1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Options(Right to Buy)
(1)
|
Â
(3)
|
Â
(2)
|
Common stock, par value $0.01 per share
|
8,000
|
$
1.73
|
D
|
Â
|
Employee Stock Options(Right to Buy)
(1)
|
Â
(3)
|
Â
(2)
|
Common stock, par value $0.01 per share
|
10,000
|
$
2.53
|
D
|
Â
|
Employee Stock Options(Right to Buy)
(1)
|
Â
(3)
|
Â
(2)
|
Common stock, par value $0.01 per share
|
10,000
|
$
4.87
|
D
|
Â
|
Employee Stock Options(Right to Buy)
(1)
|
Â
(4)
|
Â
(2)
|
Common stock, par value $0.01 per share
|
7,500
|
$
3.36
|
D
|
Â
|
Employee Stock Options(Right to Buy)
(1)
|
Â
(5)
|
Â
(2)
|
Common stock, par value $0.01 per share
|
7,500
|
$
3.88
|
D
|
Â
|
Employee Stock Options(Right to Buy)
(1)
|
Â
(6)
|
Â
(2)
|
Common stock, par value $0.01 per share
|
7,500
|
$
3.81
|
D
|
Â
|
Employee Stock Options(Right to Buy)
(1)
|
Â
(7)
|
Â
(2)
|
Common stock, par value $0.01 per share
|
25,000
|
$
1.85
|
D
|
Â
|
Employee Stock Options(Right to Buy)
|
Â
(8)
|
Â
(2)
|
Common stock, par value $0.01 per share
|
25,000
|
$
0.98
|
D
|
Â
|
Restricted Stock Units
(1)
|
Â
(9)
|
Â
(11)
|
Common stock, par value $0.01 per share
|
3,750
|
$
0
|
D
|
Â
|
Restricted Stock Units
(1)
|
Â
(10)
|
Â
(11)
|
Common stock, par value $0.01 per share
|
5,000
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. |
(2) |
All grants expire 10 years from the date of grant. |
(3) |
All grants are fully vested as of the earliest reporting date. |
(4) |
6,000 options are vested as of the earliest reporting date. 1,500 stock options vest on 6/3/2019. |
(5) |
5,625 options are vested as of the earliest reporting date. 1,875 stock options vest on 5/15/2019. |
(6) |
3,750 options are vested as of the earliest reporting date. 1,875 stock options vest on 5/6/2019 and 1,875 stock options vest on 5/6/2020. |
(7) |
6,250 options are vested as of the earliest reporting date. 6,250 stock options vest on 5/1/2019, 6,250 stock options vest on 5/1/2020 and 6,250 options vest on 5/1/2021. |
(8) |
6,250 stock options vest on 6/27/2019, 6,250 stock options vest on 6/27/2020, 6,250 stock options vest on 6/27/2021 and 6,250 options vest on 5/1/2022. |
(9) |
1,250 RSUs vest on 5/1/2019, 1,250 RSUs vest on 5/1/2020 and 1,250 RSUs vest on 5/1/2021. |
(10) |
1,250 RSUs vest on 6/27/2019, 1,250 RSUs vest on 6/27/2020, 1,250 RSUs vest on 6/27/2021 and 1,250 RSUs vest on 6/27/2022. |
(11) |
Restricted Stock Units terminate upon vesting. |