|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHOLMONDELEY PAULA H C/O ALBANY INTERNATIONAL CORP. P.O. BOX 1907 ALBANY, NY 12201-1907 |
X |
Kathleen M. Tyrrell, Attorney-in-Fact | 05/16/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Proceeds from the sale were contributed by the reporting person to a 401(k) plan for the benefit of the reporting person. |
(2) | The purchase and sale transactions were matchable under Section 16(b) of the Securities Exchange Act of 1934. The reporting person had earlier agreed to pay to the Issuer, no later than the settlement of the purchase, the full amount of any profit realized in connection with such short-swing transactions, less transaction costs. As the cost of the shares purchased in each case exceeded the proceeds (net of direct transaction costs) from the shares sold, there were no short-swing profits. |
(3) | Includes 777 shares acquired pursuant to a dividend reinvestment plan. |
(4) | Purchase of shares by the reporting person's 401(k) plan, using contributed proceeds of sale transaction in Note (1). (Sale and purchase of shares required because contribution of shares directly not permitted under the terms fo the plan.) Shares held by the plan deemed beneficially owned by the reporting person. The total number of shares beneficially owned by the reporting person was not changed as the result of these transactions. |
(5) | Includes 176 shares acquired pursuant to a dividend reinvestment plan. |