UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2009
Check here if Amendment [X]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Genworth Financial, Inc.
Address: 6620 West Broad Street
Richmond, Virginia 23230
Form 13F File Number: 28-11523
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Merrill
Title: Senior Counsel
Phone: (804) 662-2711
Signature, Place, and Date of Signing:
/s/ Patricia Merrill Richmond, VA November 4, 2010
-----------------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 308 lines
Form 13F Information Table Value Total: 1,700,446
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------------------------------------------
01 28-11546 Genworth Financial Wealth Management, Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
3M CO COM COM 88579Y101 15,843 318,647 SH Sole 01 318,647
ABB LTD SPONSORED ADR SPONSORED ADR 000375204 2,383 170,944 SH Sole 01 170,944
ADAPTEC INC COM COM 00651F108 203 84,565 SH Sole 01 84,565
ADVANCE AUTO PARTS INC COM COM 00751Y106 5 114 SH Sole 01 114
AES CORP COM COM 00130H105 4,807 827,401 SH Sole 01 827,401
AGRIUM INC COM COM 008916108 3,255 90,945 SH Sole 01 90,945
AIR PRODS & CHEMS INC COM COM 009158106 6 100 SH Sole 01 100
AIRGAS INC COM COM 009363102 4,362 129,019 SH Sole 01 129,019
ALBERTO CULVER CO NEW COM COM 013078100 128 5,665 SH Sole 01 5,665
ALLEGHENY ENERGY INC COM COM 017361106 1,947 84,016 SH Sole 01 84,016
ALTRIA GROUP INC COM COM 02209S103 3 200 SH Sole 01 200
AMERICA MOVIL SAB DE CV SPON ADR L ADR 02364W105 1,058 39,063 SH Sole 01 39,063
AMERICAN ELEC PWR INC COM COM 025537101 2,365 93,622 SH Sole 01 93,622
AMERICAN EXPRESS CO COM COM 025816109 0 3 SH Sole 01 3
ANADARKO PETE CORP COM COM 032511107 1,624 41,749 SH Sole 01 41,749
ANSYS INC COM COM 03662Q105 5,885 234,461 SH Sole 01 234,461
ARKANSAS BEST CORP DEL COM COM 040790107 89 4,666 SH Sole 01 4,666
ASSURED GUARANTY LTD COM COM G0585R106 99 14,629 SH Sole 01 14,629
AUTOMATIC DATA PROCESSING IN COM COM 053015103 8,004 227,646 SH Sole 01 227,646
AXA SPONSORED ADR SPONSORED ADR 054536107 4,934 411,889 SH Sole 01 411,889
AXCELIS TECHNOLOGIES INC COM COM 054540109 46 119,929 SH Sole 01 119,929
BAIDU INC SPON ADR REP A ADR 056752108 1,610 9,116 SH Sole 01 9,116
BANCO BRADESCO S A SP ADR PFD NEW SPONSORED ADR 059460303 1,123 113,442 SH Sole 01 113,442
BANK OF NEW YORK MELLON CORP COM COM 064058100 3,652 129,267 SH Sole 01 129,267
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
BARD C R INC COM COM 067383109 4,424 55,498 SH Sole 01 55,498
BAXTER INTL INC COM COM 071813109 12,832 250,533 SH Sole 01 250,533
BECTON DICKINSON & CO COM COM 075887109 6,858 101,987 SH Sole 01 101,987
BHP BILLITON LTD SPONSORED ADR ADR 088606108 2,010 45,066 SH Sole 01 45,066
BJS WHOLESALE CLUB INC COM COM 05548J106 2 73 SH Sole 01 73
BLACKROCK MUNIHOLDINGS N Y I COM COM 09255C106 0 11 SH Sole 01 11
