UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2010
Check here if Amendment [X]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Genworth Financial, Inc.
Address: 6620 West Broad Street
Richmond, Virginia 23230
Form 13F File Number: 28-11523
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Merrill
Title: Senior Counsel
Phone: (804) 662-2711
Signature, Place, and Date of Signing:
/s/ Patricia Merrill Richmond, VA November 4, 2010
-----------------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 371 lines
Form 13F Information Table Value Total: 1564,131
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------------------------------------------
01 28-11546 Genworth Financial Wealth Management, Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
3M CO COM COM 88579Y101 30,575 387,075 SH Sole 01 387,075
ABB LTD SPONSORED ADR SPONSORED ADR 000375204 3,989 230,872 SH Sole 01 230,872
ABBOTT LABS COM COM 002824100 12,337 263,726 SH Sole 01 263,726
ABERCROMBIE & FITCH CO CL A CL A 002896207 2,853 92,956 SH Sole 01 92,956
ADVANCE AUTO PARTS INC COM COM 00751Y106 6 114 SH Sole 01 114
AEGON N V NY REGISTRY SH ADR 007924103 4 788 SH Sole 01 788
AES CORP COM COM 00130H105 6,594 713,686 SH Sole 01 713,686
AFFILIATED MANAGERS GROUP COM COM 008252108 5,635 92,730 SH Sole 01 92,730
AIR PRODS & CHEMS INC COM COM 009158106 5,571 85,960 SH Sole 01 85,960
ALBEMARLE CORP COM COM 012653101 4,232 106,577 SH Sole 01 106,577
ALCATEL- LUCENT SPONSORED ADR SPONSORED ADR 013904305 4 1,520 SH Sole 01 1,520
ALEXANDER & BALDWIN INC COM COM 014482103 1,106 37,130 SH Sole 01 37,130
ALLEGHENY ENERGY INC COM COM 017361106 1,009 48,768 SH Sole 01 48,768
ALTERA CORP COM COM 021441100 1,497 60,358 SH Sole 01 60,358
AMEDISYS INC COM COM 023436108 4,411 100,289 SH Sole 01 100,289
AMERICA MOVIL SAB DE CV SPON ADR 02364W105 2,006 42,225 SH Sole 01 42,225
AMERICAN ELEC PWR INC COM COM 025537101 3,267 101,147 SH Sole 01 101,147
AMERICAN EXPRESS CO COM COM 025816109 0 2 SH Sole 01 2
AMERICAN MED SYS HLDGS INC COM COM 02744M108 1,345 60,810 SH Sole 01 60,810
ANHEUSER BUSCH INBEV SA/NV SP SPONSORED ADR 03524A108 4,454 92,776 SH Sole 01 92,776
ARKANSAS BEST CORP DEL COM COM 040790107 1,087 52,378 SH Sole 01 52,378
ASML HOLDING N V NY REG SHS COM N07059186 3,946 143,664 SH Sole 01 143,664
ASSOCIATED BANC CORP COM COM 045487105 1,311 106,964 SH Sole 01 106,964
ASSURED GUARANTY LTD COM COM G0585R106 1,005 75,713 SH Sole 01 75,713
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR 046353108 10 210 SH Sole 01 210
AUTOLIV INC COM COM 052800109 6,326 132,196 SH Sole 01 132,196
AUTOMATIC DATA PROCESSING IN COM 053015103 8,449 209,870 SH Sole 01 209,870
BAIDU INC SPON ADR REP A ADR 056752108 2,585 37,964 SH Sole 01 37,964
BANCO SANTANDER SA ADR ADR 05964H105 4,765 453,806 SH Sole 01 453,806
BANK OF AMERICA CORPORATION COM 060505104 4,393 305,736 SH Sole 01 305,736
BARCLAYS PLC ADR ADR 06738E204 5 285 SH Sole 01 285
BAXTER INTL INC COM COM 071813109 9,865 242,733 SH Sole 01 242,733
BE AEROSPACE INC COM COM 073302101 3,472 136,539 SH Sole 01 136,539
BECTON DICKINSON & CO COM COM 075887109 6,365 94,131 SH Sole 01 94,131
BHP BILLITON LTD SPONSORED ADR ADR 088606108 3,802 61,325 SH Sole 01 61,325
BJS WHOLESALE CLUB INC COM COM 05548J106 3 73 SH Sole 01 73
BLACKROCK ENH CAP & INC FD I COM COM 09256A109 1,517 108,937 SH Sole 01 108,937
BLACKROCK INTL GRWTH & INC T COM 092524107 2,446 278,576 SH Sole 01 278,576
