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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 0.45 | 06/12/2009 | A | 10,000 | 06/12/2009(1) | 12/31/2014 | Common Stock | 10,000 | (2) | 10,000 | D | ||||
Stock Option (Right to Buy) | $ 0.71 | 06/12/2009 | D | 10,000 | 03/23/2009(3) | 12/31/2014 | Common Stock | 10,000 | (2) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Koslofsky Mickie R 16801 W. 116TH STREET LENEXA, KS 66219 |
CFO and Treasurer |
Mark A. von Bergen, as attorney-in-fact for Mickie R. Koslofsky | 06/16/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vests in the following amounts on the following dates: 4,000 on June 12, 2009; 2,000 on December 31, 2009; 2,000 on December 31, 2010; and 2,000 on December 31, 2011. |
(2) | The reporting person agreed to cancellation of an option granted to her on March 23, 2009, in exchange for a new option having a lower exercise price. |
(3) | As of June 12, 2009, the option was vested to purchase 4,000 shares of common stock. The unvested portion of the option was to vest in the following amounts on the following dates: 2,000 on December 31, 2009; 2,000 on December 31, 2010; and 2,000 on December 31, 2011. |