETING OF SHAREHOLDERS.
04 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shr Against For
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr For Against
MEETINGS.
06 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shr Against For
REPORT.
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shr For Against
COMPENSATION.
08 SHAREHOLDER PROPOSAL REGARDING ENERGY USAGE. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 933088519
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 25-Jun-2009
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. LAMACCHIA Mgmt For For
1F ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G ELECTION OF DIRECTOR: DON W. MCGEORGE Mgmt For For
1H ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1I ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1J ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt For For
1K ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1M ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1N ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1O ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
2 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. Mgmt For For
3 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shr Against For
TO RECOMMEND AN INCREASE OF THE PERCENTAGE
OF EGGS STOCKED FROM HENS NOT CONFINED IN BATTERY
CAGES.
4 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shr Against For
TO RECOMMEND AMENDMENT OF KROGER'S ARTICLES
TO PROVIDE FOR ELECTION OF DIRECTORS BY MAJORITY
VOTE.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 932946556
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 14-Oct-2008
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH I. CHENAULT Mgmt For For
SCOTT D. COOK Mgmt For For
RAJAT K. GUPTA Mgmt For For
A.G. LAFLEY Mgmt For For
CHARLES R. LEE Mgmt For For
LYNN M. MARTIN Mgmt For For
W. JAMES MCNERNEY, JR. Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
RALPH SNYDERMAN, M.D. Mgmt For For
MARGARET C. WHITMAN Mgmt For For
PATRICIA A. WOERTZ Mgmt For For
ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 AMEND COMPANY'S AMENDED ARTICLES OF INCORPORATION Mgmt Against Against
TO ADOPT MAJORITY VOTING
04 SHAREHOLDER PROPOSAL #1 - ROTATE SITE OF ANNUAL Shr Against For
MEETING
05 SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933012421
--------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: RYL
ISIN: US7837641031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. CHAD DREIER Mgmt For For
LESLIE M. FRECON Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
WILLIAM L. JEWS Mgmt For For
NED MANSOUR Mgmt For For
ROBERT E. MELLOR Mgmt For For
NORMAN J. METCALFE Mgmt For For
CHARLOTTE ST. MARTIN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE RYLAND GROUP, Mgmt For For
INC. ARTICLES OF INCORPORATION.
03 APPROVAL OF THE RYLAND GROUP, INC. SHAREHOLDER Mgmt For For
RIGHTS PLAN.
04 CONSIDERATION OF A PROPOSAL FROM THE NATHAN Shr Against For
CUMMINGS FOUNDATION (A STOCKHOLDER).
05 CONSIDERATION OF A PROPOSAL FROM CERTAIN RETIREMENT Shr For Against
SYSTEMS AND PENSION FUNDS OF THE EMPLOYEES
OF THE CITY OF NEW YORK (STOCKHOLDERS).
06 CONSIDERATION OF A PROPOSAL FROM AMALGAMATED Shr For Against
BANK LONGVIEW MIDCAP 400 INDEX FUND (A STOCKHOLDER).
07 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS RYLAND'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933075168
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 02-Jun-2009
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSE B. ALVAREZ Mgmt For For
ALAN M. BENNETT Mgmt For For
DAVID A. BRANDON Mgmt Withheld Against
BERNARD CAMMARATA Mgmt For For
DAVID T. CHING Mgmt For For
MICHAEL F. HINES Mgmt For For
AMY B. LANE Mgmt For For
CAROL MEYROWITZ Mgmt For For
JOHN F. O'BRIEN Mgmt For For
ROBERT F. SHAPIRO Mgmt For For
WILLOW B. SHIRE Mgmt For For
FLETCHER H. WILEY Mgmt For For
02 APPROVAL OF AMENDMENTS TO AND PERFORMANCE TERMS Mgmt For For
OF THE STOCK INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933009703
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Mgmt For For
JR.
