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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (1) | 08/10/2017 | M | 6,800 | (1) | (2) | Class A Common Stock | 6,800 | $ 0 | 6,800 | D | ||||
Stock Option (Right to Buy) | $ 7.17 | 08/10/2017 | M | 6,800 | (4) | 02/28/2022 | Class B Common Stock | 6,800 | $ 0 | 45,940 | D | ||||
Class B Common Stock | (1) | 08/10/2017 | C | 6,800 | (1) | (2) | Class A Common Stock | 6,800 | $ 0 | 0 | D | ||||
Class B Common Stock | (1) | 08/11/2017 | M | 2,000 | (1) | (2) | Class A Common Stock | 2,000 | $ 0 | 2,000 | D | ||||
Stock Option (Right to Buy) | $ 7.17 | 08/11/2017 | M | 2,000 | (4) | 02/28/2022 | Class B Common Stock | 2,000 | $ 0 | 43,940 | D | ||||
Class B Common Stock | (1) | 08/11/2017 | C | 2,000 | (1) | (2) | Class A Common Stock | 2,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Conder Keenan Michael 1621 N 34TH ST. SEATTLE, WA 98103 |
EVP, GC & Secretary |
Keenan Conder | 08/11/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes. |
(2) | Not applicable. |
(3) | Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. |
(4) | The option vests and becomes exercisable at a rate of 25% on the first anniversary of the vesting start date and the remainder will vest in equal monthly installments over the 36 months following such anniversary. |
(5) | Shares were sold pursuant to a 10b5-1 Plan. |
(6) | The shares were sold at prices ranging from $67.48 to $68.46. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(7) | The shares were sold at prices ranging from $68.50 to $68.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(8) | The shares were sold at prices ranging from $69.56 to $69.61. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(9) | The shares were sold at prices ranging from $67.46 to $68.44. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(10) | The shares were sold at prices ranging from $68.48 to $68.89. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |