Form 6-K
Table of Contents

 

 

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of October 2016

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F        X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


Table of Contents

Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from September 1, 2016 to September 30, 2016


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: October 12, 2016     By:  

/s/ Hajime Ikeda

      Hajime Ikeda
      Senior Managing Director


Table of Contents

[Translation of Share Buyback Report for the reporting month from September 1, 2016 to September 30, 2016 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on October 12, 2016]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

           as of September 30, 2016  
     Number of Shares      Total Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (July 28, 2016)

       

(Period of repurchase: from August 15, 2016 to January 27, 2017 (excluding the period between October 28, 2016 to November 11, 2016))

       100,000,000         45,000,000,000   

Repurchases during this reporting month (Date of repurchase)

     (Date)        
     September 1        1,247,000         611,079,520   
     September 2        1,247,000         619,552,800   
     September 5        1,066,200         527,789,050   
     September 6        1,066,200         516,800,250   
     September 7        1,066,200         504,996,000   
     September 8        1,066,200         510,891,960   
     September 9        1,066,200         519,299,790   
     September 12        992,700         475,563,330   
     September 13        992,700         473,986,360   
     September 14        992,700         468,912,130   
     September 15        992,700         454,215,570   
     September 16        992,700         459,327,580   
     September 20        995,000         458,656,580   
     September 21        995,000         462,289,490   
     September 23        995,000         464,997,090   
    

 

 

    

 

 

 

Total

     —          1 5,773,500         7,528,354,500   
    

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

       38,481,100         17,956,285,720   
    

 

 

    

 

 

 

Progress of share repurchase (%)

       38.5         39.9   


Table of Contents
2. Status of disposition

 

            as of September 30, 2016  
     Number of shares disposed
in the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)     —           —     

Subtotal

   —       —           —     

Treasury shares canceled

   (Date)     —           —     

Subtotal

   —       —           —     

Treasury shares transferred upon merger, share exchange or demerger

   (Date)     —           —     

Subtotal

   —       —           —     

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)

September 12

    97         46,792   

Subtotal

   —       97         46,792   

Other (exercise of stock acquisition rights)

   (Date)     
   September 1     16,000         16,000   
   September 2     19,200         19,200   
   September 5     103,000         997,000   
   September 6     4,300         4,300   
   September 7     259,600         259,600   
   September 8     9,700         955,700   
   September 9     17,400         17,400   
   September 13     11,300         2,986,300   
   September 14     14,100         1,204,100   
   September 15     24,500         24,500   
   September 16     1,900         1,900   
   September 23     13,200         13,200   
   September 26     306,500         306,500   
   September 27     68,000         68,000   
   September 28     29,500         29,500   
   September 29     39,200         39,200   
    

 

 

    

 

 

 

Subtotal

       937,400         6,942,400   
    

 

 

    

 

 

 

Total

       937,497         6,989,192   
    

 

 

    

 

 

 

 

3. Status of shares held in treasury

 

     as of September 30, 2016  

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,822,562,601   

Number of shares held in treasury

     266,554,572