BLOUNT INTL INC NEW COM COM 095180105 1,460 142,172 SH Sole 01 142,172
BOK FINL CORP COM NEW COM 05561Q201 7,021 147,896 SH Sole 01 147,896
BP PLC SPONSORED ADR SPONSORED ADR 055622104 2 80 SH Sole 01 80
BRITISH AMERN TOB PLC SPONSOR SPONSORED ADR 110448107 4,484 70,842 SH Sole 01 70,842
BUCYRUS INTL INC NEW COM COM 118759109 2,218 46,738 SH Sole 01 46,738
CACI INTL INC CL A CL A 127190304 936 22,044 SH Sole 01 22,044
CANON INC ADR ADR 138006309 8 205 SH Sole 01 205
CAPSTEAD MTG CORP COM NO PAR COM 14067E506 926 83,717 SH Sole 01 83,717
CARDINAL HEALTH INC COM COM 14149Y108 1,476 43,916 SH Sole 01 43,916
CELANESE CORP DEL COM SER A COM 150870103 4 147 SH Sole 01 147
CEMEX SAB DE CV SPON ADR NEW SPONSORED ADR 151290889 4 431 SH Sole 01 431
CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 7 550 SH Sole 01 550
CENTURY ALUM CO COM COM 156431108 626 70,853 SH Sole 01 70,853
CERNER CORP COM COM 156782104 6,167 81,260 SH Sole 01 81,260
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
CF INDS HLDGS INC COM COM 125269100 0 2 SH Sole 01 2
CHESAPEAKE ENERGY CORP COM COM 165167107 4,848 231,413 SH Sole 01 231,413
CHICOS FAS INC COM COM 168615102 2,126 215,166 SH Sole 01 215,166
CHINA LIFE INS CO LTD SPON ADR SPONSORED ADR 16939P106 1,882 28,864 SH Sole 01 28,864
CIMAREX ENERGY CO COM COM 171798101 2 26 SH Sole 01 26
CISCO SYS INC COM COM 17275R102 5,210 244,487 SH Sole 01 244,487
CMS ENERGY CORP COM COM 125896100 3,779 257,983 SH Sole 01 257,983
COCA COLA CO COM COM 191216100 4,266 85,114 SH Sole 01 85,114
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4,929 98,458 SH Sole 01 98,458
COINSTAR INC COM COM 19259P300 1,546 35,970 SH Sole 01 35,970
COLGATE PALMOLIVE CO COM COM 194162103 15,916 202,080 SH Sole 01 202,080
COMERICA INC COM COM 200340107 1,378 37,422 SH Sole 01 37,422
COMTECH TELECOMMUNICATIONS COM 205826209 1,025 34,263 SH Sole 01 34,263
CONSTELLATION ENERGY GROUP I COM 210371100 920 28,530 SH Sole 01 28,530
COOPER COS INC COM NEW COM 216648402 1,216 30,558 SH Sole 01 30,558
CORE LABORATORIES N V COM COM N22717107 3,224 21,844 SH Sole 01 21,844
CORNING INC COM COM 219350105 7,415 459,144 SH Sole 01 459,144
COVIDIEN PLC SHS COM G2554F105 5,343 132,973 SH Sole 01 132,973
CTRIP COM INTL LTD AMERICAN DEP SPONSORED ADR 22943F100 2,122 56,485 SH Sole 01 56,485
DANAHER CORP DEL COM COM 235851102 3,046 82,045 SH Sole 01 82,045
DECKERS OUTDOOR CORP COM COM 243537107 1,271 8,896 SH Sole 01 8,896
DEL MONTE FOODS CO COM COM 24522P103 723 50,226 SH Sole 01 50,226
DELTA AIR LINES INC. COM 247361702 144 12,233 SH Sole 12,233
DEUTSCHE BANK AG NAMEN AKT COM D18190898 1 15 SH Sole 01 15
DEUTSCHE TELEKOM AG SPONSO SPONSORED ADR 251566105 10 875 SH Sole 01 875
DISCOVER FINL SVCS COM COM 254709108 1,419 101,513 SH Sole 01 101,513
DOLLAR TREE INC COM COM 256746108 1,687 40,531 SH Sole 01 40,531
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
DU PONT E I DE NEMOURS & CO COM COM 263534109 4,889 141,348 SH Sole 01 141,348
E M C CORP MASS COM COM 268648102 13,498 737,603 SH Sole 01 737,603
EAST WEST BANCORP INC COM COM 27579R104 1,167 76,551 SH Sole 01 76,551
EATON VANCE TAX MNG GBL DV E COM 27829F108 8,828 923,457 SH Sole 01 923,457
EATON VANCE TX MGD DIV EQ IN COM COM 27828N102 5,275 487,049 SH Sole 01 487,049
EATON VANCE TXMGD GL BUYWR COM 27829C105 4,404 392,842 SH Sole 01 392,842
EBAY INC COM COM 278642103 6,151 313,657 SH Sole 01 313,657