BLACKROCK MUNIYIELD CALIF IN COM COM 09254N103 0 30 SH Sole 01 30
BOEING CO COM COM 097023105 3,902 109,659 SH Sole 01 109,659
BOWNE & CO INC COM COM 103043105 79 24,620 SH Sole 01 24,620
BP PLC SPONSORED ADR ADR 055622104 1,715 42,768 SH Sole 01 42,768
BRISTOL MYERS SQUIBB CO COM COM 110122108 8,499 387,746 SH Sole 01 387,746
BRITISH AMERN TOB PLC SPONSORED ADR SPONSORED ADR 110448107 1,559 33,892 SH Sole 01 33,892
BURLINGTON NORTHN SANTA FE C COM COM 12189T104 4,530 75,316 SH Sole 01 75,316
CELANESE CORP DEL COM SER A COM 150870103 2 147 SH Sole 01 147
CEPHALON INC COM COM 156708109 5,242 76,972 SH Sole 01 76,972
CHATTEM INC COM COM 162456107 4,253 75,876 SH Sole 01 75,876
CHINA LIFE INS CO LTD SPON ADR REP H SPONSORED ADR 16939P106 1,821 36,975 SH Sole 01 36,975
CHINA MOBILE LIMITED SPONSORED ADR ADR 16941M109 2,769 63,624 SH Sole 01 63,624
CIMAREX ENERGY CO COM COM 171798101 0 26 SH Sole 01 26
CISCO SYS INC COM COM 17275R102 7,429 442,994 SH Sole 01 442,994
CMS ENERGY CORP COM COM 125896100 3,162 267,082 SH Sole 01 267,082
CNOOC LTD SPONSORED ADR SPONSORED ADR 126132109 1,233 12,255 SH Sole 01 12,255
COCA COLA CO COM COM 191216100 7,560 172,021 SH Sole 01 172,021
COCA COLA FEMSA S A B DE C V SPON ADR ADR 191241108 1,570 46,098 SH Sole 01 46,098
COGNIZANT TECHNOLOGY SOLUTIO CL A CL A 192446102 3,999 192,367 SH Sole 01 192,367
COLGATE PALMOLIVE CO COM COM 194162103 14,464 245,235 SH Sole 01 245,235
COMCAST CORP NEW CL A CL A 20030N101 4,579 335,674 SH Sole 01 335,674
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
COMCAST CORP NEW CL A SPL SPL 20030N200 1,761 136,854 SH Sole 01 136,854
COMERICA INC COM COM 200340107 51 2,798 SH Sole 01 2,798
COMPANHIA DE BEBIDAS DAS AME SPON ADR 20441W203 93 1,949 SH Sole 01 1,949
COMPANHIA SIDERURGICA NACION SPONS ADR 20440W105 956 64,412 SH Sole 01 64,412
COMPANHIA VALE DO RIO DOCE SPONSO SPONSORED ADR 204412209 1,390 104,524 SH Sole 01 104,524
COMPANIA CERVECERIAS UNIDAS SPONSO SPONSORED ADR 204429104 1,244 44,279 SH Sole 01 44,279
CORE LABORATORIES N V COM COM N22717107 4,212 57,575 SH Sole 01 57,575
CORNING INC COM COM 219350105 2,500 188,419 SH Sole 01 188,419
COVIDIEN LTD COM COM G2552X108 4,344 130,680 SH Sole 01 130,680
CREDIT SUISSE GROUP SPONSORED ADR ADR 225401108 1,828 59,961 SH Sole 01 59,961
CTRIP COM INTL LTD ADR SPONSORED ADR 22943F100 1,378 50,286 SH Sole 01 50,286
CVS CAREMARK CORPORATION COM COM 126650100 1,481 53,878 SH Sole 01 53,878
DELTA AIR LINES INC. COM 247361702 65 11,466 SH Sole 11,466
DEVON ENERGY CORP NEW COM COM 25179M103 1,629 36,443 SH Sole 01 36,443
DIAMOND OFFSHORE DRILLING IN COM COM 25271C102 8,238 131,055 SH Sole 01 131,055
DIAMONDS TR UNIT SER 1 ETF 252787106 13 176 SH Sole 01 176
DOLLAR THRIFTY AUTOMOTIVE GP COM COM 256743105 37 32,166 SH Sole 01 32,166
DR REDDYS LABS LTD ADR ADR 256135203 1,333 141,007 SH Sole 01 141,007
