Form 6-K
Table of Contents

 

 

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of August 2017

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X             Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

Table of Contents

Information furnished on this form:

EXHIBIT

Exhibit Number

 

1. Nomura Issues 50th, 51st and 52nd Series of Unsecured Straight Bonds

Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.

Date: August 4, 2017

    

By:

  

/s/ Hajime Ikeda

      Hajime Ikeda
      Senior Managing Director

Table of Contents

LOGO

Nomura Issues 50th, 51st and 52nd Series of

Unsecured Straight Bonds

Tokyo, August 4, 2017—Nomura Holdings, Inc. today announced that it has determined the terms of its 50th, 51st and 52nd series of unsecured straight bonds in the total principal amount of 60 billion yen. The bonds will be issued to institutional investors in Japan. Terms of the issues are as outlined below.

50th Series of Nomura Holdings, Inc. Unsecured Straight Bonds

 

1.    Amount of Issue    30.0 billion yen
2.    Denomination of each Bond    100 million yen
3.    Issue Price    100% of the principal amount
4.    Interest Rate    0.22% per annum
5.    Offering Period    August 4, 2017
6.    Payment Date    August 10, 2017
7.    Interest Payment Dates    February 10 and August 10 each year
8.    Maturity Date    August 10, 2022
9.    Redemption Price    100% of the principal amount
10.    Security or Guarantee    The Bonds are not secured by any pledge, mortgage or other charge on any assets or revenues of the Company or of others, nor are they guaranteed. There are no assets reserved as security for the Bonds.
11.    Place for Application    Head office and branch offices of Nomura Securities Co., Ltd.
12.    Book-entry Transfer Institution    Japan Securities Depository Center, Inc.
13.    Fiscal Agent    Sumitomo Mitsui Banking Corporation
14.    Rating    The Bonds have been given a rating of “A+” from Rating and Investment Information, Inc. and “AA-” from Japan Credit Rating Agency, Ltd.

 

The purpose of this press release is to make a general public announcement concerning the public offering for the 50th, 51st and 52nd series of unsecured straight bonds outside the United States. It has not been prepared for the purpose of an offer of, or solicitation of an offer to buy or subscribe for, securities of Nomura Holdings, Inc. The above-referenced securities will not be or have not been registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements thereunder.

Table of Contents

51st Series of Nomura Holdings, Inc. Unsecured Straight Bonds

 

1.    Amount of Issue    20.0 billion yen
2.    Denomination of each Bond    100 million yen
3.    Issue Price    100% of the principal amount
4.    Interest Rate    0.34% per annum
5.    Offering Period    August 4, 2017
6.    Payment Date    August 10, 2017
7.    Interest Payment Dates    February 10 and August 10 each year
8.    Maturity Date    August 9, 2024
9.    Redemption Price    100% of the principal amount
10.    Security or Guarantee    The Bonds are not secured by any pledge, mortgage or other charge on any assets or revenues of the Company or of others, nor are they guaranteed. There are no assets reserved as security for the Bonds.
11.    Place for Application    Head office and branch offices of Nomura Securities Co., Ltd.
12.    Book-entry Transfer Institution    Japan Securities Depository Center, Inc.
13.    Fiscal Agent    Sumitomo Mitsui Banking Corporation
14.    Rating    The Bonds have been given a rating of “A+” from Rating and Investment Information, Inc. and “AA-” from Japan Credit Rating Agency, Ltd.

 

52nd Series of Nomura Holdings, Inc. Unsecured Straight Bonds

 

1.    Amount of Issue    10.0 billion yen
2.    Denomination of each Bond    100 million yen
3.    Issue Price    100% of the principal amount
4.    Interest Rate    0.435% per annum
5.    Offering Period    August 4, 2017
6.    Payment Date    August 10, 2017
7.    Interest Payment Dates    February 10 and August 10 each year
8.    Maturity Date    August 10, 2027
9.    Redemption Price    100% of the principal amount

 

The purpose of this press release is to make a general public announcement concerning the public offering for the 50th, 51st and 52nd series of unsecured straight bonds outside the United States. It has not been prepared for the purpose of an offer of, or solicitation of an offer to buy or subscribe for, securities of Nomura Holdings, Inc. The above-referenced securities will not be or have not been registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements thereunder.

Table of Contents
10.    Security or Guarantee    The Bonds are not secured by any pledge, mortgage or other charge on any assets or revenues of the Company or of others, nor are they guaranteed. There are no assets reserved as security for the Bonds.
11.    Place for Application    Head office and branch offices of Nomura Securities Co., Ltd.
12.    Book-entry Transfer Institution    Japan Securities Depository Center, Inc.
13.    Fiscal Agent    Sumitomo Mitsui Banking Corporation
14.    Rating    The Bonds have been given a rating of “A+” from Rating and Investment Information, Inc. and “AA-” from Japan Credit Rating Agency, Ltd.

 

 

 

       ends      

 

For further information please contact:

 

Name

   

Company

   

Telephone

Kenji Yamashita

   

Nomura Holdings, Inc.

Group Corporate Communications Dept.

    81-3-3278-0591

Nomura

Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Asset Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

 

The purpose of this press release is to make a general public announcement concerning the public offering for the 50th, 51st and 52nd series of unsecured straight bonds outside the United States. It has not been prepared for the purpose of an offer of, or solicitation of an offer to buy or subscribe for, securities of Nomura Holdings, Inc. The above-referenced securities will not be or have not been registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements thereunder.