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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | (2) | 01/02/2006 | A | 37,000 | 12/31/2010(4) | 12/31/2010 | Common Stock | 37,000 | (3) | 37,000 | D | ||||
Common Stock | (2) | 01/03/2007 | A | 31,000 | 12/31/2011(5) | 12/31/2011 | Common Stock | 31,000 | (3) | 31,000 | D | ||||
Common Stock | (2) | 01/02/2008 | A | 32,000 | 12/31/2012(6) | 12/31/2012 | Common Stock | 32,000 | (3) | 32,000 | D | ||||
Common Stock | (2) | 01/13/2009 | A | 13,987 | 12/31/2011(7) | 12/31/2011 | Common Stock | 13,987 | (3) | 13,987 | D | ||||
Common Stock | (2) | 01/13/2009 | A | 16,691 | 12/31/2013(8) | 12/31/2013 | Common Stock | 16,691 | (3) | 16,691 | D | ||||
Common Stock | (2) | 01/01/2010 | A | 17,450 | 12/31/2012(9) | 12/31/2012 | Common Stock | 17,450 | (3) | 17,450 | D | ||||
Common Stock | (2) | 01/01/2010 | A | 17,450 | 12/31/2014(10) | 12/31/2014 | Common Stock | 17,450 | (3) | 17,450 | D | ||||
Common Stock | $ 16.7813 | 01/01/2001 | 09/13/2010 | M | 21,414 (1) | (11) | 12/31/2010 | Common Stock | 21,414 | (12) | 0 | D | |||
Common Stock | $ 24.59 | 01/01/2002 | A | 14,176 | (11) | 12/31/2011 | Common Stock | 14,176 | (12) | 14,176 | D | ||||
Common Stock | $ 24.815 | 01/02/2003 | A | 24,082 | (11) | 12/31/2012 | Common Stock | 24,082 | (12) | 24,082 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WULF GENE C ONE NEENAH CENTER, 4TH FLOOR P.O. BOX 669 NEENAH, WI 54957 |
X | Executive Vice President |
Sheri H. Edison Power of Attorney | 09/14/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercise of Option to purchase 21,414 shares. Reporting Person attested to ownership of 11,644 shares to cover the cost of exercise and requested the Company to use 4,318 shares to cover withholding taxes, resulting in the issuance of 5,452 shares to Reporting Person. |
(2) | Security converts to Common Stock on a one-for-one basis on date of conversion. |
(3) | Will know price on the date of conversion. |
(4) | Award under Bemis Time Accelerated Restricted Stock Appreciation Program (TARSAP) exempt under Rule 16b-3: Grant to Reporting Person of right to receive stock as of December 31, 2010. |
(5) | Award under Bemis Time Accelerated Restricted Stock Appreciation Program (TARSAP) exempt under Rule 16b-3: Grant to Reporting Person of right to receive stock as of December 31, 2011. |
(6) | Award under Bemis Time Accelerated Restricted Stock Appreciation Program (TARSAP) exempt under Rule 16b-3: Grant to Reporting Person of right to receive stock as of December 31, 2012. |
(7) | Award under Bemis Performance Based Restricted Stock Award Program exempt under Rule 16b-3: Grant to Reporting Person of right to receive Performance Stock Units as of December 31, 2011, if certain performance targets are met by the Company. |
(8) | Award under Bemis Restricted Stock Award Program exempt under Rule 16b-3: Grant to Reporting Person of right to receive Restricted Stock Units as of December 31, 2013. |
(9) | Award under Bemis Performance Based Restricted Stock Award Program exempt under Rule 16b-3: Grant to Reporting Person of right to receive Performance Stock Units as of December 31, 2012, if certain performance targets are met by the Company. |
(10) | Award under Bemis Restricted Stock Award Program exempt under Rule 16b-3: Grant to Reporting Person of right to receive Restricted Stock Units as of December 31, 2014. |
(11) | Stock Option (right to buy) pursuant to Stock Option Plan exempt under Rule 16b-3: Options presently exercisable. |
(12) | Will know price on the date of exercise. |