E M C CORP MASS COM COM 268648102 1,383 121,288 SH Sole 01 121,288
EATON VANCE CORP COM NON VTG COM 278265103 182 7,964 SH Sole 01 7,964
EATON VANCE INS MUN BD FD COM COM 27827X101 0 1 SH Sole 01 1
EATON VANCE TX MNG BY WRT OP COM COM 27828Y108 1,660 157,330 SH Sole 01 157,330
EATON VANCE TXMGD GL BUYWR O COM COM 27829C105 1,514 160,399 SH Sole 01 160,399
EMERSON ELEC CO COM COM 291011104 6,810 238,275 SH Sole 01 238,275
ENTERGY CORP NEW COM COM 29364G103 2,028 29,789 SH Sole 01 29,789
ERICSSON L M TEL CO ADR B SEK 10 ADR 294821608 3,303 408,340 SH Sole 01 408,340
EXELON CORP COM COM 30161N101 2,599 57,258 SH Sole 01 57,258
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
EXXON MOBIL CORP COM COM 30231G102 8,977 131,819 SH Sole 01 131,819
FACTSET RESH SYS INC COM COM 303075105 8,064 161,312 SH Sole 01 161,312
FAIRPOINT COMMUNICATIONS COM 305560104 0 15 SH Sole 15
FASTENAL CO COM COM 311900104 6,168 191,806 SH Sole 01 191,806
FIFTH STREET FINANCE CORP COM 31678A103 11,404 1,473,379 SH Sole 1,473,379
FIRST HORIZON NATL CORP COM COM 320517105 1 113 SH Sole 01 113
FIRST SOLAR INC COM COM 336433107 27 200 SH Sole 01 200
FIRST TR EXCHANGE TRADED FD
UTILITIES ETF 33734X184 120 10,316 SH Sole 01 10,316
FIRSTENERGY CORP COM COM 337932107 377 9,774 SH Sole 01 9,774
FPL GROUP INC COM COM 302571104 444 8,757 SH Sole 01 8,757
FRANCE TELECOM SPONSORED ADR ADR 35177Q105 1,963 86,637 SH Sole 01 86,637
FRESENIUS KABI PHARMACEUTHLD RIGHT RIGHT 35802M115 0 2 SH Sole 01 2
FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 1,497 38,678 SH Sole 01 38,678
GAMESTOP CORP NEW CL A CL A 36467W109 6,277 224,031 SH Sole 01 224,031
GENERAL DYNAMICS CORP COM COM 369550108 7,810 187,796 SH Sole 01 187,796
GENERAL ELECTRIC CO COM COM 369604103 554 54,784 SH Sole 01 54,784
GILEAD SCIENCES INC COM COM 375558103 5 100 SH Sole 01 100
GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 3,536 442,049 SH Sole 01 442,049
GRUPO TELEVISA SA DE CV SP ADR REP SPONSORED ADR 40049J206 1,055 77,377 SH Sole 01 77,377
HALLIBURTON CO COM COM 406216101 4,401 284,488 SH Sole 01 284,488
HANSEN NAT CORP COM COM 411310105 3,724 103,439 SH Sole 01 103,439
HARRIS CORP DEL COM COM 413875105 1,030 35,577 SH Sole 01 35,577
HARSCO CORP COM COM 415864107 1 47 SH Sole 01 47
HDFC BANK LTD ADR REPS 3 SHS ADR 40415F101 2,276 37,348 SH Sole 01 37,348
HEWLETT PACKARD CO COM COM 428236103 6,077 189,552 SH Sole 01 189,552
HOLOGIC INC. COM 436440101 126 9,632 SH Sole 9,632
HUDSON CITY BANCORP COM COM 443683107 4,817 412,033 SH Sole 01 412,033
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
IHS INC CL A CL A 451734107 12,225 296,858 SH Sole 01 296,858
ILLINOIS TOOL WKS INC COM COM 452308109 5,786 187,565 SH Sole 01 187,565
IMMUCOR INC COM COM 452526106 4,561 181,371 SH Sole 01 181,371
ING GLOBAL EQTY DIV & PREM O COM COM 45684E107 1,504 163,133 SH Sole 01 163,133