1J ELECTION OF DIRECTOR: ROBERT I. LIPP Mgmt For For
1K ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For
1L ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER TRAVELERS' AMENDED AND RESTATED
2004 STOCK INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933042400
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDY C. LEWENT Mgmt For For
PETER J. MANNING Mgmt For For
JIM P. MANZI Mgmt For For
ELAINE S. ULLIAN Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2009.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 933058415
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 03-Jun-2009
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1F ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1L ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2 RATIFICATION OF AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 932979670
--------------------------------------------------------------------------------------------------------------------------
Security: 887317105
Meeting Type: Special
Meeting Date: 16-Jan-2009
Ticker: TWX
ISIN: US8873171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 COMPANY PROPOSAL TO (A) AUTHORIZE THE BOARD Mgmt For For
TO EFFECT PRIOR TO 12/31/09, A REVERSE STOCK
SPLIT OF THE OUTSTANDING AND TREASURY COMMON
STOCK OF TIME WARNER, AT A REVERSE STOCK SPLIT
RATIO OF EITHER 1-FOR-2 OR 1-FOR-3, AND (B)
APPROVE AMENDMENT TO THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION IN THE RELEVANT
FORM ATTACHED TO THE PROXY STATEMENT TO EFFECT
THE REVERSE STOCK SPLIT AND TO REDUCE PROPORTIONATELY
THE TOTAL NUMBER OF SHARES THAT TIME WARNER
IS AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD'S
AUTHORITY TO ABANDON SUCH AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933048224
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT M. ALLISON, JR. Mgmt For For
1B ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1C ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E ELECTION OF DIRECTOR: FRANK J. CAUFIELD Mgmt Against Against
1F ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1G ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt Against Against
1H ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL A. MILES Mgmt Against Against
1J ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 COMPANY PROPOSAL TO APPROVE THE TIME WARNER Mgmt For For
INC. ANNUAL INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
04 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shr Against For
05 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shr For Against
MEETINGS.
06 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shr For Against
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TOLL BROTHERS, INC. Agenda Number: 932997387
--------------------------------------------------------------------------------------------------------------------------
Security: 889478103
Meeting Type: Annual
Meeting Date: 11-Mar-2009
Ticker: TOL
ISIN: US8894781033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT S. BLANK Mgmt For For
ROGER S. HILLAS Mgmt For For
STEPHEN A. NOVICK Mgmt For For
PAUL E. SHAPIRO Mgmt For For
02 THE RATIFICATION OF THE RE-APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL
YEAR.
03 A STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shr For Against
OF DIRECTORS.
04 A STOCKHOLDER PROPOSAL RELATING TO THE SEPARATION Shr For Against
OF THE ROLES OF CEO AND CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 701919194
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 15-May-2009
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 519433 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
O.1 Approve the financial statements and statutory Mgmt For For
reports
O.2 Approve the consolidated financial statements Mgmt For For
and statutory reports
O.3 Approve the allocation of income and dividends Mgmt For For
of EUR 2.28 per share
O.4 Approve the Special Auditors' report presenting Mgmt For For
ongoing related party transactions
O.5 Approve transaction with Mr. Thierry Desmarest Mgmt For For
O.6 Approve transaction with Mr. Christophe De Margerie Mgmt Against Against
O.7 Authorize to repurchase of up to 10% of issued Mgmt For For
share capital
O.8 Re-elect Ms. Anne Lauvergeon as a Director Mgmt Against Against
O.9 Re-elect Mr. Daniel Bouton as a Director Mgmt Against Against
O.10 Re-elect Mr. Bertrand Collomb as a Director Mgmt For For
O.11 Re-elect Mr. Christophe De Margerie as a Director Mgmt For For
O.12 Re-elect Mr. Michel Pebereau as a Director Mgmt Against Against
O.13 Elect Mr. Patrick Artus as a Director Mgmt For For
E.14 Amend the Article 12 of the Bylaws regarding Mgmt For For
age limit for the Chairman
A. Approve the statutory modification to advertise Mgmt Against Against
individual allocations of stock options and
free shares as provided by law
B. Approve the statutory modification relating Mgmt Against Against
to a new procedure for appointing the employee
shareholder in order to enhance its representativeness
and independence
C. Grant authority to freely allocate the Company's Mgmt Against Against
shares to all the employees of the group
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN INC Agenda Number: 932973173
--------------------------------------------------------------------------------------------------------------------------
Security: G90073100
Meeting Type: Special
Meeting Date: 08-Dec-2008
Ticker: RIG
ISIN: KYG900731004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED Mgmt For For
BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO
THE ACCOMPANYING PROXY STATEMENT AS ANNEX B.