EMERSON ELEC CO COM COM 291011104 4,519 103,431 SH Sole 01 103,431
EMULEX CORP COM NEW COM 292475209 571 62,170 SH Sole 01 62,170
ENI S P A SPONSORED ADR SPONSORED ADR 26874R108 8 230 SH Sole 01 230
ENTERGY CORP NEW COM COM 29364G103 1,811 25,287 SH Sole 01 25,287
ERICSSON L M TEL CO ADR B SEK 10 ADR 294821608 8 695 SH Sole 01 695
ESTERLINE TECHNOLOGIES CORP COM 297425100 1,013 21,345 SH Sole 01 21,345
EVERGREEN GBL DIVID OPP FUND COM 30024H101 1,814 203,408 SH Sole 01 203,408
EXELON CORP COM COM 30161N101 1,279 33,688 SH Sole 01 33,688
EXXON MOBIL CORP COM COM 30231G102 5,247 91,936 SH Sole 01 91,936
EZCORP INC CL A NON VTG COM 302301106 828 44,632 SH Sole 01 44,632
FEDERAL MOGUL CORP COM COM 313549404 1,260 96,798 SH Sole 01 96,798
FLEXTRONICS INTL LTD ORD COM Y2573F102 2 440 SH Sole 01 440
FRANCE TELECOM SPONSORED ADR SPONSORED ADR 35177Q105 7 376 SH Sole 01 376
FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 942 17,552 SH Sole 01 17,552
GENERAL DYNAMICS CORP COM COM 369550108 12,005 205,001 SH Sole 01 205,001
GEO GROUP INC COM COM 36159R103 1,101 53,059 SH Sole 01 53,059
GILEAD SCIENCES INC COM COM 375558103 4,684 136,652 SH Sole 01 136,652
GLAXOSMITHKLINE PLC SPONSORED SPONSORED ADR 37733W105 8 235 SH Sole 01 235
GRAINGER W W INC COM COM 384802104 8,855 89,037 SH Sole 01 89,037
GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 6,517 436,503 SH Sole 01 436,503
GULF ISLAND FABRICATION INC COM COM 402307102 1,158 74,608 SH Sole 01 74,608
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
HALLIBURTON CO COM COM 406216101 4,374 178,155 SH Sole 01 178,155
HARSCO CORP COM COM 415864107 1 47 SH Sole 01 47
HEWLETT PACKARD CO COM COM 428236103 6,946 160,495 SH Sole 01 160,495
HOLOGIC INC. COM 436440101 134 9,632 SH Sole 9,632
HONDA MOTOR LTD AMERN SHS COM 438128308 3,930 136,687 SH Sole 01 136,687
HONEYWELL INTL INC COM COM 438516106 2 53 SH Sole 01 53
HSBC HLDGS PLC SPON ADR NEW SPONSORED ADR 404280406 4,248 93,189 SH Sole 01 93,189
HUNT J B TRANS SVCS INC COM COM 445658107 2,962 90,656 SH Sole 01 90,656
IBERIABANK CORP COM COM 450828108 1,833 35,611 SH Sole 01 35,611
ICICI BK LTD ADR ADR 45104G104 1,755 48,572 SH Sole 01 48,572
ILLINOIS TOOL WKS INC COM COM 452308109 7,142 173,008 SH Sole 01 173,008
INFORMATICA CORP COM COM 45666Q102 3,350 140,293 SH Sole 01 140,293
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 2,033 33,932 SH Sole 01 33,932
INGERSOLL- RAND PLC SHS COM G47791101 6,363 184,481 SH Sole 01 184,481
INTEL CORP COM COM 458140100 5,213 268,028 SH Sole 01 268,028
INTERNATIONAL BUSINESS MACHS COM 459200101 30,619 247,969 SH Sole 01 247,969
ISHARES INC MSCI AUSTRALIA ETF 464286103 1,275 67,200 SH Sole 01 67,200
ISHARES INC MSCI FRANCE ETF 464286707 1,282 65,525 SH Sole 01 65,525
ISHARES INC MSCI GERMAN ETF 464286806 1,285 68,665 SH Sole 01 68,665
ISHARES INC MSCI HONG KONG ETF 464286871 644 43,615 SH Sole 01 43,615
ISHARES INC MSCI JAPAN ETF 464286848 3,238 351,967 SH Sole 01 351,967
ISHARES INC MSCI NETHR INVES ETF 464286814 639 37,361 SH Sole 01 37,361
ISHARES INC MSCI SINGAPORE ETF 464286673 659 58,621 SH Sole 01 58,621
ISHARES INC MSCI SPAIN ETF 464286764 645 20,267 SH Sole 01 20,267
ISHARES INC MSCI SWEDEN ETF 464286756 646 28,289 SH Sole 01 28,289
ISHARES INC MSCI SWITZERLD ETF 464286749 1,300 65,015 SH Sole 01 65,015
ISHARES INC MSCI UTD KINGD ETF 464286699 3,169 235,767 SH Sole 01 235,767