INGERSOLL-RAND COMPANY LTD CL A CL A G4776G101 1,531 110,918 SH Sole 01 110,918
INTERNATIONAL BUSINESS MACHS COM COM 459200101 12,886 132,997 SH Sole 01 132,997
INTUIT COM COM 461202103 5,943 220,106 SH Sole 01 220,106
ISHARES COMEX GOLD TR ISHARES ETF 464285105 5 52 SH Sole 01 52
ISHARES TR AGENCY BD FD ETF 464288166 95 880 SH Sole 01 880
ISHARES TR BARCLYS 10-20YR ETF 464288653 43 370 SH Sole 01 370
ISHARES TR BARCLYS 1-3 YR ETF 464287457 325,540 3,860,769 SH Sole 01 3,860,769
ISHARES TR BARCLYS 1-3YR CR ETF 464288646 552 5,585 SH Sole 01 5,585
ISHARES TR BARCLYS 20+ YR ETF 464287432 669 6,330 SH Sole 01 6,330
ISHARES TR BARCLYS 3-7 YR ETF 464288661 4,735 41,225 SH Sole 01 41,225
ISHARES TR BARCLYS 7-10 YR ETF 464287440 1,680 17,390 SH Sole 01 17,390
ISHARES TR BARCLYS CR BD ETF 464288620 573 6,287 SH Sole 01 6,287
ISHARES TR BARCLYS INTER CR ETF 464288638 6,768 71,892 SH Sole 01 71,892
ISHARES TR BARCLYS MBS BD ETF 464288588 6,768 63,887 SH Sole 01 63,887
ISHARES TR BARCLYS SH TREA ETF 464288679 209,483 1,899,381 SH Sole 01 1,899,381
ISHARES TR BARCLYS TIPS BD ETF 464287176 5,897 57,394 SH Sole 01 57,394
ISHARES TR BARCLYS US AGG B ETF 464287226 830 8,181 SH Sole 01 8,181
ISHARES TR DJ US INDEX FD ETF 464287846 18 469 SH Sole 01 469
ISHARES TR DJ US TECH SEC ETF 464287721 234 6,311 SH Sole 01 6,311
ISHARES TR DJ US TELECOMM ETF 464287713 61 3,823 SH Sole 01 3,823
ISHARES TR DJ US UTILS ETF 464287697 0 7 SH Sole 01 7
ISHARES TR IBOXX INV CPBD ETF 464287242 203,375 2,160,809 SH Sole 01 2,160,809
ISHARES TR LRGE CORE INDX ETF 464287127 1,342 29,169 SH Sole 01 29,169
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES TR LRGE GRW INDX ETF 464287119 1,794 43,754 SH Sole 01 43,754
ISHARES TR MSCI ACWI INDX ETF 464288257 74 2,599 SH Sole 01 2,599
ISHARES TR MSCI EAFE IDX ETF 464287465 15,608 415,225 SH Sole 01 415,225
ISHARES TR MSCI EMERG MKT ETF 464287234 12,728 513,016 SH Sole 01 513,016
ISHARES TR MSCI SMALL CAP ETF 464288273 26 1,139 SH Sole 01 1,139
ISHARES TR RUSL 2000 GROW ETF 464287648 25 541 SH Sole 01 541
ISHARES TR RUSL 2000 VALU ETF 464287630 55 1,392 SH Sole 01 1,392
ISHARES TR RUSSELL 1000 ETF 464287622 5,225 120,805 SH Sole 01 120,805
ISHARES TR RUSSELL MCP GR ETF 464287481 49 1,637 SH Sole 01 1,637
ISHARES TR RUSSELL MCP VL ETF 464287473 7,956 332,190 SH Sole 01 332,190
ISHARES TR RUSSELL1000GRW ETF 464287614 2,353 67,080 SH Sole 01 67,080
ISHARES TR RUSSELL1000VAL ETF 464287598 229 5,629 SH Sole 01 5,629
ISHARES TR S&P 100 IDX FD ETF 464287101 1,626 43,101 SH Sole 01 43,101
ISHARES TR S&P 500 INDEX ETF 464287200 78,920 991,202 SH Sole 01 991,202
ISHARES TR S&P GBL ENER ETF 464287341 1 30 SH Sole 01 30
ISHARES TR S&P GL UTILITI ETF 464288711 14,725 386,572 SH Sole 01 386,572
ISHARES TR S&P GLB100INDX ETF 464287572 275 6,516 SH Sole 01 6,516
