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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of June 2014
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Information furnished on this form:
EXHIBIT
Exhibit Number
| 1. | Nomura Finalizes Number of Stock Options |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: June 5, 2014 | By: | /s/ Hajime Ikeda | ||||
| Hajime Ikeda | ||||||
| Managing Director | ||||||
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Nomura Finalizes Number of Stock Options
Tokyo, June 5, 2014— Nomura Holdings, Inc. (the “Company”) today announced that it has finalized the total number of stock acquisition rights and the number of grantees based on a resolution of its Executive Management Board held on May 15, 2014, as outlined below.
| Stock Acquisition Rights No. 56 |
Stock Acquisition Rights No. 57 |
Stock Acquisition Rights No. 58 | ||||
| 1. Total Number of Stock Acquisition Rights to be Issued |
86,735 | 86,400 | 85,746 | |||
| 2. Grantees |
Total of 994 directors, executive officers and employees of the Company and its subsidiaries, etc. |
Total of 994 directors, executive officers and employees of the Company and its subsidiaries, etc. |
Total of 994 directors, executive officers and employees of the Company and its subsidiaries, etc. | |||
| 3. Shares of Common Stock Under Stock Acquisition Rights |
8,673,500 shares | 8,640,000 shares | 8,574,600 shares |
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| Stock Acquisition Rights No. 59 |
Stock Acquisition Rights No. 60 |
Stock Acquisition Rights No. 61 | ||||
| 1. Total Number of Stock Acquisition Rights to be Issued |
46,370 | 46,043 | 92,105 | |||
| 2. Grantees |
Total of 192 directors, executive officers and employees of the Company and its subsidiaries, etc. |
Total of 192 directors, executive officers and employees of the Company and its subsidiaries, etc. |
Total of 192 directors, executive officers and employees of the Company and its subsidiaries, etc. | |||
| 3. Shares of Common Stock Under Stock Acquisition Rights |
4,637,000 shares | 4,604,300 shares | 9,210,500 shares |
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ends |
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For further information please contact:
| Name |
Company |
Telephone | ||
| Joey Wu |
Nomura Holdings, Inc. Group Corporate Communications Dept. |
81-3-3278-0591 | ||
| Keiko Sugai |
Nomura
Nomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Asset Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.