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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Selser John Michael SR 1331 LAMAR ST. SUITE 650 HOUSTON, TX 77010 |
X |
/s/ Michael A. Gerlich, as Attorney in Fact | 11/13/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The bonus stock award vests in three equal annual installments beginning on 11/11/2014. |
(2) | The original Form 4 filed on November 12, 2013 to report this transaction incorrectly stated the number of restricted shares in Columns 4 and 5 of Table I. This amended report is filed to correct this error and the amount of restricted shares set forth in Columns 4 and 5 of Table I indicates the correct number of restricted shares acquired in the reported transaction. |
(3) | In December 2010, the reporting person gifted 6,600 restricted shares to his minor children in trust for which the reporting person acts as the trustee as follows: John M. Selser, Jr. Trust - 3,300 shares; Eugenie Gardner Selser Trust - 3,300 shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose. |
Remarks: The original Form 4 filed on November 12, 2013 to report this transaction incorrectly stated the number of restricted shares in Columns 4 and 5 of Table I. This amended report is filed to correct this error and the amount of restricted shares set forth in Columns 4 and 5 of Table I indicates the correct number of restricted shares acquired in the reported transaction. |