ISHARES TR S&P LTN AM 40 ETF 464287390 41 1,594 SH Sole 01 1,594
ISHARES TR S&P MIDCP VALU ETF 464287705 3 73 SH Sole 01 73
ISHARES TR S&P NATL MUN B ETF 464288414 1,292 12,962 SH Sole 01 12,962
ISHARES TR S&P500 GRW ETF 464287309 70,401 1,681,831 SH Sole 01 1,681,831
ISHARES TR US PFD STK IDX ETF 464288687 819 35,943 SH Sole 01 35,943
JACK IN THE BOX INC COM COM 466367109 2 73 SH Sole 01 73
JAKKS PAC INC COM COM 47012E106 87 7,049 SH Sole 01 7,049
JARDEN CORP COM COM 471109108 110 8,709 SH Sole 01 8,709
JOHNSON & JOHNSON COM COM 478160104 5,525 105,045 SH Sole 01 105,045
JPMORGAN CHASE & CO COM COM 46625H100 6,003 225,839 SH Sole 01 225,839
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
KANSAS CITY SOUTHERN COM NEW COM 485170302 1 51 SH Sole 01 51
KEYCORP NEW COM COM 493267108 59 7,506 SH Sole 01 7,506
KRAFT FOODS INC CL A CL A 50075N104 4,444 199,357 SH Sole 01 199,357
K-SWISS INC CL A CL A 482686102 53 6,247 SH Sole 01 6,247
LEAR CORP COM COM 521865105 11 14,803 SH Sole 01 14,803
LIFE TECHNOLOGIES CORP COM COM 53217V109 2 74 SH Sole 01 74
LKQ CORP COM COM 501889208 5,423 380,028 SH Sole 01 380,028
LORILLARD INC COM COM 544147101 3 45 SH Sole 01 45
LOWES COS INC COM COM 548661107 11,063 606,212 SH Sole 01 606,212
MARINEMAX INC COM COM 567908108 75 38,419 SH Sole 01 38,419
MARSHALL & ILSLEY CORP NEW COM COM 571837103 35 6,266 SH Sole 01 6,266
MASTERCARD INC CL A CL A 57636Q104 9,189 54,866 SH Sole 01 54,866
MBIA INC COM COM 55262C100 65 14,217 SH Sole 01 14,217
MCDONALDS CORP COM COM 580135101 7,818 143,265 SH Sole 01 143,265
MICROSOFT CORP COM COM 594918104 4,888 266,095 SH Sole 01 266,095
MIDCAP SPDR TR UNIT SER 1 UIT 595635103 18 207 SH Sole 01 207
MITSUBISHI UFJ FINL GROUP IN
SPONSOR SPONSORED ADR 606822104 6,089 1,237,664 SH Sole 01 1,237,664
NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 4,602 119,105 SH Sole 01 119,105
NET SERVICOS DE COMUNICACAO SPONSO ADR 64109T201 1,387 191,375 SH Sole 01 191,375
NEW YORK CMNTY BANCORP INC COM COM 649445103 2 193 SH Sole 01 193
NEWTEK BUSINESS SERVICES INC. COM 652526104 54 146,141 SH Sole 146,141
NFJ DIVID INT & PREM STRTGY COM SHS COM 65337H109 1,209 120,945 SH Sole 01 120,945
NIKE INC CL B CL B 654106103 8,635 184,159 SH Sole 01 184,159
NORTHEAST UTILS COM COM 664397106 3 138 SH Sole 01 138
NORTHERN TR CORP COM COM 665859104 6,585 110,082 SH Sole 01 110,082
NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 3,701 97,826 SH Sole 01 97,826
NOVO-NORDISK A S ADR ADR 670100205 1,633 34,035 SH Sole 01 34,035
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
NRG ENERGY INC COM NEW COM 629377508 1,449 82,348 SH Sole 01 82,348
NSTAR COM COM 67019E107 2 69 SH Sole 01 69
NTELOS HLDGS CORP COM COM 67020Q107 3 189 SH Sole 01 189
NTT DOCOMO INC SPONS ADR ADR 62942M201 1,463 107,168 SH Sole 01 107,168
NUVEEN EQTY PRM OPPORTUNITYF COM COM 6706EM102 1,632 160,761 SH Sole 01 160,761
