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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option, Right to Buy | $ 30.85 | 06/05/2018 | M | 5,000 | 10/22/2017 | 10/22/2023 | Common Stock | 5,000 | $ 30.85 | 10,000 | D | ||||
Employee Stock Option, Right to Buy | $ 15.73 | 06/05/2018 | M | 4,000 | 10/25/2017 | 10/25/2021 | Common Stock | 4,000 | $ 15.73 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUESER F SCOTT P. O. BOX 701 ABILENE, TX 79604-0701 |
X | Chairman, President and CEO |
By: J. Bruce Hildebrand Attorney in Fact for F. Scott Dueser | 06/05/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total shares represented are held in various trusts of which Mr. Dueser is the trustee, settlor and beneficiary. |
(2) | Represents shares owned by a family limited partnership of which Mr. Dueser is the manager of the limited liability company. Mr. Dueser disclaims beneficial ownership with respect to 208,502 shares because he does not have a pecuniary interest in such shares. This report should not be deemed an admission that Mr. Dueser is the beneficial ownership of these shares for purposes of Section 16 or any other purpose. |
(3) | On December 15, 2017, Mr. Dueser gifted partnership interests (in the form of units) to three trusts. Trust I, Trust II and Trust III (together, the "Trusts") of which he is not the beneficiary. Although Mr. Dueser gifted partnership interests to the Trusts, the number of shares beneficially owned by the partnership remained unchanged. The gifting of the partnership interests, however, decreased Mr. Dueser's pecuniary interests in the shares held by the partnership due to the decrease of his overall interests in the partnership. Accordingly, while the gifting of the partnership interests to the Trusts constituted a disposition by Mr. Dueser, the amount and price of the shares involved in the disposition were not applicable. |