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES TR AGENCY BD FD ETF 464288166 2,753 24,960 SH Sole 01 24,960
ISHARES TR BARCLYS 1-3YR CR ETF 464288646 7,848 75,530 SH Sole 01 75,530
ISHARES TR BARCLYS CR BD ETF 464288620 13,977 133,953 SH Sole 01 133,953
ISHARES TR BARCLYS MBS BD ETF 464288588 20,394 186,365 SH Sole 01 186,365
ISHARES TR BARCLYS SH TREA ETF 464288679 3,992 36,215 SH Sole 01 36,215
ISHARES TR DJ INTL SEL DIVD ETF 464288448 599 22,837 SH Sole 01 22,837
ISHARES TR DJ MED DEVICES ETF 464288810 939 17,580 SH Sole 01 17,580
ISHARES TR DJ OIL EQUIP ETF 464288844 353 9,471 SH Sole 01 9,471
ISHARES TR DJ REGIONAL BK ETF 464288778 1,049 47,905 SH Sole 01 47,905
ISHARES TR INDEX BARCLY USAGG B ETF 464287226 50,504 470,896 SH Sole 01 470,896
ISHARES TR INDEX BARCLYS 1-3 YR ETF 464287457 44,299 526,618 SH Sole 01 526,618
ISHARES TR INDEX BARCLYS 20+ YR ETF 464287432 6,203 60,968 SH Sole 01 60,968
ISHARES TR INDEX BARCLYS 7-10 YR ETF 464287440 16,381 171,224 SH Sole 01 171,224
ISHARES TR INDEX BARCLYS TIPS BD ETF 464287176 12,239 114,481 SH Sole 01 114,481
ISHARES TR INDEX DJ SEL DIV INX ETF 464287168 666 15,695 SH Sole 01 15,695
ISHARES TR INDEX DJ US TECH SEC ETF 464287721 5,686 110,189 SH Sole 01 110,189
ISHARES TR INDEX DJ US TELECOMM ETF 464287713 1,060 56,813 SH Sole 01 56,813
ISHARES TR INDEX IBOXX INV CPBD ETF 464287242 3,894 35,899 SH Sole 01 35,899
ISHARES TR INDEX MSCI EAFE IDX ETF 464287465 24,452 525,728 SH Sole 01 525,728
ISHARES TR INDEX MSCI EMERG MKT ETF 464287234 44,123 1,182,283 SH Sole 01 1,182,283
ISHARES TR INDEX RUSL 2000 GROW ETF 464287648 569 8,549 SH Sole 01 8,549
ISHARES TR INDEX RUSL 2000 VALU ETF 464287630 619 10,844 SH Sole 01 10,844
ISHARES TR INDEX RUSL 3000 VALU ETF 464287663 325 4,567 SH Sole 01 4,567
ISHARES TR INDEX RUSSELL 1000 ETF 464287622 6,700 117,264 SH Sole 01 117,264
ISHARES TR INDEX RUSSELL 2000 ETF 464287655 8,331 136,312 SH Sole 01 136,312
ISHARES TR INDEX RUSSELL MCP GR ETF 464287481 10,191 233,197 SH Sole 01 233,197
ISHARES TR INDEX RUSSELL1000GRW ETF 464287614 376 8,212 SH Sole 01 8,212
ISHARES TR INDEX RUSSELL1000VAL ETF 464287598 6,173 113,866 SH Sole 01 113,866
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
ISHARES TR INDEX S&P 100 IDX FD ETF 464287101 583 12,428 SH Sole 01 12,428
ISHARES TR INDEX S&P 500 INDEX ETF 464287200 3,156 30,503 SH Sole 01 30,503
ISHARES TR INDEX S&P 500 VALUE ETF 464287408 575 11,573 SH Sole 01 11,573
ISHARES TR INDEX S&P LTN AM 40 ETF 464287390 1 28 SH Sole 01 28
ISHARES TR INDEX S&P MC 400 GRW ETF 464287606 288 3,751 SH Sole 01 3,751
ISHARES TR INDEX S&P MIDCAP 400 ETF 464287507 1,581 22,233 SH Sole 01 22,233
ISHARES TR INDEX S&P MIDCP VALU ETF 464287705 288 4,487 SH Sole 01 4,487
ISHARES TR INDEX S&P NA MULTIMD ETF 464287531 104 4,232 SH Sole 01 4,232
ISHARES TR INDEX S&P SMLCP GROW ETF 464287887 51 902 SH Sole 01 902
ISHARES TR INDEX S&P SMLCP VALU ETF 464287879 53 922 SH Sole 01 922
ISHARES TR INDEX S&P500 GRW ETF 464287309 7,185 135,718 SH Sole 01 135,718
ISHARES TR MSCI GRW IDX ETF 464288885 26,828 558,111 SH Sole 01 558,111
ISHARES TR MSCI VAL IDX ETF 464288877 25,625 621,506 SH Sole 01 621,506
ISHARES TR S&P CAL AMTFR MN ETF 464288356 3 30 SH Sole 01 30
ISHARES TR S&P GL UTILITI ETF 464288711 10,935 274,684 SH Sole 01 274,684
ISHARES TR S&P NTL AMTFREE ETF 464288414 4,676 44,951 SH Sole 01 44,951
ISHARES TR SMLL CORE INDX ETF 464288505 26 368 SH Sole 01 368