NUVEEN INSD DIVID ADVANTAGE COM COM 67071L106 1 96 SH Sole 01 96
NV ENERGY INC COM COM 67073Y106 92 9,843 SH Sole 01 9,843
O REILLY AUTOMOTIVE INC COM COM 686091109 8,177 233,574 SH Sole 01 233,574
OCEANEERING INTL INC COM COM 675232102 3,410 92,477 SH Sole 01 92,477
OLD REP INTL CORP COM COM 680223104 96 8,858 SH Sole 01 8,858
ORACLE CORP COM COM 68389X105 9,415 521,029 SH Sole 01 521,029
P T TELEKOMUNIKASI INDONESIA SPONSO ADR 715684106 1,430 55,661 SH Sole 01 55,661
PACCAR INC COM COM 693718108 6,207 240,950 SH Sole 01 240,950
PALL CORP COM COM 696429307 5,808 284,302 SH Sole 01 284,302
PAR PHARMACEUTICAL COS INC COM COM 69888P106 102 10,792 SH Sole 01 10,792
PEPSICO INC COM COM 713448108 12,593 244,610 SH Sole 01 244,610
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 164 5,366 SH Sole 01 5,366
PG&E CORP COM COM 69331C108 3,204 83,837 SH Sole 01 83,837
PHILIP MORRIS INTL INC COM COM 718172109 8,018 225,358 SH Sole 01 225,358
PHILIPPINE LONG DISTANCE TEL SPONSO ADR 718252604 1,144 25,930 SH Sole 01 25,930
PNC FINL SVCS GROUP INC COM COM 693475105 34 1,168 SH Sole 01 1,168
POPULAR INC COM COM 733174106 35 16,267 SH Sole 01 16,267
POSCO SPONSORED ADR ADR 693483109 190 2,845 SH Sole 01 2,845
POTASH CORP SASK INC COM COM 73755L107 24 300 SH Sole 01 300
POWERSHARES DB G10 CURCY HAR COM ETF 73935Y102 11 539 SH Sole 01 539
POWERSHARES ETF TRUST DYN UTIL ETF 73935X591 228 17,401 SH Sole 01 17,401
POWERSHARES ETF TRUST DYNM LRG CP ETF 73935X609 696 67,064 SH Sole 01 67,064
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
POWERSHARES ETF TRUST ZACKS MC ETF 73935X740 8 1,176 SH Sole 01 1,176
POWERSHARES GLOBAL ETF TRUST INSUR ETF 73936T474 1,700 77,365 SH Sole 01 77,365
POWERSHS DB MULTI SECT COMM DB AGR ETF 73936B408 7,672 313,266 SH Sole 01 313,266
PPL CORP COM COM 69351T106 2,359 82,159 SH Sole 01 82,159
PRAXAIR INC COM COM 74005P104 8,366 124,323 SH Sole 01 124,323
PROCTER & GAMBLE CO COM COM 742718109 19,128 406,201 SH Sole 01 406,201
PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 858 29,131 SH Sole 01 29,131
QUEST DIAGNOSTICS INC COM COM 74834L100 176 3,701 SH Sole 01 3,701
RESEARCH IN MOTION LTD COM COM 760975102 1,420 32,931 SH Sole 01 32,931
RESMED INC COM COM 761152107 3,919 110,893 SH Sole 01 110,893
ROPER INDS INC NEW COM COM 776696106 3,793 89,352 SH Sole 01 89,352
ROYAL CARIBBEAN CRUISES LTD COM COM V7780T103 41 5,162 SH Sole 01 5,162
RYDEX ETF TRUST TOP 50 ETF ETF 78355W205 558 8,937 SH Sole 01 8,937
SARA LEE CORP COM COM 803111103 1,730 214,079 SH Sole 01 214,079
SCHLUMBERGER LTD COM COM 806857108 4 100 SH Sole 01 100
SELECT SECTOR SPDR TR SBI CONS DISCR ETF 81369Y407 120 6,110 SH Sole 01 6,110
SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 187 8,857 SH Sole 01 8,857
SELECT SECTOR SPDR TR SBI HEALTHCA ETF 81369Y209 254 10,510 SH Sole 01 10,510
SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 182 4,294 SH Sole 01 4,294
SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 113 12,869 SH Sole 01 12,869
SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 140 7,619 SH Sole 01 7,619
SELECT SECTOR SPDR TR SBI INT-TECH ETF 81369Y803 28 1,824 SH Sole 01 1,824
SELECT SECTOR SPDR TR SBI INT-UTILS COM 81369Y886 503 19,672 SH Sole 01 19,672
SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 14 615 SH Sole 01 615
SEMPRA ENERGY COM COM 816851109 328 7,093 SH Sole 01 7,093
SINGAPORE FD INC COM COM 82929L109 0 26 SH Sole 01 26
SMITHFIELD FOODS INC COM COM 832248108 114 12,051 SH Sole 01 12,051
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
SNAP ON INC COM COM 833034101 1 40 SH Sole 01 40
SPDR GOLD TRUST GOLD SHS ETF 78463V107 13,566 150,264 SH Sole 01 150,264
SPDR INDEX SHS FDS DJWS INTL REAL ETF 78463X863 437 19,824 SH Sole 01 19,824
SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 340 9,224 SH Sole 01 9,224
SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 388 24,114 SH Sole 01 24,114
SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 566 35,709 SH Sole 01 35,709
SPDR SERIES TRUST BARCL CAP TIPS ETF 78464A656 124 2,488 SH Sole 01 2,488
SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 52 1,136 SH Sole 01 1,136
SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 830 15,182 SH Sole 01 15,182
SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 247 4,822 SH Sole 01 4,822
SPDR SERIES TRUST BRCLYS MUNI ETF ETF 78464A458 1,743 78,847 SH Sole 01 78,847
SPDR SERIES TRUST BRCLYS SHRT ETF ETF 78464A425 310 13,023 SH Sole 01 13,023
SPDR SERIES TRUST BRCLYS YLD ETF ETF 78464A417 579 19,652 SH Sole 01 19,652
SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 74 1,590 SH Sole 01 1,590
SPDR SERIES TRUST DJ WLSH REIT ETF ETF 78464A607 1,301 49,309 SH Sole 01 49,309
SPDR SERIES TRUST DJWS LGCAP GRW ETF 78464A409 694 20,332 SH Sole 01 20,332
SPDR SERIES TRUST DJWS SMALL CAP ETF 78464A813 117 3,554 SH Sole 01 3,554
SPDR TR UNIT SER 1 ETF 78462F103 2,867 36,057 SH Sole 01 36,057
ST MARY LD & EXPL CO COM COM 792228108 0 31 SH Sole 01 31
STAPLES INC COM COM 855030102 2,385 131,673 SH Sole 01 131,673
STERICYCLE INC COM COM 858912108 5,738 120,210 SH Sole 01 120,210
STEWART INFORMATION SVCS COR COM COM 860372101 133 6,796 SH Sole 01 6,796
STRYKER CORP COM COM 863667101 8,387 246,397 SH Sole 01 246,397
SYBASE INC COM COM 871130100 8,833 291,629 SH Sole 01 291,629
SYMANTEC CORP COM COM 871503108 4,355 291,530 SH Sole 01 291,530
SYNGENTA AG SPONSORED ADR ADR 87160A100 3,657 91,163 SH Sole 01 91,163
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,868 208,716 SH Sole 01 208,716
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
TARGET CORP COM COM 87612E106 12,085 351,405 SH Sole 01 351,405
TENARIS S A SPONSORED ADR ADR 88031M109 41 2,040 SH Sole 01 2,040