02 APPROVAL OF THE MOTION TO ADJOURN THE MEETING Mgmt For For
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE THE MERGER TRANSACTION.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N V Agenda Number: 701725713
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: EGM
Meeting Date: 29-Oct-2008
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appoint Mr. P. Polman as an Executive Director Mgmt No Action
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV Agenda Number: 701856431
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: OGM
Meeting Date: 14-May-2009
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING Non-Voting No Action
AT THIS GENERAL MEETING ARE RELAXED. BLOCKING
PERIOD ENDS ONE DAY AFTER THE REGISTRATION
DATE SET ON 23 APR 09. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Consideration of the Annual Report for the 2008 Non-Voting No Action
FY
2. Adopt the annual accounts and appropriation Mgmt No Action
of the profit for the 2008 FY
3. Grant discharge to the Executive Directors in Mgmt No Action
office during the 2008 FY for the fulfilment
of their tasks
4. Grant discharge to the Non-Executive Directors Mgmt No Action
in office during the 2008 FY for the fulfilment
of their tasks
5. Re-appoint Mr. J A Lawrence as an Executive Mgmt No Action
Director
6. Re-appoint Mr. P G J M Polman as an Executive Mgmt No Action
Director
7. Re-appoint the Rt. Hon The Lord Brittan of Spennithorne Mgmt No Action
QC, DL as a Non-Executive Director
8. Re-appoint Professor W Dik as a Non-Executive Mgmt No Action
Director
9. Re-appoint Mr. C E Golden as a Non-Executive Mgmt No Action
Director
10. Re-appoint Dr. B E Grote as a Non-Executive Mgmt No Action
Director
11. Re-appoint Mr. N Murthy as a Non-Executive Director Mgmt No Action
12. Re-appoint Ms. H Nyasulu as a Non-Executive Mgmt No Action
Director
13. Re-appoint Mr. K J Storm as a Non-Executive Mgmt No Action
Director
14. Re-appoint Mr. M Treschow as a Non-Executive Mgmt No Action
Director
15. Re-appoint Mr. J van der Veer as a Non-Executive Mgmt No Action
Director
16. Appoint Professor L O Fresco as a Non-Executive Mgmt No Action
Director
17. Appoint Ms. A M Fudge as a Non-Executive Director Mgmt No Action
18. Appoint Mr. P Walsh as a Non-Executive Director Mgmt No Action
19. Appoint PricewaterhouseCoopers Accountants N.V. Mgmt No Action
as Auditors for the 2009 FY
20. Authorize the Board of Directors as the Company Mgmt No Action
Body authorized to issue shares in the Company
21. Authorize the Board of Directors to purchase Mgmt No Action
shares and depositary receipts in the Company
22. Approve to reduce the capital through cancellation Mgmt No Action
of shares
23.A Approve that, move to quarterly dividends and Mgmt No Action
to alter the Equalization Agreement and the
Articles of Association
23.B Approve to alter the Equalization Agreement Non-Voting No Action
24. Questions and close of the meeting Non-Voting No Action
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU, Non-Voting No Action
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No Action
IN BLOCKING. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933001644
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 08-Apr-2009
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS R. CHENEVERT Mgmt For For
GEORGE DAVID Mgmt For For
JOHN V. FARACI Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
JAMIE S. GORELICK Mgmt For For
CARLOS M. GUTIERREZ Mgmt For For
EDWARD A. KANGAS Mgmt For For
CHARLES R. LEE Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
HAROLD MCGRAW III Mgmt For For
RICHARD B. MYERS Mgmt For For
H. PATRICK SWYGERT Mgmt For For
ANDRE VILLENEUVE Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREOWNER PROPOSAL: OFFSETS FOR FOREIGN MILITARY Shr Against For
SALES
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933031762
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2009
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Mgmt For For
1G ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1H ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. Mgmt For For
1I ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2009.