ISHARES TR SMLL GRWTH IDX ETF 464288604 51 809 SH Sole 01 809
ISHARES TR SMLL VAL INDX ETF 464288703 51 771 SH Sole 01 771
ISHARES TR US PFD STK IDX ETF 464288687 1,985 53,566 SH Sole 01 53,566
ITAU UNIBANCO HLDG SA SPON ADR SPONSORED ADR 465562106 1,767 98,133 SH Sole 01 98,133
ITT CORP NEW COM COM 450911102 5,685 126,549 SH Sole 01 126,549
JACK IN THE BOX INC COM COM 466367109 1 73 SH Sole 01 73
JAKKS PAC INC COM COM 47012E106 1,619 112,620 SH Sole 01 112,620
JARDEN CORP COM COM 471109108 1,094 40,721 SH Sole 01 40,721
JOHNSON & JOHNSON COM COM 478160104 8,808 149,131 SH Sole 01 149,131
JPMORGAN CHASE & CO COM COM 46625H100 9,491 259,255 SH Sole 01 259,255
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
KANSAS CITY SOUTHERN COM NEW COM 485170302 2 51 SH Sole 01 51
KEYCORP NEW COM COM 493267108 1,421 184,728 SH Sole 01 184,728
KNIGHT TRANSN INC COM COM 499064103 1,019 50,322 SH Sole 01 50,322
KOREA ELECTRIC PWR SPONSORED SPONSORED ADR 500631106 5 380 SH Sole 01 380
KRAFT FOODS INC CL A CL A 50075N104 11,115 396,973 SH Sole 01 396,973
K-SWISS INC CL A CL A 482686102 100 8,937 SH Sole 01 8,937
KT CORP SPONSORED ADR SPONSORED ADR 48268K101 3 180 SH Sole 01 180
KUBOTA CORP ADR ADR 501173207 803 20,902 SH Sole 01 20,902
LEAR CORP COM NEW COM 521865204 664 10,028 SH Sole 01 10,028
LHC GROUP INC COM COM 50187A107 1,007 36,302 SH Sole 01 36,302
LIFE TECHNOLOGIES CORP COM COM 53217V109 3 74 SH Sole 01 74
LINCOLN EDL SVCS CORP COM COM 533535100 891 43,271 SH Sole 01 43,271
LKQ CORP COM COM 501889208 4,442 230,415 SH Sole 01 230,415
LOEWS CORP COM COM 540424108 5,144 154,433 SH Sole 01 154,433
LORILLARD INC COM COM 544147101 3 45 SH Sole 01 45
LOWES COS INC COM COM 548661107 19,313 945,806 SH Sole 01 945,806
M/I HOMES INC COM COM 55305B101 821 85,135 SH Sole 01 85,135
MAIDEN HOLDINGS LTD SHS COM G5753U112 1,010 153,751 SH Sole 01 153,751
MAKITA CORP ADR NEW ADR 560877300 921 34,530 SH Sole 01 34,530
MARINEMAX INC COM COM 567908108 89 12,776 SH Sole 01 12,776
MARSHALL & ILSLEY CORP NEW COM COM 571837103 1,239 172,585 SH Sole 01 172,585
MASTERCARD INC CL A CL A 57636Q104 6,832 34,240 SH Sole 01 34,240
MBIA INC COM COM 55262C100 114 20,365 SH Sole 01 20,365
MCDONALDS CORP COM COM 580135101 8,257 125,357 SH Sole 01 125,357
MECHEL OAO SPONSORED ADR ADR 583840103 1,440 79,356 SH Sole 01 79,356
MERCK & CO INC NEW COM COM 58933Y105 5,545 158,568 SH Sole 01 158,568
MICROSOFT CORP COM COM 594918104 5,016 218,008 SH Sole 01 218,008
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 5 1,120 SH Sole 01 1,120
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
MIZUHO FINL GROUP INC SPONSOR SPONSORED ADR 60687Y109 4 1,220 SH Sole 01 1,220
NALCO HOLDING COMPANY COM COM 62985Q101 6,703 327,621 SH Sole 01 327,621
NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 1,999 54,269 SH Sole 01 54,269
NEW YORK CMNTY BANCORP INC COM 649445103 3 193 SH Sole 01 193
NEWTEK BUSINESS SERVICES INC. COM 652526104 194 146,141 SH Sole 146,141
NEXTERA ENERGY INC COM ADDED COM 65339F101 574 11,770 SH Sole 01 11,770
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 10 500 SH Sole 01 500
NOKIA CORP SPONSORED ADR SPONSORED ADR 654902204 6 685 SH Sole 01 685
NORTHEAST UTILS COM COM 664397106 4 138 SH Sole 01 138
NORTHERN TR CORP COM COM 665859104 5,402 115,674 SH Sole 01 115,674
NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 2,489 51,504 SH Sole 01 51,504
NOVO-NORDISK A S ADR ADR 670100205 5,064 62,501 SH Sole 01 62,501