TERRA INDS INC COM COM 880915103 1 26 SH Sole 01 26
TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 188 4,171 SH Sole 01 4,171
TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 5,067 103,279 SH Sole 01 103,279
TOYOTA MOTOR CORP SP ADR REP2COM SPONSORED ADR 892331307 3,152 49,800 SH Sole 01 49,800
TRACTOR SUPPLY CO COM COM 892356106 100 2,774 SH Sole 01 2,774
TRANSOCEAN LTD REG SHS ADDED H8817H100 3,536 60,093 SH Sole 01 60,093
TYCO ELECTRONICS LTD COM NEW NEW G9144P105 4,353 394,259 SH Sole 01 394,259
UAL CORP. COM 902549807 11 2,409 SH Sole 2,409
UBS AG SHS NEW NEW H89231338 0 37 SH Sole 01 37
UNITED CMNTY BKS BLAIRSVLE G CAP STK CAP STK 90984P105 2 380 SH Sole 01 380
UNITED TECHNOLOGIES CORP COM COM 913017109 6,918 160,958 SH Sole 01 160,958
UNUM GROUP COM COM 91529Y106 3 213 SH Sole 01 213
VANGUARD INDEX FDS GROWTH ETF ETF 922908736 4,219 112,925 SH Sole 01 112,925
VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 26 724 SH Sole 01 724
VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 18 632 SH Sole 01 632
VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 679 19,533 SH Sole 01 19,533
VANGUARD INDEX FDS SML CP GRW ETF ETF 922908595 1,332 34,498 SH Sole 01 34,498
VANGUARD INDEX FDS VALUE ETF ETF 922908744 4,863 143,607 SH Sole 01 143,607
VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1,758 74,620 SH Sole 01 74,620
VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 2,727 85,478 SH Sole 01 85,478
VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 1,703 45,268 SH Sole 01 45,268
VANGUARD INTL EQUITY INDEX F TT WRLD ETF 922042742 325 11,211 SH Sole 01 11,211
VANGUARD TAX-MANAGED FD EUROPE ETF 921943858 1,323 57,479 SH Sole 01 57,479
VANGUARD WORLD FD MEGA CAP INDEX INDEX 921910873 20 707 SH Sole 01 707
VANGUARD WORLD FD MEGA GRWTH IND ETF 921910816 1 19 SH Sole 01 19
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- --------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
VERIZON COMMUNICATIONS INC. COM 92343V104 25 832 SH Sole 832
VODAFONE GROUP PLC NEW SPONS ADR ADR 92857W209 6,441 369,765 SH Sole 01 369,765
VULCAN MATLS CO COM COM 929160109 5,028 113,535 SH Sole 01 113,535
WAL MART STORES INC COM COM 931142103 5,055 97,026 SH Sole 01 97,026
WALGREEN CO COM COM 931422109 12,001 462,294 SH Sole 01 462,294
WALTER INDS INC COM COM 93317Q105 1 35 SH Sole 01 35
WASHINGTON FED INC COM COM 938824109 2 132 SH Sole 01 132
WATERS CORP COM COM 941848103 7,998 216,444 SH Sole 01 216,444
WILLIAMS COS INC DEL COM COM 969457100 1,288 113,210 SH Sole 01 113,210
WISDOMTREE TRUST INTL UTILITIES UTILITIES 97717W653 4 202 SH Sole 01 202
WYETH COM COM 983024100 2,656 61,708 SH Sole 01 61,708
XL CAP LTD CL A CL A G98255105 99 18,160 SH Sole 01 18,160
YAHOO INC COM COM 984332106 5,061 395,106 SH Sole 01 395,106
YUM BRANDS INC COM COM 988498101 4,611 167,805 SH Sole 01 167,805