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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Options (5) | $ 18.57 | 08/05/2016 | M | 15,485 | (6) | 02/03/2019 | Common Stock | 15,485 | (10) | 0 | D | ||||
Common Stock Options (5) | $ 34.21 | 08/05/2016 | M | 7,445 | (7) | 02/01/2020 | Common Stock | 7,445 | (10) | 0 | D | ||||
Common Stock Options (5) | $ 38.31 | 08/05/2016 | M | 7,225 | (8) | 02/02/2021 | Common Stock | 7,225 | (10) | 0 | D | ||||
Common Stock Options (5) | $ 49.56 | 08/05/2016 | M | 5,930 | (9) | 01/31/2022 | Common Stock | 5,930 | (10) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Selbach Scott C C/O CARLISLE COMPANIES INCORPORATED 11605 NORTH COMMUNITY HOUSE ROAD CHARLOTTE, NC 28277 |
V.P., Corporate Development |
/s/ Scott C. Selbach by Steven J. Ford, attorney-in-fact | 08/08/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed in multiple trades at prices ranging from $105.20 to $105.50. The price reported above reflects the weighted average sales price. Mr. Selbach hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
(2) | This transaction was executed in multiple trades at prices ranging from $105.50 to $105.74. The price reported above reflects the weighted average sales price. Mr. Selbach hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
(3) | This transaction was executed in multiple trades at prices ranging from $105.74 to $105.86. The price reported above reflects the weighted average sales price. Mr. Selbach hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
(4) | This transaction was executed in multiple trades at prices ranging from $105.86 to $106.13. The price reported above reflects the weighted average sales price. Mr. Selbach hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
(5) | Right to buy. |
(6) | 5,162 options exercisable each on February 4, 2010 and February 4, 2011, and 5,161 options exercisable on February 4, 2012, cumulatively. |
(7) | 2,482 options exercisable each on February 2, 2011 and February 2, 2012, and 2,481 options exercisable on February 2, 2013, cumulatively. |
(8) | 2,408 options exercisable each on February 3, 2012 and February 3, 2013, and 2,409 options exercisable on February 3, 2014, cumulatively. |
(9) | 1,977 options exercisable each on February 1, 2013 and February 1, 2014, and 1,976 options exercisable on February 1, 2015, cumulatively. |
(10) | The transaction is the exercise of a derivative security. |