NRG ENERGY INC COM NEW COM 629377508 246 11,615 SH Sole 01 11,615
NSTAR COM COM 67019E107 2 69 SH Sole 01 69
NTELOS HLDGS CORP COM COM 67020Q107 3 189 SH Sole 01 189
NTT DOCOMO INC SPONS ADR ADR 62942M201 4,616 306,100 SH Sole 01 306,100
NUVEEN EQTY PRM OPPORTUNITY COM 6706EM102 3,830 317,551 SH Sole 01 317,551
OCEANEERING INTL INC COM COM 675232102 1,050 23,378 SH Sole 01 23,378
OLD REP INTL CORP COM COM 680223104 1,349 111,249 SH Sole 01 111,249
ORACLE CORP COM COM 68389X105 7,353 342,657 SH Sole 01 342,657
PARKER HANNIFIN CORP COM COM 701094104 5,746 103,611 SH Sole 01 103,611
PENN VA CORP COM COM 707882106 1,024 50,943 SH Sole 01 50,943
PETROLEO BRASILEIRO SA PETRO SP SPONSORED ADR 71654V101 1 30 SH Sole 01 30
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1,501 43,747 SH Sole 01 43,747
PFIZER INC COM COM 717081103 3,552 249,107 SH Sole 01 249,107
PG&E CORP COM COM 69331C108 2,621 63,774 SH Sole 01 63,774
PHILIP MORRIS INTL INC COM COM 718172109 7,407 161,581 SH Sole 01 161,581
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
PIMCO ETF TR ENHAN SHRT MAT ETF 72201R833 93,275 929,421 SH Sole 01 929,421
PLAINS EXPL& PRODTN CO COM COM 726505100 3,832 185,910 SH Sole 01 185,910
PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 5 533 SH Sole 01 533
POSCO SPONSORED ADR ADR 693483109 1,583 16,788 SH Sole 01 16,788
POTASH CORP SASK INC COM COM 73755L107 3,414 39,582 SH Sole 01 39,582
POWERSHARES GLOBAL ETF TRUST ETF 73936T474 4,350 181,849 SH Sole 01 181,849
POWERSHARES QQQ TRUST UNIT ETF 73935A104 1 19 SH Sole 01 19
PPL CORP COM COM 69351T106 1,918 76,860 SH Sole 01 76,860
PRAXAIR INC COM COM 74005P104 8,640 113,705 SH Sole 01 113,705
PROCTER & GAMBLE CO COM COM 742718109 19,331 322,292 SH Sole 01 322,292
PUBLIC SVC ENTERPRISE GROUP COM 744573106 422 13,480 SH Sole 01 13,480
QUEST DIAGNOSTICS INC COM COM 74834L100 2,727 54,800 SH Sole 01 54,800
RALCORP HLDGS INC NEW COM COM 751028101 4,879 89,028 SH Sole 01 89,028
REGIONS FINANCIAL CORP NEW COM COM 7591EP100 1,035 157,249 SH Sole 01 157,249
RESMED INC COM COM 761152107 1,894 31,150 SH Sole 01 31,150
ROSETTA RESOURCES INC COM COM 777779307 4,701 237,282 SH Sole 01 237,282
ROSS STORES INC COM COM 778296103 0 5 SH Sole 01 5
ROVI CORP COM COM 779376102 7,740 204,159 SH Sole 01 204,159
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 168 7,380 SH Sole 01 7,380
SALESFORCE COM INC COM COM 79466L302 4,070 47,428 SH Sole 01 47,428
SANOFI AVENTIS SPONSORED ADR ADR 80105N105 5,028 167,280 SH Sole 01 167,280
SARA LEE CORP COM COM 803111103 1 87 SH Sole 01 87
SEATTLE GENETICS INC COM COM 812578102 975 81,355 SH Sole 01 81,355
SELECT SECTOR SPDR TR SBI CONS ETF 81369Y407 2,692 92,400 SH Sole 01 92,400
SELECT SECTOR SPDR TR SBI CONS ETF 81369Y308 1,995 78,222 SH Sole 01 78,222
SELECT SECTOR SPDR TR SBI HEA ETF 81369Y209 2,709 96,051 SH Sole 01 96,051
SELECT SECTOR SPDR TR SBI INT ETF 81369Y506 2,581 51,954 SH Sole 01 51,954
SELECT SECTOR SPDR TR SBI INT ETF 81369Y605 2,301 166,654 SH Sole 01 166,654
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
SELECT SECTOR SPDR TR SBI INT ETF 81369Y704 3,799 138,495 SH Sole 01 138,495
SELECT SECTOR SPDR TR SBI INT-UT ETF 81369Y886 114 4,022 SH Sole 01 4,022
SELECT SECTOR SPDR TR SBI MATR ETF 81369Y100 823 29,008 SH Sole 01 29,008
SEMPRA ENERGY COM COM 816851109 467 9,975 SH Sole 01 9,975
SINGAPORE FD INC COM COM 82929L109 0 23 SH Sole 01 23