03 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933018017
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Mgmt For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1K ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For
1L ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Mgmt For For
04 APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt For For
05 APPROVAL OF SHORT-TERM INCENTIVE PLAN Mgmt For For
06 PROHIBIT GRANTING STOCK OPTIONS Shr Against For
07 SHAREHOLDER ABILITY TO CALL SPECIAL MEETING Shr For Against
08 SEPARATE OFFICES OF CHAIRMAN AND CEO Shr Against For
09 CUMULATIVE VOTING Shr Against For
10 SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER Shr For Against
DEATH
--------------------------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S, RANDERS Agenda Number: 701845680
--------------------------------------------------------------------------------------------------------------------------
Security: K9773J128
Meeting Type: AGM
Meeting Date: 26-Mar-2009
Ticker:
ISIN: DK0010268606
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE "IN FAVOR" OR ''ABSTAIN" ONLY FOR RESOLUTION
4.A TO 5.B. THANK YOU.
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 540553 DUE TO SPLITTING OF DIRECTORS NAMES.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1. Receive the report from Board of Directors on Non-Voting No vote
the Company's activities during the past year
2. Approve the presentation of the annual report Mgmt For For
and resolution to adopt the annual report
3. Approve the resolution on the distribution of Mgmt For For
the profit or covering of loss according to
the approved annual report, the Board of Directors
proposes that no dividend be paid out for 2008
4.a Re-elect Mr. Bent Erik Carlsen as the Members Mgmt For For
of the Board of Directors
4.b Re-elect Mr. Torsten Erik Rasmussen as the Members Mgmt For For
of the Board of Directors
4.c Re-elect Mr. Freddy Frandsen as the Members Mgmt For For
of the Board of Directors
4.d Re-elect Mr. Jorgen Huno Rasmussen as the Members Mgmt For For
of the Board of Directors
4.e Re-elect Mr. Jorn Ankaer Thomsen as the Members Mgmt For For
of the Board of Directors
4.f Re-elect Mr. Kurt Anker Nielsen as the Members Mgmt For For
of the Board of Directors
4.g Elect Mr. Hakan Eriksson as the Members of the Mgmt For For
Board of Directors
4.h Elect Mr. Ola Rollen as the Members of the Board Mgmt For For
of Directors
5.a Re-appoint PricewaterhouseCoopers, Statsautoriseret Mgmt For For
Revisionsaktieselskab as the Auditors of the
Company
5.b Re-appoint KPMG Statsautiroseret Revisionspartnerselskab Mgmt For For
as the Auditors of the Company
6.a Approve the overall guidelines for incentive Mgmt For For
pay for the Members of the Executive Management
of Vestas Wind Systems A/S laid down by the
Board of Directors; if the guidelines are approved
by the AGM, the following new Article 13 will
be included in the Companys Articles of Association
6.b Authorize the Company to acquire treasury shares Mgmt For For
in the period up until the next AGM up to a
total nominal value of 10% of the value of
the Company's share capital at the time in
question, cf., Article 48 of the Danish Public
Companies Act, the payment for the shares must
not deviate more 10% from the closing price
quoted at the NASDAQ OMX Copenhagen at time
of acquisition
Any other business Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 932951735
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Special
Meeting Date: 14-Oct-2008
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AMENDMENTS TO OUR CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE UNNECESSARY PROVISIONS
AND SYNCHRONIZE THE DIRECTORS' TERMS WITH OUR
ANNUAL MEETING SCHEDULE.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 932975709
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Special
Meeting Date: 16-Dec-2008
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AMENDMENTS TO OUR CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO PERMIT THE COMPANY GREATER
FLEXIBILITY IN FUNDING OUR RETROSPECTIVE RESPONSIBILITY
PLAN, TO REMOVE OBSOLETE PROVISIONS, TO MODIFY
THE STANDARDS OF INDEPENDENCE APPLICABLE TO
OUR DIRECTORS AND TO MAKE OTHER CLARIFYING
MODIFICATIONS TO OUR CURRENT CERTIFICATE OF
INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933002456
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT HANI AL-QADI AS CLASS I DIRECTOR TO Mgmt Against Against
SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1B TO ELECT CHARLES T. DOYLE AS CLASS I DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1C TO ELECT PETER HAWKINS AS CLASS I DIRECTOR TO Mgmt For For
SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1D TO ELECT DAVID I. MCKAY AS CLASS I DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1E TO ELECT CHARLES W. SCHARF AS CLASS I DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2011 ANNUAL MEETING.
