1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Options (right to buy)
|
05/14/1998(1)
|
05/14/2008 |
Common Stock
|
188
|
$
16.375
|
D
|
Â
|
Employee Stock Options (right to buy)
|
05/13/1999(2)
|
05/13/2009 |
Common Stock
|
921
|
$
13
|
D
|
Â
|
Employee Stock Options (right to buy)
|
05/11/2000(3)
|
05/11/2010 |
Common Stock
|
2,000
|
$
9.9375
|
D
|
Â
|
Employee Stock Options (right to buy)
|
06/14/2001(4)
|
06/14/2011 |
Common Stock
|
5,810
|
$
10.2
|
D
|
Â
|
Employee Stock Options (right to buy)
|
05/23/2002(5)
|
05/23/2012 |
Common Stock
|
2,000
|
$
14.05
|
D
|
Â
|
Employee Stock Options (right to buy)
|
05/22/2003(6)
|
05/22/2013 |
Common Stock
|
4,300
|
$
14.12
|
D
|
Â
|
Stock Appreciation Rights
|
Â
(7)
|
05/26/2014 |
Common Stock
|
10,500
(8)
|
$
21.15
|
D
|
Â
|
Stock Appreciation Rights
|
Â
(9)
|
07/19/2015 |
Common Stock
|
15,000
(8)
|
$
35.6
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option was granted for 1,393 shares on 05-14-1998 and became exercisable for 25% of the shares on each of the first four anniversaries. |
(2) |
The option was granted for 921 shares on 05-13-1999 and became exercisable for 25% of the shares on each of the first four anniversaries. |
(3) |
The option was granted for 2,000 shares on 05-11-2000 and became exercisable for 25% of the shares on each of the first four anniversaries. |
(4) |
The option was granted for 5,810 shares on 06-14-2001 and became exercisable for 25% of the shares on each of the first four anniversaries. |
(5) |
The option was granted for 2,000 shares on 05-23-2002 and becomes exercisable for 25% of the shares on each of the first four anniversaries. |
(6) |
The option was granted for 4,300 shares on 05-22-2003 and becomes exercisable for 25% of the shares on each of the first four anniversaries. |
(7) |
The Stock Appreciation Rights vest and are exercisable as to 25% of the total on May 26, 2005, and 25% on May 26 of each of the following three years. |
(8) |
The number of shares underlying stock appreciation rights will be determined at the time of exercise by calculating the difference between the closing price of Cascade common stock on the date of exercise and the base price of the stock appreciation rights established at the time of grant (see column 4), multiplying that figure by the number of stock appreciation rights held by the reporting person, and then dividing the product by the closing price of Cascade common stock on the date of exercise. |
(9) |
The Stock Appreciation Rights vest and are exercisable as to 25% of the total on July 19, 2006, and 25% on July 19 of each of the following three years. |