SK TELECOM LTD SPONSORED ADR SPONSORED ADR 78440P108 6 400 SH Sole 01 400
SM ENERGY CO COM ADDED COM 78454L100 1 31 SH Sole 01 31
SMITHFIELD FOODS INC COM COM 832248108 1,063 71,317 SH Sole 01 71,317
SNAP ON INC COM COM 833034101 2 40 SH Sole 01 40
SOCIEDAD QUIMICA MINERA DE C SPONSORED ADR 833635105 1,760 53,966 SH Sole 01 53,966
SOLERA HOLDINGS INC COM COM 83421A104 4,854 134,098 SH Sole 01 134,098
SONY CORP ADR NEW ADR 835699307 6 220 SH Sole 01 220
SOUTHERN CO COM COM 842587107 666 19,999 SH Sole 01 19,999
SPDR GOLD TRUST GOLD SHS ETF 78463V107 2,652 21,798 SH Sole 01 21,798
SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 2,090 29,772 SH Sole 01 29,772
SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 2,376 76,238 SH Sole 01 76,238
SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 3,937 67,048 SH Sole 01 67,048
SPDR INDEX SHS FDS INTL INDS ETF ETF 78463X673 117 5,359 SH Sole 01 5,359
SPDR INDEX SHS FDS S&P INTL SML ETF 78463X871 4,155 175,830 SH Sole 01 175,830
SPDR INDEX SHS FDS S&P WRLD EX ETF 78463X889 11,248 547,076 SH Sole 01 547,076
SPDR S&P 500 ETF TR UNIT SER 1 S&P ETF 78462F103 28,039 271,641 SH Sole 01 271,641
SPDR S&P MIDCAP 400 ETF TR UTSE ETF 78467Y107 1,722 13,331 SH Sole 01 13,331
SPDR SERIES TRUST BARC CAPTL ETF 78464A474 2,702 90,019 SH Sole 01 90,019
SPDR SERIES TRUST BARCL CAP TIPS ETF 78464A656 938 17,784 SH Sole 01 17,784
SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 12,081 263,384 SH Sole 01 263,384
SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 10,948 193,367 SH Sole 01 193,367
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 724 13,468 SH Sole 01 13,468
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 4,819 127,395 SH Sole 01 127,395
SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 934 18,002 SH Sole 01 18,002
SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 5,241 102,742 SH Sole 01 102,742
SPDR SERIES TRUST DJ SML CAP ETF ETF 78464A813 1,634 31,651 SH Sole 01 31,651
SPDR SERIES TRUST DJ SML GRWTH ETF 78464A201 53 636 SH Sole 01 636
SPDR SERIES TRUST DJ SML VALUE ETF 78464A300 51 917 SH Sole 01 917
SPDR SERIES TRUST NUVN BR SHT ETF 78464A425 4,674 193,955 SH Sole 01 193,955
SPDR SERIES TRUST NUVN BRCLY ETF 78464A458 8,074 351,978 SH Sole 01 351,978
SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 2,848 63,095 SH Sole 01 63,095
SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 964 27,338 SH Sole 01 27,338
STERICYCLE INC COM COM 858912108 1,371 20,902 SH Sole 01 20,902
STEWART INFORMATION SVCS COR COM 860372101 88 9,728 SH Sole 01 9,728
STMICROELECTRONICS N V NY REGIS COM 861012102 7 825 SH Sole 01 825
STRYKER CORP COM COM 863667101 8,284 165,485 SH Sole 01 165,485
SUNTRUST BKS INC COM COM 867914103 138 5,929 SH Sole 01 5,929
SYBASE INC COM COM 871130100 12,164 188,121 SH Sole 01 188,121
SYMANTEC CORP COM COM 871503108 4,721 340,144 SH Sole 01 340,144
TALEO CORP CL A CL A 87424N104 922 37,976 SH Sole 01 37,976
TARGACEPT INC COM COM 87611R306 1,018 52,686 SH Sole 01 52,686
TARGET CORP COM COM 87612E106 14,410 293,063 SH Sole 01 293,063
TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 1 206 SH Sole 01 206
TELECOM ITALIA S P A NEW SPON SPONSORED ADR 87927Y102 8 715 SH Sole 01 715
TELEFONICA S A SPONSORED ADR SPONSORED ADR 879382208 3 52 SH Sole 01 52
TELEFONOS DE MEXICO S A B SPON SPONSORED ADR 879403780 2 175 SH Sole 01 175
