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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Cash-settled restricted stock units (1) | (1) | 04/15/2009 | A | 1,154 (2) | (3) | (3) | Class A Common Stock | 1,154 | (4) | 146,063 (5) | D | ||||
Cash-settled restricted stock units (1) | (1) | 04/15/2009 | A | 1,002 (2) | (3) | (3) | Class A Common Stock | 1,002 | (4) | 126,771 (5) | D | ||||
Cash-settled restricted stock units (1) | (1) | 04/15/2009 | A | 3,502 (2) | (3) | (3) | Class A Common Stock | 3,502 | (4) | 443,016 (5) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHERNIN PETER C/O NEWS AMERICA INCORPORATED 1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036 |
X | President and COO |
/s/ Laura O'Leary as Attorney-in-Fact for Peter Chernin | 04/17/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1-for-1 |
(2) | The cash-settled restricted stock units were issued pursuant to dividend equivalent rights which were credited to the reporting person for certain outstanding cash-settled restricted stock units held by the reporting person on April 15, 2009, the date on which dividends were paid on the issuer's Class A Common Stock. |
(3) | The cash-settled restricted stock units vest on June 30, 2009 and shall be paid in cash upon vesting. |
(4) | The recipient did not pay cash or other consideration for the receipt of cash-settled restricted stock units. |
(5) | This number includes previously reported underlying cash-settled restricted stock units which are eligible to receive dividend equivalent rights. |