1F TO ELECT SEGISMUNDO SCHULIN-ZEUTHEN AS CLASS Mgmt For For
I DIRECTOR TO SERVE UNTIL THE COMPANY'S 2011
ANNUAL MEETING.
2A TO ELECT THOMAS J. CAMPBELL AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2B TO ELECT GARY P. COUGHLAN AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2C TO ELECT MARY B. CRANSTON AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2D TO ELECT FRANCISCO JAVIER FERNANDEZ-CARBAJAL Mgmt For For
AS CLASS II DIRECTOR TO SERVE UNTIL THE COMPANY'S
2012 ANNUAL MEETING.
2E TO ELECT SUZANNE NORA JOHNSON AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
2F TO ELECT JOSEPH W. SAUNDERS AS CLASS II DIRECTOR Mgmt For For
TO SERVE UNTIL THE COMPANY'S 2012 ANNUAL MEETING.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 701643430
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 29-Jul-2008
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the financial statements and statutory Mgmt For For
reports
2. Re-elect Sir John Bond as a Director Mgmt For For
3. Re-elect Mr. John Buchanan as a Director Mgmt For For
4. Re-elect Mr. Vittorio Colao as a Director Mgmt For For
5. Re-elect Mr. Andy Halford as a Director Mgmt For For
6. Re-elect Mr. Alan Jebson as a Director Mgmt For For
7. Re-elect Mr. Nick Land as a Director Mgmt For For
8. Re-elect Mr. Anne Lauvergeon as a Director Mgmt For For
9. Re-elect Mr. Simon Murray as a Directorq Mgmt For For
10. Re-elect Mr. Luc Vandevelde as a Director Mgmt For For
11. Re-elect Mr. Anthony Watson as a Director Mgmt For For
12. Re-elect Mr. Philip Yea as a Director Mgmt For For
13. Approve the final dividend of 5.02 pence per Mgmt For For
ordinary share
14. Approve the remuneration report Mgmt For For
15. Re-appoint Deloitte Touche LLP as the Auditors Mgmt For For
of the Company
16. Authorize the Audit Committee to fix remuneration Mgmt For For
of the Auditors
17. Grant authority for the issue of equity or equity-linked Mgmt For For
securities with pre-emptive rights up to aggregate
nominal amount of USD 1,100,000,000
s.18 Grant authority for the issue of equity or equity-linked Mgmt For For
securities without pre-emptive rights up to
aggregate nominal amount of USD 300,000,000,
Subject to the Passing of Resolution 17
s.19 Grant authority 5,300,000,000 ordinary shares Mgmt For For
for market purchase
20. Authorize the Company and its Subsidiaries to Mgmt For For
make EU political donations to political parties,
and/or Independent Election Candidates, to
Political Organisations other than political
parties and incur EU political expenditure
up to GBP 100,000
s.21 Amend the Articles of Association Mgmt For For
22. Approve the Vodafone Group 2008 Sharesave Plan Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO ORDINARY Non-Voting No vote
RESOLUTIONS CHANGED TO SPECIAL RESOLUTIONS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933057754
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 05-Jun-2009
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I ELECTION OF DIRECTOR: ALLEN I. QUESTROM Mgmt For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Mgmt For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
ACCOUNTANTS
03 GENDER IDENTITY NON-DISCRIMINATION POLICY Shr Against For
04 PAY FOR SUPERIOR PERFORMANCE Shr Against For
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
06 POLITICAL CONTRIBUTIONS Shr Against For
07 SPECIAL SHAREOWNER MEETINGS Shr For Against
08 INCENTIVE COMPENSATION TO BE STOCK OPTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933026115
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 08-May-2009
Ticker: WMI
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Mgmt For For
1B ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1D ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1E ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 PROPOSAL TO AMEND THE COMPANY'S EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
04 PROPOSAL TO APPROVE THE COMPANY'S 2009 STOCK Mgmt For For
INCENTIVE PLAN.