TESSERA TECHNOLOGIES INC COM COM 88164L100 797 49,662 SH Sole 01 49,662
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,797 34,572 SH Sole 01 34,572
TOMKINS PLC SPONSORED ADR SPONSORED ADR 890030208 3 245 SH Sole 01 245
TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 4,914 110,081 SH Sole 01 110,081
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
TOWER GROUP INC COM COM 891777104 1,062 49,312 SH Sole 01 49,312
TOYOTA MOTOR CORP SP ADR REP2C COM 892331307 5,573 81,272 SH Sole 01 81,272
TREEHOUSE FOODS INC COM COM 89469A104 5,495 120,342 SH Sole 01 120,342
TUPPERWARE BRANDS CORP COM COM 899896104 6,973 174,993 SH Sole 01 174,993
TUTOR PERINI CORP COM COM 901109108 846 51,359 SH Sole 01 51,359
TYCO ELECTRONICS LTD SWITZER COM H8912P106 6,278 247,372 SH Sole 01 247,372
UAL CORP. COM 902549807 23 832 SH Sole 832
UBS AG SHS NEW COM H89231338 837 63,324 SH Sole 01 63,324
UGI CORP NEW COM COM 902681105 1,260 49,546 SH Sole 01 49,546
UNILEVER N V N Y SHS NEW ADR 904784709 7 265 SH Sole 01 265
UNISOURCE ENERGY CORP COM COM 909205106 1,002 33,215 SH Sole 01 33,215
UNITED TECHNOLOGIES CORP COM COM 913017109 22,124 340,842 SH Sole 01 340,842
UNUM GROUP COM COM 91529Y106 5 213 SH Sole 01 213
USANA HEALTH SCIENCES INC COM COM 90328M107 1,040 28,470 SH Sole 01 28,470
VALE S A ADR ADR 91912E105 1,646 67,608 SH Sole 01 67,608
VANGUARD BD INDEX FD INC TOTAL ETF 921937835 3,220 39,564 SH Sole 01 39,564
VANGUARD INDEX FDS GROWTH ETF ETF 922908736 16,457 338,351 SH Sole 01 338,351
VANGUARD INDEX FDS MID CAP ETF ETF 922908629 580 9,881 SH Sole 01 9,881
VANGUARD INDEX FDS REIT ETF ETF 922908553 1 23 SH Sole 01 23
VANGUARD INDEX FDS SM CP VAL ETF 922908611 4,656 86,389 SH Sole 01 86,389
VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 102 1,808 SH Sole 01 1,808
VANGUARD INDEX FDS SML CP GRW ETF 922908595 6,349 107,844 SH Sole 01 107,844
VANGUARD INDEX FDS VALUE ETF ETF 922908744 24,647 552,132 SH Sole 01 552,132
VANGUARD INTL EQUITY INDEX F EMR ETF 922042858 7,737 203,647 SH Sole 01 203,647
VANGUARD INTL EQUITY INDEX F ETF 922042874 13,175 327,817 SH Sole 01 327,817
VANGUARD INTL EQUITY INDEX F ETF 922042718 1,643 21,787 SH Sole 01 21,787
VANGUARD INTL EQUITY INDEX F ETF 922042866 10,185 214,148 SH Sole 01 214,148
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
VANGUARD TAX-MANAGED FD EURO ETF 921943858 21,656 740,633 SH Sole 01 740,633
VERIZON COMMUNICATIONS INC. COM 92343V104 50 2,409 SH Sole 2,409
VIAD CORP COM NEW COM 92552R406 613 34,737 SH Sole 01 34,737
VISA INC COM CL A CL A 92826C839 5,003 70,707 SH Sole 01 70,707
VODAFONE GROUP PLC NEW SPONS ADR 92857W209 10,250 495,887 SH Sole 01 495,887
WAL MART STORES INC COM COM 931142103 6,159 128,127 SH Sole 01 128,127
WALGREEN CO COM COM 931422109 1 29 SH Sole 01 29
WALTER ENERGY INC COM COM 93317Q105 2 35 SH Sole 01 35
WALTER INVT MGMT CORP COM COM 93317W102 0 13 SH Sole 01 13
WARNACO GROUP INC COM NEW COM 934390402 2,169 60,028 SH Sole 01 60,028
WASHINGTON FED INC COM COM 938824109 2 132 SH Sole 01 132
WATERS CORP COM COM 941848103 8,377 129,474 SH Sole 01 129,474
WESTPAC BKG CORP SPONSORED SPONSORED ADR 961214301 3,396 38,343 SH Sole 01 38,343
WILLIAMS COS INC DEL COM COM 969457100 1,563 85,477 SH Sole 01 85,477
XL CAP LTD CL A CL A G98255105 1,249 77,996 SH Sole 01 77,996
YAHOO INC COM COM 984332106 5,697 411,646 SH Sole 01 411,646
YANZHOU COAL MNG CO LTD SPON SPONSORED ADR 984846105 1,772 92,557 SH Sole 01 92,557