05 PROPOSAL RELATING TO DISCLOSURE OF POLITICAL Shr Against For
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
MEETING.
06 PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE, IF PROPERLY Shr For Against
PRESENTED AT MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933008422
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt Against Against
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt Against Against
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1G ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt Against Against
1J ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt Against Against
1K ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1L ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1M ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1N ELECTION OF DIRECTOR: DONALD B. RICE Mgmt Against Against
1O ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1P ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt Against Against
1Q ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For
1R ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1S ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVES.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2009.
04 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
LONG-TERM INCENTIVE COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING A BY-LAWS AMENDMENT Shr For Against
TO REQUIRE AN INDEPENDENT CHAIRMAN.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
XTO ENERGY INC. Agenda Number: 933061979
--------------------------------------------------------------------------------------------------------------------------
Security: 98385X106
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: XTO
ISIN: US98385X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF AMENDMENT TO BYLAWS TO PROVIDE FOR Mgmt For For
THE ANNUAL ELECTION OF ALL DIRECTORS.
2A ELECTION OF PHILLIP R. KEVIL CLASS B DIRECTOR Mgmt For For
(2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED,
CLASS I DIRECTOR (3-YEAR TERM).
2B ELECTION OF HERBERT D. SIMONS CLASS B DIRECTOR Mgmt Against Against
(2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED,
CLASS I DIRECTOR (3-YEAR TERM).
2C ELECTION OF VAUGHN O. VENNERBERG II CLASS B Mgmt For For
DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT
APPROVED, CLASS I DIRECTOR (3-YEAR TERM).
03 APPROVAL OF THE 2009 EXECUTIVE INCENTIVE COMPENSATION Mgmt For For
PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2009.
05 STOCKHOLDER PROPOSAL CONCERNING A STOCKHOLDER Shr For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION IF
PROPERLY PRESENTED.
06 STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER Shr For Against
APPROVAL OF EXECUTIVE BENEFITS PAYABLE UPON
DEATH IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES, ZUERICH Agenda Number: 701762622
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: OGM
Meeting Date: 02-Apr-2009
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No Action
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Registration No Action
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No Action
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES, ZUERICH Agenda Number: 701830564
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: OGM
Meeting Date: 02-Apr-2009
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No Action
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No Action
MEETING NOTICE SENT UNDER MEETING 519636, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Receive the annual report including remuneration Mgmt No Action
report, the annual financial statements and
consolidated financial statements for 2008
2. Approve the appropriation of the available earnings Mgmt No Action
of Zurich Financial Services for 2008
3. Approve to discharge the Members of the Board Mgmt No Action
of Directors and the Group Executive Committee
4. Approve to increase the authorized share capital Mgmt No Action
and amend the Article 5 BIS Paragraph 1 of
the Articles of Incorporation
5. Approve to increase the contingent share capital Mgmt No Action
and amend the Article 5 TER Paragraph 1a of
the Articles of Incorporation
6. Approve to change the Company name Mgmt No Action
7.1.1 Re-elect Mr. Thomas Escher to the Board of Director Mgmt No Action
7.1.2 Re-elect Mr. Don Nicolaisen to the Board of Mgmt No Action
Director
7.1.3 Re-elect Mr. Philippe Pidoux to the Board of Mgmt No Action
Director
7.1.4 Re-elect Mr. Vernon Sankey to the Board of Director Mgmt No Action
7.2 Re-elect PricewaterhouseCoopers as the Auditors Mgmt No Action
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No Action
OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Eaton Vance Tax-Managed Diversified Equity Income Fund
By (Signature) /s/ Duncan W. Richardson
Name Duncan W. Richardson
Title President
Date 08/25/2009